- AmTrust Financial Services, Inc. (Jersey City, NJ)
- …adheres to various regulatory and contractual obligations. We are currently looking for a Compliance Officer to join our Team in Morristown, New Jersey. The ... Compliance Officer will oversee and ensure compliance with state regulations, company policies, and agreements with capacity providers for a Managing General… more
- Phaxis (New York, NY)
- Growing clearing fintech broker dealer is seeking a compliance officer to further enhance their Reg Sho framework. Key Responsibilities Maintain, administer, and ... enhance compliance policies, procedures, and written supervisory procedures (WSPs) related...analyze Reg SHO obligations and aging reports to ensure compliance and resolve fail-to-deliver (FTD) positions in real time.… more
- Santander Bank (New York, NY)
- Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America Your Journey Starts Here: Santander is a global leader ... You! USA Job Family Description: You will provide real-time compliance advisory support to the US Global Markets Business...for this role will implement a comprehensive and sustainable compliance framework to ensure the bank's compliance … more
- Merck & Co. (Rahway, NJ)
- …Experience working for a health authority as an inspector, investigator, compliance officer , reviewer, or assessorExperience creating or assessing remediation ... Job DescriptionThe Quality Assurance Director will provide compliance leadership and direction to our Company and contract manufacturing operation (CMO) sites that… more
- Caliver Beach Mortgage, LLC (Paterson, NJ)
- …LO! *Licensed in 28 states and growing! *Administrative, operational and compliance support provided by Corporate! Successful Candidate Attributes: *Proven track ... purposes. *History of closing at least 3-5 units per month. Loan Officer Requirements: *An active NMLS/MLO license (required). *Strong knowledge of lending… more
- TD Bank Group (New York, NY)
- …: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $125,000 - $140,000 USD TD is committed to providing fair and ... provide you more specific details for this role. Job Description: The Senior Compliance Office provides advice, guidance and support to business units in adhering to… more
- Capital One (New York, NY)
- … compliance team and to serve as a chief of staff to the Chief Compliance Officer for Global Payment Network and the broader leadership team. This is an ... Sr. Network Compliance Manager We are seeking a highly motivated...while ensuring operational rigor. Responsibilities: Liaison with the Enterprise Compliance Governance team and other Local Governance Leads (LGOV)… more
- PM Pediatric Care (Pompton Plains, NJ)
- …over 70 PEM providers. Under the guidance of the Regional Medical Officer , physicians are responsible for evaluating and providing evidence-based treatment to ... and protect operations by keeping patient care information confidential in compliance with HIPAA regulations. Update knowledge and skills through our internal… more
- Deutsche Bank (New York, NY)
- …and products processes giving rise to potential financial crime,The Anti-Money Laundering Compliance Officer (AMLCO) position will advise on transactions and ... Oversight Corporate Title Vice President Location New York Overview Regulation, Compliance and Anti-Financial Crime (AFC) protect the integrity and reputation of… more
- New York Life Insurance Co (New York, NY)
- …Summary: We are seeking an experienced and strategic Business Unit Risk Officer and Risk Insights/Assessments Lead to manage risk oversight and assurance for ... position offers the opportunity to work cross-functionally with executive leadership, compliance , legal, internal audit, and business partners to foster a strong… more
- Morgan Stanley (New York, NY)
- Americas Corporate Secretarial Chief Operating Officer - Company Law Group Company Profile Morgan Stanley is a leading global financial services firm providing a ... of our culture. Department Profile Professionals within Legal and Compliance provide a wide range of services to our...that govern the Firm's businesses. Role Description: Chief Operating Officer reporting to the Head of the Americas Corporate… more
- NBT Bank (New York, NY)
- …and monitor investments of the department to ensure that they are in compliance . 10% Serves on the department's Investment Policy Committee and the Bank's Retirement ... Plan Committee. 5% Other duties as assigned, may included Reports and Internal Meetings. Physical Requirements: Communicate effectively with internal and/or external customers Stationary 75% of time or greater Move Objects to Maximum 10 lbs Benefits for… more
- City of New York (New York, NY)
- …an exceptional, highly motivated, detail-oriented procurement professional to serve as Fiscal Officer in the Division of Legal Affairs. Under the direction of the ... Director of Administrative Services, the Fiscal Officer will: prepare procurement documents using agency and citywide systems (FMS, DMSS/OCP, and PASSPort);… more
- BankUnited (New York, NY)
- SUMMARY: A Credit Products Officer specializes in Commerical either Corporate and Industrial (C&I) or Commercial Real Estate (CRE) loan requests and is responsible ... items needed to fully underwrite the credit request and forward to Loan Closing Officer for ordering of due diligence items (lien, credit, UCC, OFAC, etc.). *… more
- Societe Generale (New York, NY)
- …RISQ division and with other partners such as business lines, legal and compliance teams Results focused, responsive, with strong strategic capabilities in terms of ... decision making and risk assessment Good English language writing skills, working knowledge of French is a plus Ability to work under pressure and to meet tight deadlines. Effective management of priorities Promoter of innovation and creativity Why join… more
- AMSURG (Edison, NJ)
- …*Reports observed or suspected safety violations and hazards to the Safety Officer ; ensure ongoing policy/procedure compliance *Adheres to OSHA regulations in ... procedures *Reports observed or suspected safety violations, hazards, and policy/procedure non- compliance to Center Leader, Safety Officer , and Clinical Director… more
- Hudson Milestones Inc (Jersey City, NJ)
- …operations manuals and circulars both internal and external, and the like. Ensures compliance with the agency's Operations and Personnel Manuals and the Division of ... as directed by the Director of Residential Services and/or Chief Executive Officer . Provides a consistent means of relaying information from the Administration to… more
- Neuberger Berman Group LLC (New York, NY)
- …the "Trust Companies") are seeking a skilled and experienced Trust Investment Oversight Officer to join our team. The Trust Companies support the Private Wealth ... Personal Trusts, Collective Investment Trusts (CITs), and Outsourced Chief Investment Officer (OCIO) clients, such as endowments, foundations, and pension funds. The… more
- IQVIA, Inc. (Parsippany, NJ)
- …reports, qualifications, withdrawals); drafting resolutions, written consents, and officer certificates; onboarding and integrating newly acquired/created legal ... Equiniti, Workiva) and logistics for Annual Shareholders' Meeting. Securities Law Compliance Handle technical preparation, formatting and filing of Form 8-Ks and… more
- S&P Global, Inc. (New York, NY)
- …internal use): 12 About the Role: Associate Director - Internal Audit Review Officer The Role : Lead audits and provide analytical assurance for Rating activities ... other divisions, as needed. The Impact: As a Review Officer , you will join a team of risk management...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
