- State Street Corporation (Clifton, NJ)
- …generation methodology including modeling choices in line with firm's model risk management guidelines and regulatory requirements Work with model owners and ... of defense functions, such as model governance, Audit and Financial Regulatory Assurance to ensure appropriate governance and control infrastructure for scenario… more
- Millennium Management LLC (New York, NY)
- Compliance Officer Responsibilities Assist in implementing the Global Compliance Program Drafting compliance policies and procedures Conduct research with respect to ... compliance and regulatory issues; develop new compliance initiatives Interact with the...$160,000, which is specific to New York and may change in the future. Millennium pays a total compensation… more
- Bank of China Limited, New York Branch (New York, NY)
- …Global Markets lines of business. Overview This team lead position in Business Management team plays a crucial role in supporting the efficient and effective ... operations of the Operational Risk Management Department. Responsibilities Expense Budget Management : Assist...minimum annually or every time there is a significant change within the department Coordinating department participation in BCM… more
- Nonprofit Finance Fund (New York, NY)
- Position Reports to: Chief Operating Officer Department: General Counsel Suite: Operations, People, & Culture Location: Remote but must reside within commutable ... vision by learning about our Values and Theory of Change . None of this work would be possible without...President, General Counsel position reports to the Chief Operating Officer ("COO") and works closely with the Chief Credit… more
- Deutsche Bank (New York, NY)
- …on ethical conduct, governance issues and keep our organisation up-to-date on regulatory and political challenges. AFC is responsible for Deutsche Bank's overall ... processes giving rise to potential financial crime,The Anti-Money Laundering Compliance Officer (AMLCO) position will advise on transactions and products, consider… more
- Quanta Search (New York, NY)
- …data and portfolio performance calculations function that ensures compliance with global regulatory standards. The position will report to the Chief Operating ... Officer of the firm. Primary Responsibilities * Subject Matter...including construction, performance calculations, and dispersion analysis * Vendor Management : Build a strong relationship with vendor partners to… more
- SMBC (Jersey City, NJ)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Change Management Officer works with the ... matters related to overseeing timely implementation for SMBC. **Role Objectives** The Regulatory Change Management Officer role works with departments… more
- Bank of America (New York, NY)
- Senior Portfolio Management Officer -Commercial Real Estate Banking New York, New York **To proceed with your application, you must be at least 18 years of age.** ... learn, grow, and make an impact. Join us! **Job Description:** The Senior Portfolio Management Officer (SPMO) is responsible for the ongoing management and… more
- MTA (New York, NY)
- …all operations, training, and development aspects to promote organizational effectiveness and change management . Coordinate with MTA HQ People leads on delivery ... departmental leadership. Recommend strategies to address identified needs and facilitate change management . Foster a climate of professionalism, continuous… more
- MTA (New York, NY)
- …code development, rapid application coding, DevSecOps, and accommodate the strategic change the Agile Product Management team is currently implementing. ... Cybersecurity Officer - Application Security Job ID: 12376 Business Unit:...of this position is to provide technical leadership and management of MTA's cybersecurity program in one or more… more
- Wells Fargo (New York, NY)
- …direction to the business on developing corrective action plans and effectively managing regulatory change + Report findings and make recommendations to ... Monitor the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management + Oversee the Front… more
- JPMorgan Chase (New York, NY)
- …It operates across four business segments including Asset & Wealth Management , Corporate and Investment Banking Commercial Banking, Consumer and Community Banking. ... do outstanding work by partnering with clients and each other to generate positive change in our local and global communities every single day. We are committed to… more
- Citigroup (New York, NY)
- …the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management , the Compensation, Performance Management and Culture ... and escalate matters, as appropriate. Based in New York City, the Ethics Sr Lead Officer will report to an Ethics Sr Group Manager in Citi's Ethics Office and… more
- Scotiabank (New York, NY)
- …and procedures. + Proactively identify issues and participate in remediation and regulatory change initiatives and provide regular updates to relevant ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 -...a full range of investment banking, credit and risk management products and services relevant to the financing and… more
- Hackensack Meridian Health (Edison, NJ)
- …importance_ **_):_** In conjunction with the Hackensack Meridian Health Chief Academic Officer : 1. Compliance with Regulatory Requirements - Ensure that ... The Regional Academic Officer (ACAO) is an educational administrator, responsible for...initiatives. 4. A well-developed skill set related to leadership, management , communication, collegiality, teamwork, change agency and… more
- Marex (New York, NY)
- …+ Complete or assist in completing broker-dealer guidance, related to business change proposals, for management review. + Manage broker-dealer Business Line ... (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance advisory services… more
- Marex (New York, NY)
- … inquiries. + Complete or assist in completing US Broker Dealer BCAC (Business Change Approval Committee ()guidance for management review + Manage US Broker ... visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance advisory services… more
- CDM Smith (Paterson, NJ)
- …and management of financial actions. **Job Title:** Chief Financial Officer (CFO), Executive Vice President **Group:** COR **Employment Type:** Regular **Minimum ... employee-owned firm) is seeking a strategic, hands-on, and results-driven Chief Financial Officer (CFO) to lead our global financial operations. The CFO will be… more
- TD Bank (New York, NY)
- …firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Education & Experience:** + Bachelors degree ... this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US...detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills… more
- Raymond James Financial, Inc. (New York, NY)
- …acumen + Excellent written and verbal communication skills + Strong leadership, change management , and stakeholder engagement capabilities + Skilled in ... As the Vice President, Sanctions Officer , you will be the strategic and operational...proactive risk-based initiatives to protect the firm from legal, regulatory , and reputational risk. This role sits at the… more
