- Capital One (Charlotte, NC)
- Senior Audit Manager , Corporate Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... team. In this role as a member of the Corporate Compliance Audit Team, the... in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA)… more
- Capital One (Charlotte, NC)
- Audit Manager : Corporate Compliance Audit (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... professional opportunity. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of...team. In this role as a member of the Corporate Compliance Audit Team, the… more
- US Bank (Charlotte, NC)
- …skills and discover what you excel at-all from Day One. **Job Description** US Bancorp Corporate Audit Services (CAS) is seeking a strong candidate to join our ... within the Digital, Technology and Operations team. This position will support audit coverage of Corporate and Commercial Banking back-office functions, focusing… more
- US Bank (Charlotte, NC)
- …discover what you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Audit Project Manager (APM) is primarily responsible ... the lead auditor, the APM helps influence engagement scope with support from primary audit manager , performs internal audit procedures, and prepares audit… more
- TD Bank (Charlotte, NC)
- …depending on availability and individual circumstances._ **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...ideal candidate will be a strong communicator, skilled project manager , and subject matter expert. This role is critical… more
- US Bank (Charlotte, NC)
- …print, cash and check services, and call center activities. The Corporate Audit Services Senior Audit Project Manager is primarily responsible for ... excel at-all from Day One. **Job Description** US Bancorp Corporate Audit Services (CAS) is seeking a...managers, however there are no direct reports. The Senior Audit Project Manager is a subject matter… more
- US Bank (Charlotte, NC)
- …One. **Job Description** ** Audit Project Manager - WCIBO** US Bancorp Corporate Audit Services (CAS) is seeking a strong candidate to join our growing ... Digital, Technology and Operations team. This position will support audit coverage of the Wealth and Corporate ...and check services, and call center activities. The CAS Audit Project Manager is primarily responsible for… more
- US Bank (Charlotte, NC)
- …is responsible for completing all phases of assigned audits in accordance with Corporate Audit Services (CAS) Policies and Procedures with minimal supervision. ... and Poland. **Duties:** 1. The Audit Project Manager assists the Audit Manager ...of all workpaper documentation for accuracy and completeness for compliance with CAS Policies and Procedures. 5. Supervises Staff… more
- City National Bank (Charlotte, NC)
- *SR. AUDIT MANAGER - TREASURY/FINANCE* WHAT IS THE OPPORTUNITY? Responsible for managing complex audits and supervising auditors assigned to the audit in one ... and operating control environment. Wealth management and fiduciary audits in corporate , employee benefit, and personal trust relationships, propriety mutual funds,… more
- TD Bank (Charlotte, NC)
- …+ 10+ years of relevant experience **Preferred Qualifications:** + Consumer compliance experience, regulatory knowledge, audit experience + OCC/FINRA/SEC/CFPB/ ... more specific details for this role. **Line of Business:** Audit **Job Description:** **Depth & Scope:** + Provides people...area of significant risk, complexity or scope + People Manager role that generally manages a team greater than… more
- US Bank (Charlotte, NC)
- …at-all from Day One. **Job Description** The Quantitative Senior Audit Project Manager (QSAPM) position within Corporate Audit Services is primarily ... responsible for performing model risk related audit engagements with minimal supervision from managers. The QSAPM is expected to perform audit testing of model… more
- US Bank (Charlotte, NC)
- …risk management and internal control concepts. + Thorough knowledge of Risk/ Compliance / Audit competencies + Effective presentation, interpersonal, written, and ... gap assessments and CAS Intake Channel submissions; monitoring and escalating Next Audit Files and continuous monitoring regulatory reporting tasks. + Leading CAS… more
- USAA (Charlotte, NC)
- …Be part of what truly makes us special and impactful. **The Opportunity** ** Audit Interns perform risk-based assurance and advisory engagements in the field of ... business operations/functions, finance, governance, risk management, compliance and/or information technology.** **This opportunity may lead to selection into a… more
- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals ... Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist… more
- Regions Bank (Charlotte, NC)
- …logging into the careers section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk management ... Bachelor's degree and three (3) years of experience in compliance , quality assurance/control, audit , or other related...to a line of business **Preferences** + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** +… more
- Truist (Charlotte, NC)
- …note: Truist in-office requirement is 5 days per week** The Senior Financial Reporting Manager of the Corporate Accounting team at Truist is responsible for ... with other business units). 16. Review and update policies and procedures for compliance with governmental regulations and corporate polices and standards. 17.… more
- USAA (Charlotte, NC)
- …what truly makes us special and impactful. **The Opportunity** We are seeking a Compliance Risk Manager Senior with expertise in Life, Health, and Annuities, who ... a degree. + 6 or more years experience in compliance , risk, legal or audit within the...may be eligible for pay incentives based on overall corporate and individual performance and at the discretion of… more
- TD Bank (Charlotte, NC)
- …Oversight functions are complying with established policies, standards and procedures. The Compliance Quality Assurance Manager (US) will execute these reviews ... depending on availability and individual circumstances_ **Job Description Summary:** The Compliance Testing Manager is responsible for planning and overseeing… more
- XPO, Inc. (Charlotte, NC)
- Manager , SOX Compliance - Hybrid Requisition Id: 383618 Business Unit: Corporate Location: Charlotte, NC, US, 28277 Join our team as a Manager , SOX ... environment with strong leadership visibility. **What you'll need to succeed as a Manager , SOX Compliance at XPO** Minimum qualifications: + Bachelor's degree in… more
- Xylem (Charlotte, NC)
- …through innovative and sustainable solutions. **Key Responsibilities - Customs Strategy Senior Manager , Trade Compliance ** + **Customs & Trade Strategy** Develop ... and execute global customs and trade compliance strategies aligned with corporate goals, regulatory...CBP regulatory framework, including customs valuation rules, tariffs, and audit procedures. + Able to leverage project efforts through… more