- Tradeweb (New York, NY)
- …flows and risk and control documentation + Assist with the ongoing risk assessment and annual audit planning process + Support the Director and VP of Technology ... audit program by conducting regular stakeholder meetings to evaluate technology risks and testing relevant key controls + Maintain full documentation and audit… more
- SMBC (New York, NY)
- …Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance ... The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, and… more
- SMBC (New York, NY)
- …internal audit professionals. - Effectively communicate with stakeholder and audit senior management to clearly articulate audit strategy, testing results ... Direct and supervise audit from inception to completion including planning, testing , issue identification, workpaper review and reporting. - Provide support,… more
- SMBC (New York, NY)
- …engagements or projects. **Role Objectives** - Execute/lead audits including planning, testing , issue identification, workpaper review and reporting. - Act as a ... credit complex etc.) - Effectively communicate with stakeholders and audit senior management to clearly articulate issues, root causes, and corrective measures.… more
- PSEG Long Island (Hicksville, NY)
- …exceeds $600 million annually. This Manager will provide financial risk assessment within all Portfolio investment decisions along with operational and analytical ... capital investment cycle. This position will work collaboratively with PSEG-LI senior leadership and the Manager of Investment Delivery Assurance providing decision… more
- SMBC (Jersey City, NJ)
- …**Role Objectives: Interpersonal** + Effectively communicate with stakeholder and audit senior management to clearly articulate audit strategy, testing results ... with business stakeholders to improve company's governance, risk management and internal controls in model risk management in SMBC Americas Division, with a focus… more
- M&T Bank (Bridgeport, CT)
- …of Cybersecurity threats and emerging security issues + Experienced in conducting security control testing of systems + IT Audit experience \#LI-JB3 M&T Bank ... + Able to provide examples of non-ITGC (IT General Control ) audits/reviews/ testing that they have recently conducted...the current version of the NIST SP800-53 and 800-53a Controls , or other recognized control frameworks, such… more
- JPMorgan Chase (Jersey City, NJ)
- …principles and practices to assess and monitor risks and implement effective controls . Your role in risk identification, control evaluation, and security ... ongoing risk assessments, facilitation of walkthroughs and overseeing the documentation and testing of applicable controls + Support implementation of effective … more
- Citigroup (Queens, NY)
- …Controls and Risk Management. **Key Accountabilities** + Lead a team of Senior Control professionals supporting members of the Investments Leadership team ... testing scenarios. + Enable the redesign of Wealth Controls toward shared capabilities teams. + Attract and retain...Ability to manage a global team, motivating and engaging senior control professionals. + Experience driving results… more
- City National Bank (Jersey City, NJ)
- *IT RISK & CONTROL SENIOR ANALYST* WHAT IS THE OPPORTUNITY? The IT Risk Senior Analyst is a subject-area specialist with specialized training, methods and ... management or investigations *Additional Qualifications* * Demonstrated experience analyzing IT control testing attributes and evidence to properly evaluate and… more
- American Express (New York, NY)
- …and helping each other become better leaders every day. The objective of the USCS Control Management Risk ID & Assessment team is to identify risks throughout ... looking for a Sr. Analyst of Risk ID & Assessment focused on ensuring control management is... criteria to align with regulatory updates) + Support control monitoring (supplemental to BU process owners testing… more
- JPMorgan Chase (Jersey City, NJ)
- …compliance and operational risk identification and assessment , effective design and testing of controls and sustainable solutions to mitigate compliance and ... operational risk. As a Control Manager - Senior Associate within Treasury/Chief...business' operational risk profile + Partner with the central testing utility to assess the results of control… more
- American Express (New York, NY)
- …Operational Risk Management execution, and coordinate systems and infrastructure requirements assessment processes for risk and control management purposes ... design and execution. + Coordinate systems and infrastructure requirements assessment processes for 1LoD risk/ control purposes, ensuring alignment with… more
- TD Bank (New York, NY)
- …risk assessments, monitor policy and regulatory requirements adherence, conduct quality control testing , remediate identified gaps and issues, provide insightful ... controls and connects the dots across issues and control deficiencies across various BUs in order to increase...and; identifying issues and opportunities and recommending action to senior management in the governance and control … more
- JPMorgan Chase (Jersey City, NJ)
- …and industry standards. **Job Responsibilities** + Identify and evaluate potential control deficiencies using automated compliance testing , metrics, and ongoing ... including annual, quarterly, and ongoing reviews, walkthroughs, and oversight of control documentation and testing . + Collaborate with cross-functional teams… more
- Citigroup (New York, NY)
- …Management, Issue Management, Policy and Procedure, Policy and Regulation, Risk Controls and Monitors, Risk Identification and Assessment , Stakeholder ... **Team Overview** E-Trading Risk and Controls (ETRC) is a First-Line risk team which...Lead reviews by global banking and securities regulators, Compliance testing , and Internal Audit of E-Trading business, including preparation… more
- Citigroup (Jersey City, NJ)
- …Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible ... and documenting report findings and having preliminary discussions with corresponding control /process owners. + Utilizing innovative compliance testing solutions… more
- Mizuho Corporate Bank (New York, NY)
- …Risk and Controls ! We are seeking a dynamic and experienced Senior Line Manager to lead our Infrastructure Governance, Risk, and Compliance (GRC) team. ... address emerging risks and vulnerabilities + Establish and maintain robust risk assessment and monitoring processes Audit Response Enablement: + Transform the GRC… more
- SMBC (Jersey City, NJ)
- …work and deliverables related to the CRA program. + Assist Head of Risk and Control Assessment and CRA Program Lead in managing the CRA process, including ... as well as a strong risk management / internal control mindset to assess compliance risks and controls...the Compliance Department, including with respect to documenting key controls as well as driving monitoring and testing… more
- Synchrony (New York, NY)
- …high school diploma/GED and 8+ years' experience in developing, documenting and testing controls . + 5+ years' experience leading and supporting cross-functional ... coordination with process owners as they conduct their risk controls self- assessment and when an issue requires...ability to manage through influence, and prior experience with control building, testing , monitoring and reporting. This… more
