- SMBC (White Plains, NY)
- …+ Investigations of failed settlements from detection to resolution. + Mitigation of operational risk and timely escalation. + Understand and ensure ... industry standards and regulations. The team continues to evolve in its risk -mitigation framework and technology agenda. This position will primarily be located in… more
- Formation Bio (New York, NY)
- …role, you will have the opportunity to establish the strategic development and operational management of Formation Bio's quality assurance program to support the ... regulatory requirements, including GMP, GCP, and ICH guidelines. Expertise in Quality Management Systems (QMS). Extensive knowledge of quality risk assessment… more
- RGP (New York, NY)
- …compliant and forward thinking. + Lead and manage client engagements focused on risk management , regulatory compliance , and audit remediation across banking, ... accounting firm or a strategy consulting firm (required). + Extensive experience in risk management , regulatory compliance , and digital technology within the… more
- SMBC (New York, NY)
- …Responsibilities include supporting senior salespeople in marketing FX products and delivering risk management solutions, as well as participating in all phases ... periodically to assess derivatives activity and opportunities. + Coordinate with Legal, Risk , KYC, and Settlements teams to ensure compliance with statutory… more
- Capco, a Wipro Company (New York, NY)
- …prides itself on our industry-leading expertise from strategy through implementation within risk management and regulatory advisory. Our team combines expert ... **About the Team:** As a member of the Finance, Risk , and Compliance ("FRC") group at Capco...consulting or financial services experience, with a focus on operational resilience or business continuity. Management consulting… more
- SMBC (New York, NY)
- …Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... program enhancements with respect to each of the below-listed Compliance Program areas: + Policies and Procedures Management...management reporting for senior business leadership, CPAD Senior Management , Risk Management , and other… more
- Neuberger Berman (New York, NY)
- … Risk , Product, and other control groups to support effective operational risk management and regulatory compliance . + Contribute to fostering a ... and Operations team will provide critical support in executing the operational strategy for Neuberger Berman's Alternatives platform. This Operations Project Manager… more
- SMBC (New York, NY)
- …with Legal, Compliance , and Procurement teams. - Monitor vendor risk , including operational , financial, and reputational risks, and implement mitigation ... ensuring that vendor relationships align with business goals, regulatory requirements, and risk management standards. The ideal candidate will bring deep… more
- Eisai, Inc (Nutley, NJ)
- … Risk Management , Mentoring/ People Development, Stakeholder Management (Legal/ Compliance )Eisai Salary Transparency Language:The base salary range ... issue identification and mitigation, leveraging technology and analytics to enhance operational efficiency. The role includes direct people management … more
- Principal Financial Group (New York, NY)
- …of Principal AM. + Advance the firm's digital capabilities, enhancing its risk posture, and accelerating decision-making, operational efficiency, and speed to ... That Will Help You Stand Out** + Deep understanding of the asset management industry, including financial, operational , and system-related aspects across both… more
- SMBC (New York, NY)
- …attention to detail, and knowledge of regulatory requirements related to risk management **Role Objectives** + Governance Frameworks: Develop, implement, ... Governance Manager will be integral in maintaining the integrity, compliance , and performance of financial and operational ...+ Experience: Minimum of 10 years of experience in risk management , project management , … more
- SMBC (New York, NY)
- …engagements align with organizational objectives and meet established standards for performance, compliance , and risk management . A key responsibility of ... & Due Diligence + Coordinate the onboarding process for new vendors, including risk assessments, and compliance reviews. + Ensure all vendors meet internal… more
- SMBC (New York, NY)
- …The team is responsible for developing, recommending, communicating and implementing credit risk management policies, strategies and operational guidelines ... management , head office, and regulators. **Role Responsibilities:** Credit Planning & Risk Management + Maintain and update planning templates, project… more
- Neuberger Berman (New York, NY)
- …construction, compliance ). + Familiarity with investment guideline oversight, investment risk , and operational risk frameworks. + Technical proficiency: ... seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg,… more
- Banc of California (New York, NY)
- …TOGETHER WE WIN(R) **THE OPPORTUNITY** The SVP, Credit Manager is responsible for hands on management of all credit risk aspects of the lending process and the ... relationship-based business banks focused on providing banking and treasury management services to small, middle-market, and venture-backed businesses. Banc of… more
- Neuberger Berman (New York, NY)
- …This individual will ensure operational processes, governance structures, and risk management practices support both regulatory requirements and business ... of experience in financial services, with significant experience in business controls, risk management , audit, or compliance within Wealth Management ,… more
- SMBC (New York, NY)
- …escalating issues to the right stakeholders at the right time. + Partner with Compliance , Risk , Audit, and Technology teams to ensure program objectives align ... complex, cross-functional programs involving multiple stakeholders across lines of business, risk , compliance , and technology. + Understanding of enterprise data… more
- HSBC (New York, NY)
- …for structured credit financing and market access business with Institutional clients. Risk management of structured trading books, including financial, legal, ... Financing and Index products. Improve the functionality and scope of existing risk management and pricing infrastructure. Collaborate effectively across trading,… more
- Capco, a Wipro Company (New York, NY)
- …IT challenges in technology modernization, AI strategy & adoption, tech sourcing, cost management , and risk and governance. **About the Job:** As a Consultant ... + Develop and implement IT strategies that drive business objectives and operational excellence. + Collaborate with leadership and stakeholders to align technology… more
- NatWest Markets (Stamford, CT)
- …+ Design, implement and maintain key performance indicators, focusing on operational efficiency, compliance accuracy, and client satisfaction. + Partner ... operation of controls and processes related to Anti-Financial Crime, Client Account Management and Client Operations oversight. **What you'll do** + Team leader… more
