- SMBC (Charlotte, NC)
- …SA, and Sumitomo Mitsui Finance and Leasing Co., Ltd. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko ... risk across the broader operating environment, and supports interaction between Front Office Control Officers and AD-wide IT Control Officers. Assessments… more
- Wells Fargo (Charlotte, NC)
- …grow. Join us! **About this role:** Wells Fargo is seeking a **Lead Control Management Officer ** within Equities Trade Surveillance. The Corporate & Investment ... Banking (CIB) Control organization serves as the front line of risk...subject matter expertise with comprehensive knowledge of business and functional area + Review daily alerts related to Equities… more
- City National Bank (Charlotte, NC)
- *INTERNAL CONTROLS OFFICER SENIOR* WHAT IS THE OPPORTUNITY? Internal Controls Officer is responsible for providing independent and objective oversight of the ... team is responsible for providing governance and oversight to enhance the control environment to ensure successful remediation of operational risk exposures. This… more
- Compass Group, North America (Charlotte, NC)
- …North America will focus on shaping and strengthening Compass Group North America's IT control environment. Additionally, this individual will be key in aligning ... and third-party technology risk. + Develop and continuously improve IT control frameworks in alignment with Compass's...with key stakeholders in the Business Units, Chief Technology Officer , Functional Leaders, Internal Audit, and External… more
- Deloitte (Charlotte, NC)
- …+ Certifications: + US Customhouse Broker's License + CUSECO (Certified US Export Control Officer ) + Where applicable, non-US citizen qualifying credentials: + ... import and export solutions. + Develop customized solutions and draft functional design documentation utilizing strong skills in logical thinking, decision making,… more
- Truist (Charlotte, NC)
- …Corporation Improvement Act of 1991 (FDICIA). TD&O PSPG SOX teammates serve as SOX IT general control (ITGC) subject matter experts (SMEs) and act as the ... timely resolution. * Collaborate with business and technology partners to provide IT risk expertise during the planning and execution of SOX-related technology… more