- Interactive Brokers Group, Inc. (Greenwich, CT)
- …make sure to apply. Interactive Brokers LLC is looking for a motivated and talented Head of Compliance Testing who is knowledgeable of US securities and/or ... firm or law firm. The role involves designing, maintaining and managing a compliance testing program. Responsibilities Managing the firm's annual compliance … more
- TD Bank (New York, NY)
- …CISA, CIA) preferred + 7+ years of experience in risk management, internal audit, compliance testing , or a related field within financial services + Strong ... role. **Line of Business:** Risk Management **Job Description:** The Head of Risk Management, Business Technology Testing ...Partners with the eGRC team as well as ORM, Compliance and FCRM to translate testing requirements… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. The Deputy to the US Head of Compliance Programs oversees assigned compliance functions for ... plan and participates in routine monitoring plan meetings. The Deputy supports the US Head of Compliance Programs and Chief Compliance Officer (CCO) in… more
- Citigroup (New York, NY)
- …and help us shape the future of financial services. **Job Description:** The Head of Wealth Technology Platform is a senior technology leadership role reporting ... directly to the Head of Wealth Technology. This critical position will lead...culture of innovation, collaboration, and continuous improvement. + **Ensure compliance with restricted technology guidelines:** The new stack must… more
- Guardian Life (New York, NY)
- **Role Summary** The Head of UI Engineering and Design Systems will lead Guardian's UI Engineering team in building and scaling AI-driven user interface capabilities ... across our digital ecosystem. Reporting into the Head of Enterprise Digital Technology, this leader owns the evolution of the Guardian Design System (GDS) and the… more
- Mizuho Corporate Bank (New York, NY)
- Summary: The Loan Administration Unit Head oversees loan transactions, staffing, projects, and deliverables within the Loan Administration Unit. Loans under ... rules and direct legal questions to Americas Legal and Compliance . Complete compliance training, review relevant materials,...drug-free workplace and reserve the right to require pre- and post-hire drug testing as permitted by applicable law.… more
- S&P Global (New York, NY)
- …the Role:** **Grade Level (for internal use):** 15 **The Role** As the Global Head of Technology Excellence and Resiliency, you will be responsible for ensuring the ... development and implementation of security controls, threat modeling, and automated compliance into the entire Software Development Life Cycle (SDLC), aligning with… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as Head of Structured Equity Finance/Swaps Technology! We are seeking a dynamic and experienced professional to lead the strategic development and ... and risk systems, and enhance operational efficiency and regulatory compliance . The successful candidate will have 10+ years of...drug-free workplace and reserve the right to require pre- and post-hire drug testing as permitted by applicable law.… more
- Guardian Life (New York, NY)
- As the Head of Agentic AI Engineering, you will lead the development and implementation of our enterprise initiatives which include automation solutions, Agentic AI ... to responsible AI development, with a focus on transparency, governance, and compliance with data protection and regulatory standards. **You have:** + Bachelor's or… more
- Citigroup (New York, NY)
- The Head of Marketing Capabilities is responsible for driving and implementing best-in-class marketing technology platforms and tools to deliver against Citi's ... Adobe content stack, enabling dynamic, personalized digital content, and testing capabilities. In addition, build next generation offer management infrastructure… more
- MUFG (New York, NY)
- …credit risk framework including operational workflow, limits monitoring, measurement, stress testing , controls and reporting + Conduct portfolio risk reviews as well ... as stress testing and scenario analysis + Collaborate with front-office, credit...credit risk management, legal and regulatory teams to ensure compliance with industry standards and regulatory guidelines + Report… more
- Mizuho Corporate Bank (New York, NY)
- …and update dashboards and key performance indicators (KPIs) related to regulatory compliance and testing . + Collaborate with operational resilience pillars to ... DORA Program Manager and Integrated Testing - Operational Resilience Americas DepartmentThe Americas Operational...new team member will be responsible for supporting the compliance program on DORA, the management of the transformation… more
- Bloomberg (New York, NY)
- …the role?** Being part of the global AML team and reporting directly to the global Head of AML Compliance , this is a great opportunity to be responsible for ... Compliance - US Bank Secrecy Act (BSA) Officer...for the Americas and partnering closely with the AMERICAs head of KYC to enhance customer due diligence processes.… more
- Stony Brook University (Stony Brook, NY)
- …to ensure accurate and timely reporting of patient results and compliance with all regulatory standards. Qualified candidates will demonstrate superior patient ... attention of SL-5 Associate Technical Director and /or Section Head . + Responsible for the performance of test analysis...in the technical performance of manual and automated laboratory testing in Immunology and/or Flow Cytometry lab sections, as… more
- RELX INC (New York, NY)
- …years, Brightmine (TM) , formerly XpertHR , has provided innovative, yet practical HR Compliance and R eward solutions. Part of RELX , a global leader in information ... that generate high-quality leads and meaningful engagement with HR, compliance , and reward decision-makers in companies with 500-7,500 employees...companies with 500-7,500 employees . Reporting into the US Head of Marketing, y ou will play a key… more
- Chobani (New York, NY)
- …and corrosion-resistant components Testing and Validation: Execute performance testing , safety validation, and regulatory compliance verification with ... testing procedures, UL/ETL electrical safety validation, and regulatory compliance Food and Beverage Equipment: Understanding of commercial food service… more
- Stony Brook University (Stony Brook, NY)
- …to ensure accurate and timely reporting of patient results and compliance with all regulatory standards. Qualified candidates will demonstrate superior patient ... issues to the attention of SL-5 Associate Technical Director and /or Section Head . + Responsible for the performance of test analysis for assigned test menu… more
- Mizuho Corporate Bank (New York, NY)
- …and readiness in daily activities, including new product launches, continuity testing , and event or crisis management.The functions performed span all lines ... Key areas of focus include business continuity, disaster recovery, technology testing , third-party resilience, and data resilience.This position offers a unique… more
- Mizuho Corporate Bank (New York, NY)
- …Americas Regional Treasurer in strategic decisions and communications. + Lead regulatory compliance related to Treasury as first line of defense. This includes ... the firm. + Lead preparing responses to audit and compliance consistent as Treasury. + Define Target Operating Model...resource plans. + Act as a liaison with the Head Office. + Handle documentations. Responsibilities + Support managing… more
- Huntington National Bank (New York, NY)
- …to support current and prospective client relationship growth. This position reports to the Head of CMFG, or another senior leader determined by the Head of ... Sourcing additional cross-sell and relationship deepening opportunities + Stress Testing /Forecasting/Concentration Analysis + Macroeconomic and industry evaluations + Conduct… more
