- Societe Generale (New York, NY)
- …Gamma, Vega, Basis, Forex etc.) Monitoring and certification of Stress-Tests and Regulatory metrics such as Value-at- Risk and Expected Shortfall Monitoring of ... risk limit consumptions and follow-up of breaches with Front -Office and Risk management Provide explanation about the different metric highlights to trading… more
- HSBC (New York, NY)
- …and internal controls are in place, including processes for management of operational risk , in accordance with Company and regulatory standards. Identify audit ... any of the 3 lines of defense functions (eg Front Office role related to capital markets, corporate lending,...lending, global trade finance and global payment solutions, Credit Risk , Regulatory Compliance, Internal Audit etc) Minimum… more
- Societe Generale (New York, NY)
- …QUALIFICATIONS: Years of Experience: Seven to ten years of compliance or regulatory experience, preferably in a trading environment, risk management function, ... Compliance management must make, either to SG DFA oversight forums or regulatory authorities; Work with Compliance colleagues on the development and coordination of… more
- Citigroup, Inc. (New York, NY)
- …other functions within Finance (Product Control, Accounting Policy, Local Finance) and the Front Office (Market Risk , Trading/Business Managers, Model Risk , ... stakeholders in the region Leadership and coordination of Internal Audit and regulatory issues for LATAM, including leading initiatives and meetings Communication of… more
- BNP Paribas (New York, NY)
- …continuous improvement of key data within critical GM business processes on a front -to-back basis. - Develop, co-ordinate and implement on tasks such as: - Defining, ... faced by the business and functions. - Contributing to regulatory and surveillance initiatives to ensure proper data management...to ensure that data management within GM is in line with the Bank's wider approach to data. Works… more
- TD Bank Group (New York, NY)
- …requirements and assists in implementing compliance initiatives to help manage regulatory risk . Ideal candidate would have previous compliance experience, ... Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $125,000 - $140,000 USD TD is committed to providing… more
- Wells Fargo (New York, NY)
- …career" in the US **About this role:** Wells Fargo is seeking a **F** **ront- Line Regulatory Risk Execution Leader** (Business Execution Senior Manager) in ... role, you will:** + Lead and manage the CIB Front Line Compliance Risk Execution...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory… more
- Wells Fargo (New York, NY)
- …bank's disparate risk systems into one cohesive, cross-asset platform that provides front - line risk management capabilities, risk calculations to ... risk calculations including full-revaluation VaR, and capital calculations for internal risk management and regulatory requirements such as FRTB-SA. The… more
- MUFG (New York, NY)
- …details. We are seeking an Associate to join our Global Corporate & Investment Banking - Risk Management team. This role plays a key part within the First Line ... group. Key responsibilities: + Support the execution of the product risk management framework across wholesale lending, investment banking, and transaction banking… more
- Tradeweb (New York, NY)
- …Tradeweb is seeking a motivated and execution-focused Vice President to join the First Line Risk & Control function. Operating under the direction and guidance ... mismatches, latency events, reconciliation breaks). + Train and coach front office and infrastructure teams on risk ... posture and control health. + Collaborate with second line risk and compliance functions to maintain… more
- HSBC (New York, NY)
- …will work in a devops model and will be responsible for assisting with front - line technology support for HSBC's Futures IT systems, primarily supporting the US ... managing multiple Listed Derivatives e-Trading platforms, delivering key client, and regulatory /exchange driven projects - helping our global business and its… more
- MUFG (New York, NY)
- …due diligence / and documentation terms is a strong plus. + Experience in a Second line Risk function at a financial institution is a plus. + Strong written and ... and approvals serving as the primary contact with the Front Office Business and Risk /Underwriting teams. This...or Counterparty Credit in either a first (Business or Risk ) or second line ( Risk )… more
- MUFG (New York, NY)
- …in control testing techniques and documentation + Strong knowledge of operational risk regulatory expectations and industry practices + Demonstrated ability to ... the operational risk framework in effectively managing risk as the bank's first line of...MBA a plus. + 12+ years' experience in operational risk management, internal audit, consulting, regulatory or… more
- Bank of America (New York, NY)
- …skills and a strong attention to detail. Responsibilities: - Partner with Global Regulatory Relations (GRR) and Front - Line Unit / Control Function ... Business Control Manager role is responsible for the oversight of internal audits, regulatory engagement, and governance routines for the Line of Business (LOB).… more
- Scotiabank (New York, NY)
- …Business Risk , contributes to the overall success of the front office/business controls for US Global Transaction Banking strategies and objectives. Providing ... Regulation D and Regulation W; + Point person for front office business on operational/process, risk and...abuse, fair dealings with clients, auctions and compliance with regulatory requirements; + Collaborate with Compliance and Risk… more
- SMBC (New York, NY)
- … Risk and Analytics Group, Model Risk Group, and the Operational & Regulatory Risk Group. The Credit Risk Group maintains sound credit management ... with supervisory expectations. + Drive discussions with Analytics, Model Validation, IT, Front Office, Operations, Risk , Legal, Compliance, and other key… more
- TD Bank (New York, NY)
- …business partners including Treasury, Balance Sheet Management, Front Office, other second- line of defense risk partners, and Internal Audit. + Deliver ... **Work Location** : Charlotte, North Carolina, United States of America **Hours:** 40 ** Line of Business:** Risk Management **Pay Detail:** $170,000 - $200,000… more
- Bank of America (New York, NY)
- …calculation; or stress testing. + Has sustained experience effectively communicating with first- line markets trading and second- line risk management ... quantitative backgrounds, and the team comprises former traders, market risk managers, front office and finance quants,...Fundamental Review of the Trading Book and the wider regulatory environment (eg, Sound Practices for Model Risk… more
- CIBC (New York, NY)
- …trends, and any new risks arising from regulatory changes. + Working with front - line staff and Risk Management to propose appropriate control thresholds ... serves as the primary liaison between all Capital Markets Front Office teams, and the Infrastructure and Risk...Risk and Control Self-Assessments. + Collaboration - Providing Line of Business (LOBs) with advice regarding development of… more
- Bank of America (New York, NY)
- …as review & challenge the Line of Business + Define the Liquidity Risk Limits and Early Warning Indicators (EWI); up- front engagement of Liquidity Risk ... limits are set based on specific analysis of the risk factors or are in line with...breach notifications to drive remediation, when necessary, by the Front Line Units. + Lead deep dives… more
