- TD Bank (New York, NY)
- … compliance that will cascade throughout the organization. **The Ideal Candidate:** The Senior Compliance Business Oversight Analyst supports the Fair ... is outlined in the general description below. **Job Description Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance,… more
- TD Bank (New York, NY)
- …testing in the area specified as required. **Job Summary:** The Senior Manager, Compliance Business Oversight manages and leads a team of Compliance ... integration with core business functions. + Provide oversight and guidance on compliance requirements specific... Compliance laws + Works with executive team, senior business unit management/partners to develop proactive… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Manager, Compliance Business Oversight manages and leads a team of ... Compliance laws + Works with executive team, senior business unit management/partners to develop proactive...subject matter expertise and Compliance advice to business management + Maintains oversight (via review… more
- TD Bank (New York, NY)
- …role which is outlined in the general description below. **Job Description Summary:** The Senior Compliance Business Oversight Manager provides advice, ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At… more
- Amazon (New York, NY)
- …of Transportation (DOT) Oversight and Governance team is seeking a high-performing Senior Risk Manager to conduct DOT compliance risk assessments and develop ... for Amazon's regulated transportation operations. This role will work closely with compliance leads and business partners to identify risks, develop mechanisms… more
- Capital One (New York, NY)
- …for delivering effective challenge and compliance advice relating to the business 's partner oversight program and processes worldwide, with an emphasis on ... Director, Network Compliance (Partner Oversight ) The Network ...Develop expert-level understanding of the operating regulations and partner oversight -related business processes worldwide + Proactively identify… more
- Neuberger Berman (New York, NY)
- …Registered platform. The successful candidate will be responsible for fund oversight , calculating and paying the financial arrangements to the Fund's intermediary ... Agent 's trailer process including tracking affiliated investments and ensuring compliance with regulatory requirements for registered funds (eg 40 Act Funds,… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) Program Manager is responsible for providing advisory… more
- American Express (New York, NY)
- …in this role?** We are seeking a highly motivated and detail-oriented Strategic and Business Risk Oversight Manager to join our growing team. This role will ... and oversight functions. **Minimum Qualifications:** + Bachelor's degree in Business Administration, Finance, Economics, Risk Management, or a related field. + 5… more
- TD Bank (New York, NY)
- …Description:** The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized business guidance and ... partners with covered TD businesses through the development, implementation, oversight , and management of effective AML/ATF/Sanctions/ABAC Compliance Programs… more
- Citigroup (New York, NY)
- …auditors, managing remediation efforts or corrective action plans, and ensuring compliance while minimizing business risks. **Education** : Bachelor's/University ... the Citigroup franchise or reputation. The role includes developing business strategies, calculating/reviewing CECL reserves, conducting sensitivity analysis, reviewing… more
- MTA (New York, NY)
- Senior Director, Equal Employment Opportunity and Compliance Job ID: 10945 Business Unit: MTA Headquarters Location: New York, NY, United States ... Date Posted: May 13, 2025 Description JOB TITLE : Senior Director, Equal Employment Opportunity and Compliance ...consistent practices for addressing areas of concern; and provide oversight for uniform handling of EEO compliance … more
- BMO Financial Group (New York, NY)
- …and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge ... to ensure program remains current and aligned with BMO Compliance Program. Work with business /group and internal... Policies & Procedures manuals for requirements. Contribute to business /group results by providing oversight and making… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... for advising in the individuals within the various Marex Business lines from a Compliance perspective. Marex...Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make,… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... for advising in the individuals within the various Marex Business lines from a Compliance perspective. Marex...Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make,… more
- BMO Financial Group (New York, NY)
- …and methods governance is implemented, managed, and monitored in the business /group. The governance framework includes SEC/FINRA regulatory policies, guidelines and ... and measures to promote transparency, accuracy, consistency across groups. Provides an oversight of SEC Rule 17a-5. Applies specialized knowledge of Accounting &… more
- Scotiabank (New York, NY)
- Senior Manager / US Technology Business Management **Requisition ID:** 227150 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown ... and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally… more
- Fifth Third Bank, NA (New York, NY)
- …ability to complete the underwriting process from beginning to end with limited oversight . Additionally, the Senior Credit Analyst will attend and support ... covenant completion and track past due or out of compliance covenants and recommend appropriate course of action. +...with any such payment based upon company, line of business and/or individual performance. Senior Credit Analyst… more
- TD Bank (New York, NY)
- …:** Analytics, Insights, & Artificial Intelligence **Job Description:** **Department Overview:** The Senior AML Business Data Manager for AML Data is responsible ... activity in alignment with policies, standards, and procedures and oversight of transaction monitoring systems will be part of...systems will be part of the responsibilities assumed. The Senior AML Business Data Manager for AML… more
- Scotiabank (New York, NY)
- …and committees + Drafting of regulatory responses in coordination with other senior stakeholders and management + Providing oversight , monitoring and tracking ... Senior Manager, Regulatory Relations Group **Requisition ID:** 222217...is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and… more