- Scotiabank (New York, NY)
- Compliance Testing Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 225071 **Salary Range:** 90,000.00 - 167,200.00 _Please note ... ambition for every future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance … more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team responsible ... for assessing compliance with Volcker rule, Swap dealer requirements and significant compliance risks...regulatory issue validation activities for the global Volker Independent Testing Program, Swap Dealer Program and Counterparty… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 223397 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. ... policies and procedures. The primary responsibility of this position is to support compliance testing for Scotiabank's US operations. The US Compliance … more
- CIBC (New York, NY)
- …with compliance partners and line of business management throughout the compliance testing process to ensure timely and transparent communication + Assist ... & Wealth franchises. Reporting to the Head of US Compliance Examination Program, the Compliance Examination Specialist...offering both consumer and commercial loans. + CFTC registered swap dealer and SEC registered security-based swap … more
- Bank of America (New York, NY)
- …and CFTC swap dealer capital rules, including executing capital calculation testing and review and challenge of FOCUS report filings and calculations + Review ... Enterprise Financial Risk Capital Risk Manager Charlotte, North Carolina;New York, New York **Job...Written Communications + Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation… more
- Bank of America (Jersey City, NJ)
- …(SEC Rule 15c3-3) for locally regulated entities including broker dealers, swap dealers and other legalentities. Responsiblefor performing and documenting control ... of Regulatory Reporting for locally regulated entities including broker dealers, swap dealers and other legal entities. Key responsibilities include performing and… more