- Mount Sinai Health System (New York, NY)
- **Job Description** **System Senior Director , Regulatory Compliance - Mount Sinai Health System** The Senior Director for Regulatory Affairs is ... Regulatory Affairs, MSHS, in maintaining a state of regulatory compliance across the MSHS, through proactive tracking, communication, monitoring and feedback… more
- American Express (New York, NY)
- …Find your place in risk and analytics on #TeamAmex. American Express is seeking a skilled Regulatory Compliance Director to lead the global regulatory ... implementation progress. **People and Program Leadership** + Lead and develop a high-performing Regulatory Compliance team, fostering a culture of compliance … more
- Grant Thornton (New York, NY)
- As a Regulatory Compliance Managing Director , you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth ... knowledge on emerging regulations and help organizations leverage efficiencies within the Regulatory Compliance team - all with the resources, environment, and… more
- TD Bank (New York, NY)
- …existing programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing ... for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is...part of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads… more
- Bowery Residents Committee (Manhattan, NY)
- …management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external financial, ... Position Overview Reporting to the CFO, the Director of Audit Compliance performs various...and adherence to sound business practices, company policies, and regulatory requirements. + Reviews and analyzes transactions, documents, records,… more
- American Express (New York, NY)
- …+ Process review to identify control gaps and improvement opportunities for regulatory reporting processes. + Ensure compliance with the reporting guidelines ... require additional testing. Ensure timelines of reviews are met * Ensure compliance with Quality Assurance governed frameworks eg, Regulatory Reporting… more
- TD Bank (New York, NY)
- …of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director , Regulatory and Controls is responsible for leading the ... and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory... compliance with internal / external audit and regulatory requirements + Provides prompt and comprehensive response to… more
- Mizuho Corporate Bank (New York, NY)
- …production team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong ... Summary The Liquidity Regulatory Reporting is a team responsible for the...financial regulations, and a proven track record in managing regulatory reporting teams. Additionally, the candidate will play a… more
- Citigroup (New York, NY)
- …and required remediation. + Support and substantiate the overall health of the Regulatory Reporting function via the BCBS 239 Compliance framework. + Partner ... The Regulatory Reporting role is a senior management position...that will report up through the Global Head of Regulatory and Capital Reporting. The individual will support effective… more
- Citigroup (New York, NY)
- …works to make sure a robust framework exists to manage and mitigate operational, compliance and regulatory risks across the business to enable the business to ... The Treasury and Trade Solutions (TTS) Domestic Payments & Express Controls, Regulatory Management Senior Manager is a senior individual contributor role which sits… more
- Capital One (New York, NY)
- Director , Network Compliance (Advisory) The Network Compliance Director performs a key risk management role in the second line of defense for Capital ... the Compliance Management Program framework, the Network Compliance Director is responsible for leading and...peers to support the business's identification and mitigation of compliance risks + Support regulatory exam and… more
- TD Bank (New York, NY)
- …banking Functions including M&A, Debt and Equity Capital Markets. The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join...Analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product,… more
- Capital One (New York, NY)
- Director , Network Compliance (Requirements) The Network Compliance Director will perform a key risk management role in the second line of defense for ... and merchant businesses to help establish and implement the framework for the network compliance program. The Network Compliance Director is a critical… more
- MTA (New York, NY)
- Senior Director , Equal Employment Opportunity and Compliance Job ID: 10945 Business Unit: MTA Headquarters Location: New York, NY, United States ... Posted: May 13, 2025 Description JOB TITLE : Senior Director , Equal Employment Opportunity and Compliance SALARY...and auditing of all agency MTA-wide activities to ensure compliance with state and federal regulatory and… more
- NBC Universal (New York, NY)
- … and Privacy: + Build and enhance operational processes to support regulatory compliance and data protection, ensuring adherence to privacy-by-design and ... Compliance and Data driven business solutions. The Sr Director of Compliance & Privacy Tech Operations...and engaged in best practices for data protection and regulatory compliance . + Stay informed about … more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... Work with key stakeholders with Global Control Room and Compliance broadly to respond to regulatory inquires...Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for… more
- Scotiabank (New York, NY)
- Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... management and US Compliance personnel on relevant compliance issues, the regulatory environment, and Compliance Department initiatives by actively… more
- City of New York (New York, NY)
- …includes the following Divisions and units: - Adjudications - Economic Opportunity & Regulatory Compliance - Public Information - Audit Support The Audit Support ... history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Empire State Development, NYS Title Director of Compliance Occupational Category Other Professional Careers Salary Grade NS Bargaining Unit ... authority and its numerous affiliated entities, a comprehensive program of compliance with statutes, regulations, caselaw, policies and best practices concerning… more
- Citigroup (New York, NY)
- …of policies, resolution of potential red flags or other client/transaction-related compliance escalations. + Representing Citi on critical regulatory matters ... Serves as a senior function/business/product compliance risk manager for Independent Compliance ...relevant changes to rules/regulations and other industry news including regulatory findings. + Providing oversight and guidance over the… more