- SMBC (White Plains, NY)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... a small team and train others. Reports to the Director level. Number of direct reports: up to 5....issues and addresses them + Generates quarterly position and audit reports for management review + Resolves routine matters… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Overview** SMBC is seeking an experienced Audit Director with a minimum of 10 years' experience in the ... financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices...and other related technology controls. Reporting to the Cybersecurity Audit Team Head, the Audit Director… more
- American Express (New York, NY)
- …in depth knowledge of US banking industry consumer and prudential compliance requirements, and support integrated audit teams with their compliance ... internal capabilities and technologies. About the Role The IAG Compliance Director role will lead core Global...quality; conduct L2 reviews + Specialize in banking industry consumer and prudential compliance , own audit… more
- City National Bank (Jersey City, NJ)
- …model and mentor to junior auditors, providing constructive feedback and guidance on consumer compliance audit procedures and techniques. Enhances and ... * AUDIT MANAGER I- CONSUMER COMPLIANCE.... * *Relationship Building and Stakeholder Management:* Supports the Audit Director in ongoing monitoring and discussions… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data ... Internal Audit group is seeking an experienced Audit Director - Conduct Risk & Internal...using an integrated auditing approach that considers financial, operational, compliance , and technology risks + Review management's corrective action… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data ... key internal capabilities and technologies. **About the Role:** The Director of Audit will lead the function...& Governance: + Collaborate with key stakeholders in Risk, Compliance , Technology, and the Business to stay ahead of… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data ... for conducting risk-based assurance and advisory reviews of GCS. We are seeking an Audit Director who is passionate about advancing and growing our audit… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data ... define the future of American Express. **About the Internal Audit Group at American Express** Our Internal Audit...key internal capabilities and technologies. **About the Role** The Director , Project Governance is based in New York City,… more
- Citigroup (New York, NY)
- **Team/Role Overview** The Audit Director - AI Governance and Risks is a senior level management position, reporting to the Chief Auditor Artificial Intelligence ... eg conduct risk, operational resilience, data protection, algorithmic trading, AML/KYC, consumer protection. + Preferably with audit experience, subject matter… more
- Citigroup (New York, NY)
- The Audit Director - AI Non-model Objects is a senior level management position, reporting to the Chief Auditor Artificial Intelligence (AI) Assurance, ... eg conduct risk, operational resilience, data protection, algorithmic trading, AML/KYC, consumer protection. + Preferably with audit experience, subject matter… more
- TD Bank (New York, NY)
- …for this role. **Line of Business:** Compliance **Job Description:** The Compliance Director Business Oversight, Consumer Deposits, Digital and Marketing ... a broad range of business and corporate functions including, Consumer Deposit Products & Payments and related Operations, Contact...Office of Supervision of Financial Institutions (OSFI) and internal audit to ensure compliance + Aids in… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data ... define the future of American Express. **About the Internal Audit Group at American Express** Our Internal Audit...part of the broader team covering audits over US Consumer Services, Digital Labs, and Global Advertising & Brand… more
- JPMorgan Chase (Brooklyn, NY)
- …the status quo and striving to be best-in-class. As a Global Financial Crime Compliance Governance Director within the Compliance , Conduct and Operational ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...partnerships with senior business management and counterparts in Legal, Audit , Control, and Risk. + Execute existing strategy and… more
- American Express (New York, NY)
- …welcome and recommend us to their customers. We are seeking an experienced and strategic Director - First Line of Defense (1LOD) Compliance professional to lead ... exam readiness, issue remediation, and corrective action planning. + Coordinate with compliance , legal, risk, and audit teams to ensure consistent interpretation… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. Job Summary As the Executive Director of Compliance , Conduct and Operational Risk (CCOR) within the Firmwide ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...in a business, finance, technology, security, justice, law, or audit , ideally combined with further education in Control Management… more
- City of New York (New York, NY)
- …product of staff, and conducting annual performance evaluations of staff. The Executive Director also monitors the staff's compliance with Commission rules and ... - The new Executive Director will be expected to continue the Commission's audit of the New York City Police Department's Disciplinary System as well as its… more
- Paramount (New York, NY)
- …Treasury compliance requirements including SOX testing and internal and external audit requirements. The Senior Director will also serve as a technology ... to the EVP Treasurer of Paramount Skydance, the Senior Director of Treasury Operations will oversee all Domestic Treasury...and close accounts in a timely manner and ensure compliance with their KYC requests. Own the annual FBAR… more
- JPMorgan Chase (Jersey City, NJ)
- Join the JPMorganChase Tax Transfer Pricing team, ensuring compliance and strategic planning to optimize tax efficiency. Job summary: As Executive Director in ... and external advisors to drive favorable outcomes, ensuring alignment and compliance with international tax standards. + Controversy Management:Lead and coordinate… more
- JPMorgan Chase (Jersey City, NJ)
- …Python, CI/CD pipelines) for network infrastructure. + Solid understanding of risk management, compliance standards (eg, SOX, FFIEC, MAS), and audit processes. + ... uncharted territories and achieve extraordinary feats together. As a Senior Director of Infrastructure Engineering at JPMorganChase within the Data Center Networking… more
- Citigroup (New York, NY)
- …of contact and subject matter expert for internal control functions (eg, Legal, Compliance , Risk, Audit ) regarding product designs and operational readiness. + ... across all operating markets. **Key Responsibilities** : Product Readiness & Compliance Leadership: + Lead and manage the comprehensive product readiness framework… more
