- TD Bank (Portland, ME)
- …and manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- TD Bank (Portland, ME)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will ... may vary depending on availability and individual circumstances._ **Job Description Summary** The Senior Compliance Business Oversight Manager provides… more
- TD Bank (Portland, ME)
- …on availability and individual circumstances. **Job Profile Summary** The Senior Manager, Compliance Business Oversight manages and leads a team of ... Compliance laws + Works with executive team, senior business unit management/partners to develop proactive...subject matter expertise and Compliance advice to business management + Maintains oversight (via review… more
- TD Bank (Portland, ME)
- …manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- TD Bank (Portland, ME)
- …a culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will provide ... vary depending on availability and individual circumstances._ **Job Profile Summary** The Compliance Business Oversight Manager provides advice, support and… more
- TD Bank (Portland, ME)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of ... that can pivot quickly and adapt to changing priorities.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (Portland, ME)
- … Business :** Business Management, Strategy & Support **Job Description:** The Senior Manager, Business Management oversees and leads a large and/or highly ... / guidelines and ensures appropriate escalation processes are followed + Ensures business operations are in compliance with applicable internal and external… more
- TD Bank (Portland, ME)
- …**Line of Business :** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and operational oversight ... and operational excellence. **Depth & Scope:** + Provides oversight of trading rules and system configurations in the...response to new or amended regulations + Partners with Compliance , Risk, Technology, and other business units… more
- Elevance Health (South Portland, ME)
- **Internal Auditor, Senior ** **Location:** This role requires associates to be in-office 1-2 days per week, fostering collaboration and connectivity, while providing ... is granted as required by law. The **Internal Auditor, Senior ** is responsible for conducting financial/operationalaudits, internal control assessments, strategy… more
- NBT Bank (Portland, ME)
- Pay Range: $25.29 - $32.50 The role of the Senior Relationship Banker is to provide quality consultative customer service to ensure customers needs are met. They ... a thorough understanding of the customer's banking needs of both consumer and business customers and will educate, refer and cross-sell the appropriate products and… more
- TD Bank (Portland, ME)
- …line with TD's Compliance Program + Works with executive team, senior business management/partners to develop proactive strategies, tactics, policies and ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At… more
- TD Bank (Portland, ME)
- …of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... Change Management initiative, as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with… more
- TD Bank (Portland, ME)
- …on identification of critical data and critical data elements + Provides guidance and oversight on the business ' metadata management and data quality tasks + ... Provides guidance and oversight on the business ' data retention and...matters of confidentiality; escalate issues where appropriate + Ensures business operations are in compliance with applicable… more
- TD Bank (Portland, ME)
- …of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and...as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance … more
- TD Bank (Portland, ME)
- …analyses on TD products to ensure fair banking compliance with an oversight from a senior manager + Document the completed analytical deliverables in ... changing business needs + Possibly provide advisory support to line of business model owners regarding best practices for compliance guided by policies and… more
- TD Bank (Portland, ME)
- …and all matters of confidentiality; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external ... performance/risk/governance issues + Actively manages relationships within and across various business lines, corporate and/or oversight functions and ensures… more
- TD Bank (Portland, ME)
- …within the legal department. Provides oversight , legal advice and support to AMCB's senior management in Functions and in Business units. This role is the ... contracts to complex, high-dollar value transactions) + Trusted legal advisor to business senior leadership team + Escalates significant legal and regulatory… more
- TD Bank (Falmouth, ME)
- …Develops and manages the departmental plan and budget to ensure effective use of business segment funds and compliance with budget targets and outsource vendor ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- A/Z Corporation (Falmouth, ME)
- Director Job Details Level Senior Job Location Falmouth ME - Falmouth, ME Position Type Full Time Education Level 4 Year Degree Salary Range $170000.00 - $200000.00 ... with all corporate and client confidentiality requirements, strict adherence to business ethics and practices, and a continual demonstration of professionalism… more
- UNUM (Portland, ME)
- …initiatives and projects. + Develop, implement, and communicate to management and senior management on various business topics including new accounting ... initiatives and process improvements. Responsibilities will include the implementation and oversight of SOX controls, keeping abreast of Statutory, SEC, FASB, IASB,… more