- AmTrust Financial Services, Inc. (Jersey City, NJ)
- …adheres to various regulatory and contractual obligations. We are currently looking for a Compliance Officer to join our Team in Morristown, New Jersey. The ... Compliance Officer will oversee and ensure ...audits, trainings, investigations and with Regulatory bodies in the US and Europe. Responsibilities 1. Regulatory Compliance :… more
- Societe Generale (New York, NY)
- …credit policies for each of the main businesses in conjunction with Senior Management, the businesses lines and other RISQ divisions where appropriate. These ... the SG Americas perimeter, managing a team of [5] Senior Credit Officers that review and monitor the credit...as it relates to Financial Institutions Current knowledge of US market and regulatory practices Strong analytical and credit… more
- TD Bank Group (New York, NY)
- Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $125,000 - $140,000 USD TD is committed to ... more specific details for this role. Job Description: The Senior Compliance Office provides advice, guidance and... functions Depth & Scope: Works independently as the senior officer and may coach and educate… more
- New York Life Insurance Co (New York, NY)
- …Summary: We are seeking an experienced and strategic Business Unit Risk Officer and Risk Insights/Assessments Lead to manage risk oversight and assurance for ... two dynamic and evolving business units and co-lead a risk assessments team. This senior -level leader will serve as the primary point of contact for risk matters… more
- Santander Bank (New York, NY)
- Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America Your Journey Starts Here: Santander is a global ... brand more widely; Work collaboratively with the Global and US Compliance teams where necessary to ensure...with the ability to effectively influence others and engage senior stakeholders and foster collaboration amongst Compliance ,… more
- IQVIA, Inc. (Parsippany, NJ)
- Legal Entity Management & Corporate Governance Handle requests for US legal entity support, including: completing ultimate beneficial owner (UBO) and ... certificates, cover letters, and/or other routine corporate documents Oversee US legal entity maintenance, including: reviewing required state-level filings (eg,… more
- BankUnited (New York, NY)
- SUMMARY: A Credit Products Officer specializes in Commerical either Corporate and Industrial (C&I) or Commercial Real Estate (CRE) loan requests and is responsible ... underwrite the credit request and forward to Loan Closing Officer for ordering of due diligence items (lien, credit,...Deliver the Approval Package to Credit Products Manager (CPM), Senior Credit Products Manager (SCPM) or Managing Director of… more
- Citigroup, Inc. (Flushing, NY)
- …Specialists, Portfolio Consultants and Home Lending Officers. Citi has many locations across the United States and is looking for top talent. If you see this ... the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment...Time Type: Full time Primary Location: Flushing New York United States Primary Location Full Time Salary… more
- Metropolitan Commercial Bank (New York, NY)
- Come work with us : Metropolitan Commercial Bank (the "Bank") is a full-service commercial bank based in New York City. The Bank provides a broad range of business, ... Bank is Metropolitan Bank Holding Corp. (NYSE: MCB). Position Summary: The Senior Loan Operations Specialist will be responsible for the processing/servicing of… more
- S&P Global, Inc. (New York, NY)
- …- Middle Professional (EEO Job Group) (inactive), 20 - Professional (EEO-2 Job Categories- United States of America), RSKMGT202.2 - Middle Professional Tier II ... About the Role: Associate Director - Internal Audit Review Officer The Role : Lead audits and provide analytical...requested. Compensation/Benefits Information: (This section is only applicable to US candidates) S&P Global states that the… more
- City of New York (Long Island City, NY)
- …APPLY. Division/Program Summary Description: The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked with overseeing, ... regulations, and policies. Position Summary: The Bureau of the Agency Chief Contracting Officer within the Division of Finance looks to hire a PERMANENT Staff… more
- Deutsche Bank (New York, NY)
- …and volunteer programs What You'll Do Advise board of directors and senior management on corporate governance matters, including compliance with applicable, ... and guidance to ensure the proper governance of and compliance with applicable laws, rules, regulations, and internal policies...laws, rules, regulations, and internal policies applicable to our US Boards and Committees. You will act as the… more
- Bank of America (New York, NY)
- …Statement Analysis Experience Comfort working with complex Financial Products Shift: 1st shift ( United States of America) Hours Per Week: 40 Pay Transparency ... a successful career with opportunities to learn, grow, and make an impact. Join us ! Job Description: This job is responsible for contributing to the efficient and… more
- American Express (New York, NY)
- …your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. How will you make an impact in this ... role? The Global Risk & Compliance Organization (GRC) is an independent risk management function,...independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The ... **Work Location** : New York, New York, United States of America **Hours:** 40...reputation of Compliance 's good governance depends on us . The Senior Compliance Office… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... **Work Location** : New York, New York, United States of America **Hours:** 40...objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... corporate bonds, convertible bonds, agency bonds, municipal bonds, and US Treasuries as well as providing compliance ...Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make, support and… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more
- Banco Popular Puerto Rico (New York, NY)
- Date: Jul 13, 2025 Location: New York, NY, US , 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are ... looking for a Senior CRA Compliance Officer to join our ...financial solutions to our customers, with presence in the United States , the Caribbean and Latin America.… more
- Scotiabank (New York, NY)
- …Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US sales and trading businesses and coordinating with ... In this role, you will provide senior compliance support for the Scotiabank US Sales...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
