- SMBC (White Plains, NY)
- …the performance appraisal process and employee relations matters + Ensures employee compliance with bank and regulatory requirements and standards of ethical ... tri-party repos and mortgage backed securities. The Associate is responsible for managing the workflow and approving transactions of the processing specialists. This… more
- SMBC (New York, NY)
- …Description** **Overview** We are seeking an experienced and strategic **Executive Director ** to lead the **Payables and Receivables** product portfolio within our ... collaboration with cross-functional teams including Technology, Operations, Sales, Corporate Banking, Compliance , and Finance. This position reports to the Head of… more
- SMBC (New York, NY)
- …a business from the ground up, design and implement a robust legal and regulatory compliance framework in partnership with Compliance colleagues, and educate ... under US investment management laws and regulations. Support business objectives while managing legal, regulatory , and franchise risks. Assess and respond to… more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC Special Credits Group is seeking an Executive Director to lead the Corporate Product Team. This is a key leadership role ... reporting to the Head of Special Credits, responsible for managing a portfolio of substandard or lower-rated corporate and LBO transactions transferred from the… more
- Eisai, Inc (Nutley, NJ)
- …make a difference. If this is your profile, we want to hear from you. The Associate Director , Compliance Operations will be a key member of Eisai's US Ethics & ... and HCP payment records Serve as the operational lead for Eisai US's Compliance Monitoring Program, managing internal resources and external vendors Communicate… more
- Banc of California (New York, NY)
- …Corporate Asset Finance (CAF) loan portfolio under the general supervision of the Managing Director , CAF. Responsible for loan underwriting and credit approval ... lending staff to provide support, underwriting assistance and credit approval ensuring compliance with credit policy and regulatory guidance. + Manages,… more
- Jet Aviation (Teterboro, NJ)
- …across multiple stakeholders, ensuring on-time delivery without compromising quality or regulatory compliance . Your ability to anticipate challenges, mitigate ... Director and GM FBO Services Location: Teterboro, NJ,...elevate service quality and operational efficiency + Expertise in regulatory compliance (FAA, OSHA, EPA, airport authority)… more
- SMBC (Jersey City, NJ)
- …for identification and reporting of related risks - Supports the department head Managing Director in their primary role to effectively provide oversight of ... benefits to its employees. **Role Overview:** Reporting to the Director Operational Risk, the Director will provide...are important - Maintain an operational risk management and regulatory compliance mindset to understand underlying risks… more
- SMBC (Jersey City, NJ)
- …systems that meet regulatory requirements and industry best practices. The Director will be responsible for rigorously managing a portfolio of prioritized ... Working with core Finance teams and other key colleagues (Technology, Risk, Compliance , etc.), Finance Change is primarily responsible for establishing and … more
- Grant Thornton (New York, NY)
- As a Managing Director within our Regulatory Compliance & Risk Consulting practice, you will get the opportunity to contribute to our clients' business ... + Enterprise Risk Management, Risk Management Framework, Management Systems, and/or Regulatory Compliance or related consulting experience + Exceptional client… more
- TD Bank (New York, NY)
- …a key member of the TDS US Compliance Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created ... functions. **Key Responsibilities:** + Draft and maintain comprehensive suite of regulatory Compliance policies and procedures + Coordinate with stakeholders… more
- Ross Stores, Inc. (New York, NY)
- …with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work ... of topics and projects in the areas of product compliance , regulatory compliance , product safety,...have direct reports, as an attorney with responsibility for managing claims and projects, there is responsibility to effectively… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- …stakeholders, typically carrying out the responsibilities independently. The Associate Director Regulatory Affairs, Advertising and Promotion will ensure ... Regeneron's Regulatory Affairs Organization is seeking an Associate Director to join our Advertising & Promotion team! **In this role, a typical day might… more
- TD Bank (New York, NY)
- …of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director , Regulatory and Controls is responsible for leading the ... of policies, procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements +… more
- TD Bank (New York, NY)
- …with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This will involve: ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the...closely with senior leaders across departments Risk, Legal, HR, Compliance , Audit and will work in close alignment with… more
- GMHC (New York, NY)
- …and compliance with all regulatory and contract requirements. The Managing Director supports a diverse and expanding array of supportive housing ... Managing Director , Housing WFH Flexible *...for case management and program reporting. + Creating and managing spreadsheets to monitor budgets, deliverables, and compliance… more
- JPMorgan Chase (Jersey City, NJ)
- …financial reporting processes, leveraging modern technologies and methodologies. + Ensure compliance with regulatory requirements and maintain the highest ... for you. Let's push the boundaries of what's possible together. As a Senior Director of Software Engineering at JPMorgan Chase within the Corporate Sector, you lead… more
- PNC (New York, NY)
- …respected, valued, and have an opportunity to contribute to the company's success. As a Managing Director in PNC's Corporate Treasury team you will be based in ... require time in the office on a regular basis. This role as Managing Director within PNC's Corporate Treasury organization reports directly to the… more
- PNC (New York, NY)
- …valued and have an opportunity to contribute to the company's success. As the Managing Director , MBS Portfolio Manager within PNC's Asset & Liability Management ... At PNC CIO, we aim to optimize risk-adjusted economic returns, ensuring compliance with regulatory requirements, and aligning investments with the institution's… more
- BMO Financial Group (New York, NY)
- …+ Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to regulatory ... and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs. + Advises and influences senior leaders on… more
