- Principal Financial Group (New York, NY)
- …investment trusts (CITs). This hands-on role is responsible for developing and leading operational risk oversight activities for fund operations, shareholder ... to ensure alignment and consistency across global operations. **Funds Operational Risk Oversight ** + Lead...Governance** + Lead the design and execution of the business unit's operational risk framework… more
- Neuberger Berman (New York, NY)
- …product/strategy across asset classes with end-to-end Aladdin ownership. + Serve as operational oversight of portfolio-level data and controls for Investment ... partnering closely with Middle Office, Custodians, Brokers, Technology, Compliance, and Risk . Responsibilities Include: + Provide dedicated operational support… more
- SMBC (New York, NY)
- …Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, and other ... regulators. + Support the production of management reporting for business leadership, CPAD, Risk and other governance...in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation… more
- Stony Brook University (Stony Brook, NY)
- …training. Additional licenses/certifications, such as: USEPA/HUD Lead Paint Inspector/ Risk Assessor, NYSDOL/USEPA Asbestos certification for Asbestos Project ... The Hazard Remediation Specialist will assist with the management and oversight of remediation projects involving asbestos, mold, mercury, PCB's, lead based… more
- Neuberger Berman (New York, NY)
- …construction, compliance). + Familiarity with investment guideline oversight , investment risk , and operational risk frameworks. + Technical proficiency: ... design, documentation, and delivery-partnering closely with portfolio managers, traders, risk , operations, engineering, and strategic vendors to build high-quality,… more
- Neuberger Berman (New York, NY)
- …Managers. + Work closely with fund administrators to provide support and oversight for derivative valuations. + Perform various daily and monthly reconciliations ... rates. + Assist management with system automation projects (STP), efficiency initiatives, and risk mitigation. + Serve as a central point of contact for internal… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for ... National Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER...the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or ... Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City...business processes, procedures, and controls to adhere to operational risk governance requirements * Review and… more
- TD Bank (New York, NY)
- …+ Proficiency with Microsoft Word, Excel and PowerPoint. The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides ... specific details for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Global Markets **Reports to:** Director, Financial… more
- BMO Financial Group (New York, NY)
- …navigate and mitigate risks within the market environment. Provides market risk oversight , monitoring, and reporting for equity derivative portfolios. ... regulatory requirements. + Provides input into the planning and implementation of ongoing operational programs in support of the market risk framework. +… more
- Bloomberg (New York, NY)
- …Risk Management - Third Party Risk Oversight - Program Lead - Chief Risk Office Location New York Business Area Legal, Compliance, and Risk Ref # ... What's the Role? We are seeking a Third Party Risk Oversight Lead to drive the design,...subject matter expertise, and the ability to translate complex risk concepts into actionable guidance for our operational… more
- PNC (New York, NY)
- …success. As a Quantitative Analytics and Model Consultant Senior within PNC's Market Risk Oversight organization, you will be based in Pittsburgh, PA, New ... across multiple functions. Responsibilities . Support the Head of IRRBB in executing risk oversight strategy. . Develop analytics and automation using Python and… more
- TD Bank (New York, NY)
- … risk and conduct risk ;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice to assigned ... Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US… more
- M&T Bank (New York, NY)
- …the designated business /function oversight in line with the Operational Risk Management framework and stakeholder expectations. Provides oversight ... of second line risk management services and oversight in line with Operational Risk...opinions on, the state of and/or concerns with the operational risk environment of the business… more
- Citigroup (New York, NY)
- …proposed practices. + Governance and oversight may include (not limited to) technology operational risk , cyber risk for example. + Serves as a subject ... The Operational Risk Sr Officer I is...risk /financial/regulatory) + Monitors goals are met through performance, risk and relationship oversight of our extended… more
- Bank of America (New York, NY)
- …the firm. This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, ... business -critical role to mitigate legal, compliance and reputational risk within the firm and is responsible for managing...+ Engages in activities to provide independent compliance and operational risk oversight of FLU… more
- Scotiabank (New York, NY)
- …in the US, the candidate will be responsible for providing strategic leadership and oversight of the bank's operational risk management framework with ... will be responsible for oversight of RCSA execution, support the Key Risk Indicators management, Issues Management, Operational Risk Events, New… more
- Bank of America (New York, NY)
- …Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control ... + Engages in activities to provide independent compliance and operational risk oversight of FLU...including internal policies, as applicable to the Global Markets Business . + Develop an effective working relationship with Front… more
- Marex (New York, NY)
- …Contribute in and create reporting materials for governance forums, ensuring comprehensive oversight and identification of operational risk trends. + ... transparency and business unit-level ownership and accountability over operational risk and control environments, fostering continuous improvement. + … more
- MUFG (New York, NY)
- …team will provide more details. **Job Summary:** The VP of Markets and Trading Operational Risk Management reports directly to the Head of Markets and Trading ... Operational Risk Management. The ...and Trading framework. The individual in this position has oversight responsibility for first line of defense markets and… more
