- SMBC (Jersey City, NJ)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Change Management Officer works with the ... matters related to overseeing timely implementation for SMBC. **Role Objectives** The Regulatory Change Management Officer role works with departments… more
- MTA (New York, NY)
- …code development, rapid application coding, DevSecOps, and accommodate the strategic change the Agile Product Management team is currently implementing. ... Cybersecurity Officer - Application Security Job ID: 11991 Business Unit:...of this position is to provide technical leadership and management of MTA's cyber security program in one or… more
- MTA (New York, NY)
- …all operations, training, and development aspects to promote organizational effectiveness and change management . Coordinate with MTA HQ People leads on delivery ... departmental leadership. Recommend strategies to address identified needs and facilitate change management . Foster a climate of professionalism, continuous… more
- Scotiabank (New York, NY)
- …and procedures. + Proactively identify issues and participate in remediation and regulatory change initiatives and provide regular updates to relevant ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 -...a full range of investment banking, credit and risk management products and services relevant to the financing and… more
- Citigroup (New York, NY)
- …the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management , the Compensation, Performance Management and Culture ... as appropriate. Based in New York, the Ethics Lead Officer will report to an Ethics Sr Group Manager...of a global financial services company in a dynamic regulatory environment. + Determine the handling and assignment of… more
- Bloomberg (New York, NY)
- Global Risk and Compliance Policy Officer Location New York Business Area Legal, Compliance, and Risk Ref # 10041461 **Description & Requirements** The energy of a ... for Bloomberg's non-regulated products and services. We work to address regulatory and operational issues, ensure compliance with current/developing rules and… more
- Marex (New York, NY)
- …+ Complete or assist in completing broker-dealer guidance, related to business change proposals, for management review. + Manage broker-dealer Business Line ... (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance advisory services… more
- Marex (New York, NY)
- … inquiries. + Complete or assist in completing US Broker Dealer BCAC (Business Change Approval Committee ()guidance for management review + Manage US Broker ... visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance advisory services… more
- RWJBarnabas Health (West Orange, NJ)
- Quality Officer IIReq #:0000202957 Category:Coder Status:Full-Time Shift:Day Facility:RWJBarnabas Health Corporate Services Department:HIM - Coding Quality ... Hills Road, West Orange, NJ 07052 Job Title: Quality Officer II Location: Barnabas Health Corp Department: HIM -...for accuracy and completeness. Communicates the need for Case Management review to the RWJBarnabas facilities when appropriate. +… more
- MTA (New York, NY)
- Training Officer - Conductors Job ID: 11271 Business Unit: Metro-North Railroad Location: New York, NY, United States Regular/Temporary: Regular Department: ... Posted: Jun 11, 2025 Description POSTING NO. 11271 JOB TITLE: Training Officer - Conductor DEPT/DIV: Operations Support and Organizational Resiliency WORK LOCATION:… more
- TD Bank (New York, NY)
- …the firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Depth & Scope:** + Works independently as ... the senior officer and may coach and educate others + Individual...detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Independent Compliance Risk Management (ICRM)'s Control Room team. The ICRM Global Surveillance platform encompasses ... barriers, policies, and procedures. + Advise Investment Banking groups of regulatory requirements on a transaction-specific basis. + Liaise with other legal… more
- AIG (New York, NY)
- Job Purpose The purpose of the Enterprise Resiliency Senior Program Officer role is to drive and maintain an effective program that safeguards AIG's assets and ... evolution of the Resiliency Program. Job Responsibilities + Contribute to the management and enhance third-party due diligence activities specific to the assessment… more
- Bank of America (New York, NY)
- GCIB Business Controls Officer , Communications Review & Enterprise Programs Associate / VP New York, New York **Job Description:** Global Corporate & Investment ... business. Having a deep understanding of the region-specific policies, procedures and regulatory expectations is also desirable. The individuals on this team are… more
- Bank of America (New York, NY)
- …and LOB management . + Conduct ad-hoc portfolio reviews and prepare management information as required. + Contribute to regulatory tasks and deliverables ... Credit Risk Officer Charlotte, North Carolina;New York, New York **Job...(TOH) and Line of Business (LOB) specific reports or regulatory related reporting. Responsible for all aspects of the… more
- TD Bank (New York, NY)
- …that strategic initiatives and directives are carried out effectively with comprehensive change management strategies + Delivers business services, functions and ... & Commercial Banking **Job Description:** The Sr. Commercial Loan Officer is an external sales role which focuses on...to structure the most complex deals + Prepares basic management reports summarizing loan activity + Meets regularly with… more
- Bank of America (New York, NY)
- Senior Trust Officer New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through the ... responsible for managing a book of fiduciary and investment management accounts for high-net-worth clients and beneficiaries involving multi-generational families.… more
- City of New York (New York, NY)
- …systems development, network administration, audio/visual services, business process re-engineering, change management , program management , security ... service management frameworks (eg, ITIL) to optimize service delivery, incident management , problem resolution, and change management processes, focusing… more
- Bank of America (New York, NY)
- …Written Communications + Active Listening + Data and Trend Analysis + Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** ... Vice President - Credit Risk Officer , Global Markets Credit New York, New York...have over five years of experience in credit risk management . Product knowledge and credit skills are necessary. The… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …paid holidays; employee referral bonus; and educational reimbursement. Summary The BSA Officer is responsible for ensuring the Bank's compliance with all relevant ... the Bank's BSA compliance program and documenting adherence to regulatory requirements. This includes the timely filing of all...may present BSA/AML/OFAC related risk, reporting such annually to management and the Board of Directors or a committee… more