- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... SMBC is seeking an Associate with commensurate experience / skills in credit risk analysis for US subsidiaries of Japanese parent companies. + Review & challenge… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... and exam management for US regulators. Role Description The VP, Regulatory Officer works with the Regulatory Relations Advisory team to implement and execute… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... exam management for US regulators. Role Description The Regulatory Officer , Associate works with the Regulatory Relations team to...3 years of financial services experience at a regulator, bank or law firm. Prior experience with financial services… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- PNC (New York, NY)
- …feel respected, valued and have an opportunity to contribute to the company's success. As a Bank Risk Investment Officer within PNC's Market Risk ... Analytics, Financial Analysis, Model Development, Operational Risks, Quantitative Models, Risk Appetite **Competencies** Bank Quantitative Analysis, Consulting,… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR- INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and advisory role ... supporting assigned business units including two registered investment managers. The role will also be responsible for managing and maintaining assigned areas of the… more
- TD Bank (New York, NY)
- …existing Customer relationships and is the bridge between client and internal credit/ risk partners. The CRE REITs and Investment Funds Relationship Manager ... Business:** Personal & Commercial Banking **Job Description:** The Sr. Commercial Loan Officer combines an external sales role focusing on growing a Commercial… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer -CIB **Reports to:** Director, Financial Crime Risk Oversight, TD… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... you more specific details for this role. **Job Description:** The Assoc Investment Banking is responsible for providing structure, marketing and execution activities… more
- US Bank (New York, NY)
- …their financial goals with confidence and integrity. The Asset Management Group Chief Investment Officer (CIO) is a key executive responsible for shaping and ... executing the investment strategy for US Bank Wealth Management.... strategy across Wealth Management, ensuring consistent execution and risk management + Oversee all portfolio management activities and… more
- City National Bank (New York, NY)
- …exchange, investment and trust, etc.). May interface with other Bank departments as necessary to define responsibilities and coordinate objectives for all ... *SENIOR MORTGAGE LOAN OFFICER - ENTERPRISE* WHAT IS THE OPPORTUNITY? This...May identify business opportunities and solicit referrals of other Bank products or services from existing clients, referral sources… more
- Bank of America (New York, NY)
- …least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Houston/Treasury-Sales- Officer -I\_25038554-2) **Job Description:** At Bank ... Treasury Sales Officer I Houston, Texas;Dallas, Texas; New York, New...we make an impact in the communities we serve. Bank of America is committed to an in-office culture… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US...and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... and analysis on regulatory/compliance/technology issues. Position will support the Chief Compliance Officer (CCO) in ensuring the Bank 's compliance with all… more
- JPMorgan Chase (New York, NY)
- …your clients? You have found the right team. As a Treasury Management Officer in Commercial Banking, you will generate new treasury management business and maintain ... industry conferences, webinars, and professional media platforms + Manage the non-credit risk for customer portfolio and monitor and enhance profitability of all… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside...and striving to be best-in-class. As a Lead Credit Officer - Vice President in Commercial and Specialized Industries… more
- Scotiabank (New York, NY)
- …Americas and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the ... have strong interpersonal skills to build relationships with the Bank 's Corporate Clients and various internal groups ( Investment...to create presentations and models + Understand how the Bank 's risk appetite and risk … more
- TD Bank (New York, NY)
- …data governance, trade surveillance systems, and regulatory requirements at a large investment bank /systemically important financial institution in the US. Our ... + 10 years of experience in surveillance data quality at a large investment bank /systemically important financial institution (SIFI) in the US. + Demonstrated… more
- Mizuho Corporate Bank (New York, NY)
- …report monitoring + Effectively manage all audits and close all required audit and risk issues in a timely manner + Provide leadership for all team projects and ... + Implement and monitor internal controls to effectively minimize operational risk . + Oversee staff training and development programs, including performance… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... requirements and assisting business units to manage their regulatory risk . **Key Accountabilities** + Consistently exercise discretion in managing correspondence,… more
