- TD Bank (Charlotte, NC)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight ... can pivot quickly and adapt to changing priorities.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (Charlotte, NC)
- …creating a culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will ... depending on availability and individual circumstances._ **Job Profile Summary** The Compliance Business Oversight Manager provides advice, support and… more
- TD Bank (Charlotte, NC)
- …Compliance **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second ... may vary depending on availability and individual circumstances. **Job Description Summary** The Compliance Business Oversight Manager provides advice,… more
- TD Bank (Charlotte, NC)
- …this role. **Line of Business :** Compliance **Job Description:** The Compliance Director Business Oversight , Consumer Deposits, Digital and Marketing ... program and provides independent compliance risk oversight over a broad range of business ...+ 10+ years related experience required + Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or… more
- TD Bank (Charlotte, NC)
- …regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing ... Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for providing advisory and … more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and objective ... the management of risks arising from City National Bank's business processes, people, systems or external events. Working with...Manager II is responsible for providing advisory and oversight for Fraud within ORM, with a particular focus… more
- Truist (Charlotte, NC)
- …methodology, implementation,, execution, and results reporting and Issue oversight . Includes staffing, training and readiness, socialization with teammates ... with businesses across the enterprise. Key stakeholders include IT Business Unit risk teams (1LOD) and Enterprise Data Risk... Unit risk teams (1LOD) and Enterprise Data Risk Oversight (EDRO) (2LOD). The goal is to provide reporting… more
- TD Bank (Charlotte, NC)
- …targeted risk reviews of products/services, customers, and operations. The Financial Crime Risk Business Oversight Specialist acts as key business ... expert/specialized business guidance and 2nd line challenge and oversight to portfolios, businesses and functions on development, maintenance, and implementation… more
- Truist (Charlotte, NC)
- …of key management reporting as needed. This position reports to the Senior Risk Oversight Manager . This position will also work closely with 1LOD partners to ... the successful implementation and delivery of the LoD2 Enterprise Data Risk Oversight Program. Responsible for understanding and executing against the key 2LOD risk… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Manager - Americas Control Room Manager New York, New York;Charlotte, North Carolina **To proceed with your application, you ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Compliance Operational-Risk- Manager Americas-Control-Room- Manager \_25038859-2) **Job Description:**… more
- KeyBank (Charlotte, NC)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 **JOB BRIEF** The Compliance Manager will be a member of the Consumer Deposit Compliance team within ... expertise of federal regulations and second line of defense oversight to various lines of business , with...with a focus on deposit servicing functions. Additionally, the Compliance Manager will conduct compliance … more
- TD Bank (Charlotte, NC)
- …your recruiter who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with Us?** At TD Bank US ... functions are complying with established policies, standards and procedures. The Compliance Quality Assurance Manager (US) will execute these reviews and/or… more
- USAA (Charlotte, NC)
- …what truly makes us special and impactful. **The Opportunity** We are seeking a Compliance Risk Manager Senior with expertise in Life, Health, and Annuities, who ... will provide essential second-line independent oversight and guidance for our business products,...policy. + Synthesizes analyses, identifies root cause(s) of potential compliance risk, provides recommendations that influence business … more
- Coinbase (Charlotte, NC)
- …Attendance is expected and fully supported. The CCO leads Coinbase's global compliance strategy, ensuring the company meets regulatory obligations while enabling the ... responsible growth of its digital assets business . Reporting directly to the CCO, this Senior Program Manager will act as a trusted and strategic partner -… more
- EMCOR Group (Charlotte, NC)
- …environments manager for Facility Solutions. The critical environment operations & compliance manager reports directly to the Director and VP. This is ... environment spaces + Manage critical environment guardrails & checkpoints dashboards for compliance and continuous improvement + Support new business and… more
- Citizens (Charlotte, NC)
- …play a pivotal role in strengthening our enterprise privacy and compliance efforts. You'll help drive Citizens' customer-first, innovation-driven growth by ... identifying, assessing, and managing privacy risks across business lines. This role offers valuable exposure to financial institution operations, laws and… more
- Truist (Charlotte, NC)
- … and risk committees/councils. 2. Provide oversight and governance to business regarding its control environment. Maintains operations, compliance and risk ... on the requisition. Drive operational strategy and governance for Small Business , ensuring risk management, compliance , and operational excellence. Partner… more
- Coinbase (Charlotte, NC)
- …product offering*.* *What you'll be doing (ie. job duties):* * Providing senior compliance oversight to all aspects of CCM, including trading, reporting, ... and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional Product Group to develop effective … more
- TD Bank (Charlotte, NC)
- …and compliance to influence outcomes at the senior level. The Senior Manager , Business Management oversees and leads a large and/or highly complex, and ... / guidelines and ensures appropriate escalation processes are followed + Ensures business operations are in compliance with applicable internal and external… more