- Bank OZK (Charlotte, NC)
- …the Bank's risk mitigation strategies and procedures. Collaborates with members of Operational Risk Management ("ORM") as a liaison between ORM and the ... management team of Trust and Wealth ("T&W") in collecting and documenting operational risk data, control gaps, and control execution failures related to T&W… more
- Home Depot (Matthews, NC)
- Job Description **Position Purpose:** The Asset Protection Specialist is primarily responsible for preventing financial loss caused by theft and fraud and supporting ... in criminal and civil court actions. The Asset Protection Specialist must report any hazardous or unsafe condition to...out job responsibilities in a manner that minimizes the risk of injury to themselves, other associates, vendors, customers,… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Compliance Operational - Risk - Specialist Trade-Surveillance\_25040545-2) **Job Description:** At… more
- TD Bank (Charlotte, NC)
- … risk reviews of products/services, customers, and operations. The Financial Crime Risk Business Oversight Specialist acts as key business oversight lead and ... more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** FCRMBO - Retail coordinates with other FCRM groups… more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Risk Management **Job Description:** The Group Risk Specialist provides a comprehensive and diverse range of risk ... manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as applicable to own… more
- Wells Fargo (Charlotte, NC)
- …to oversee change management and mitigate technology-related risks + Contribute to operational risk activities such as RCSA, scenario analysis, and event ... role:** Wells Fargo is seeking a Lead Business Accountability Specialist (Vice President) for our ETRM team. We are...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Business Unit Risk Specialist engages with Business Unit stakeholders, primarily within ... equivalent education, training and experience. 3. Experience in compliance and operational risk mitigation and remediation. 4. Strong communication,… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** JOB SUMMARY The AI Risk Specialist will be responsible for maintaining and monitoring adherence to ... the effective identification, mitigation, monitoring and reporting of transverse AI risk (eg, technology, data, operational , compliance) within Enterprise… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment Management (WIM)… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... **About this role:** Wells Fargo seeks a **Senior Institutional Investment Operations Specialist ** for **The Structured Products Group (SPG)** Team in **Corporate &… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group (CRG) within...resolutions for them and their clients, all while mitigating risk . You must act with integrity and a high… more
- Wells Fargo (Charlotte, NC)
- …and external systems related to trade settlements, focusing on trade clearance and operational risk + Act as a liaison between settlements and internal/external ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …process improvements in complex, institutional banking environment. + Understanding of key operational risk components, including quality across all aspects of a ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …actions and middle office to ensure straight through tax processing and mitigate operational risk **Required Qualifications, US:** + 4+ years of Institutional ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist to work on the Shared Services Output Management team as part of… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... Wells Fargo is seeking a Capital Markets Middle Office Specialist within the Commodities team as a part of...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... this role:** Wells Fargo is seeking a Lead Equipment Finance Sales Specialist for our Transportation group covering North Carolina, South Carolina, Georgia, Florida… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... a CIB Quantitative Strategist - Vice President (Lead Securities Quantitative Analytics Specialist ) in Corporate & Investment Banking. Learn more about the career… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Annuities and Insurance Supervision Unit...group + Review and analyze controls to manage high risk investment strategies and complex products + Evaluate resources… more
