- TD Bank (Falmouth, ME)
- …a compliance and governance perspective.** **In this Position:** ** Compliance Risk and Reporting Manager will provide leadership and oversight of ... availability and individual circumstances.** **Job Summary:** The Compliance Risk and Reporting Manager leads the development and implementation (or lead… more
- TD Bank (Portland, ME)
- …the following: + Serve as Compliance lead for managing and facilitating the US Compliance Risk Assessment, reporting to the US Head of Compliance ... a mission to build a more resilient and scalable compliance risk management function. As part of...reporting analytics and insights in collaboration with the Compliance Data Analytics and Insights team + Assist with… more
- TD Bank (Portland, ME)
- …to mitigate risk . US COC oversees a corporate oversight compliance risk management program. The Compliance Manager will have experience in ... a mission to build a more resilient and scalable compliance risk management function. As part of...to their Compliance Management System programs. The Compliance Manager will lead important projects and… more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... that will cascade throughout the organization. The Senior Compliance Business Manager will serve as a...approval) of all functions and accountabilities related to management reporting and analysis + Manages high risk … more
- TD Bank (Portland, ME)
- …+ ** Compliance -wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit, ... and conduct risk .** **Job Summary:** The Compliance Business Oversight Manager provides advice, support...approval) of all functions and accountabilities related to management reporting and analysis + Manages high risk … more
- TD Bank (Portland, ME)
- …oversight over all workstreams and responsibility for related reporting . The Manager supports the head of US Compliance Transformation in leading the ... a mission to build a more resilient and scalable compliance risk management function. As part of... that will cascade throughout the organization. The US Compliance Senior Transformation Manager supports the overall… more
- TD Bank (Portland, ME)
- …assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's ... Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second line...Enterprise Compliance Risk Assessment Framework + Monitors that… more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's… more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Quality Assurance (US) team is responsible for providing independent quality assurance of compliance risk through the execution of reviews. These reviews assess… more
- TD Bank (Portland, ME)
- …plans to mitigate and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as ... more specific details for this role. **Line of Business:** Risk Management **Job Description:** Ultimately, this is a very...be a point of contact for guidance in the monitoring/ reporting of compliance , management, and strategic initiatives… more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... may vary depending on availability and individual circumstances._ **Job Summary:** The Compliance Governance & Operations Manager leads the development and… more
- TD Bank (Portland, ME)
- …+ ** Compliance -wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit, ... a mission to build a more resilient and scalable compliance risk management function. As part of...priorities** + **Experience in analyzing data to create trend reporting .** + **Knowledge and experience within compliance … more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... in reshaping compliance structures and processes, driving innovation at every level....structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be… more
- TD Bank (Lewiston, ME)
- …details for this role. **Line of Business:** Governance & Control **Job Description:** The Manager I, G&C - QC Methodology manages a team of QC Analysts and oversees ... & Servicing functions. The position will also provide research, evaluation, reporting , operational and/or analytical support to the QC Methodology department.… more
- TD Bank (Portland, ME)
- …actions, as required + Oversees and leads a large and/or highly complex and diverse reporting function for an area of significant risk , complexity or scope while ... project fulfilment, including interaction model, budgetary considerations, and relevant risk / compliance requirements + Synthesizes and communicates broad view… more
- Indeed (Portland, ME)
- …resilience, and business performance. **Responsibilities** + Drive the design, execution, and reporting of risk -based internal audit plans focused on operational ... analytics to enhance efficiency and insights. + Plan and execute audits-including risk assessments, testing, documentation, and reporting -in alignment with audit… more
- M&T Bank (South Portland, ME)
- …Proactively bundle products and services as appropriate. + Adheres to applicable compliance /operational risk controls in accordance with Company or regulatory ... maintained, to include consumer and business banking guidelines. Ensures compliance with operational, security and control policies/procedures, preventing fraud and… more
- CDM Smith (Portland, ME)
- …* * * Outline of Responsibilities * Provide technical guidance, training and inspection/ risk analysis to construction personnel to ensure compliance with the PGL ... Representing the client's and PGL's interests and goals. * Reporting to the Construction Manager any matters...this position **Skills and Abilities:** * Extensive knowledge of hazard/ risk analysis to apply EPA, OSHA, NFPA regulations to… more
- KeyBank (Portland, ME)
- …policies and procedures, including but not limited to, Reg 9 reviews and other compliance reporting functions. + Maintain deep expertise in financial markets and ... concerns around cash flow, asset growth, liquidity, income, and risk . Advises clients and internal coverage team of any...advice to clients on matters such as asset allocation, manager selection, and knowledge of markets including real estate,… more
- Cardinal Health (Lewiston, ME)
- …Develop and implement collaborative practice agreements to help drive patient medication compliance for high- risk patients. + Implement best practices and ensure ... department compliance with state regulations. + Ensuring adequate staffing is...is temporarily absent but within the premises and the reporting of any thefts and/or diversions of controlled substances… more