- Eisai, Inc (Nutley, NJ)
- …on compliance trends, regulatory changes, and program enhancements C ontribute to compliance RAMP ( Risk Assessment and Mitigation Plan) projects and ... Risk Management, Mentoring/ People Development, Stakeholder Management (Legal/ Compliance )Eisai Salary Transparency Language:The base salary range for the… more
- Vaco by Highspring (Stamford, CT)
- …oversee audit and tax processes. Risk Management: Develop and maintain rigorous risk assessment and mitigation frameworks related to lending, funding, and ... markets transactions.Strong knowledge of US GAAP, regulatory reporting, and compliance in financial services.Exceptional leadership skills with the ability to… more
- SMBC (Jersey City, NJ)
- …other resources as new emergent risks are identified. This role will include conducting compliance risk assessments of certain US legal entities in the role of ... outside of the CRA team in their conduct of compliance risk assessments for the legal entities...related to the CRA program. + Assist Head of Risk and Control Assessment and CRA Program… more
- JPMorgan Chase (New York, NY)
- …to the Market Conduct Violation Program + Assist in the completion of Compliance Risk Assessment matters, including challenges + Manage the ... box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the Compliance , Conduct and Operational Risk… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...Compliance -wide frameworks, guidelines and standards for testing, monitoring, risk assessment , reporting and other activities** +… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...Compliance -wide frameworks, guidelines and standards for testing, monitoring, risk assessment , reporting and other activities** +… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Job Description:** **The Ideal Candidate:** The...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- American Express (New York, NY)
- …effective processes. + Support an effective Compliance program including Compliance Risk Assessment , Regulatory Change Management, and contribute ... of US consumer regulations and trends for potential impact to Compliance risk assessments. + Assist in preparation for regulatory inquiries and examinations.… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... stakeholders to support the implementation of enhancements to the Firm's overall compliance program + Assess applicability, coordinate impact assessment and… more
- American Express (New York, NY)
- …other key stakeholders. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change and Inventory Management ... internal policies, laws, regulations. Areas of responsibility will include assessment of compliance risk associated with new marketing strategies, prospect… more
- Barnes & Noble (New York, NY)
- …determined by Director. * Generate and review product, import, vendor and similar reports for compliance risk assessment daily or weekly at the direction of ... and analysis of product data and documentation with a proactive approach to assessing risk . The Compliance Analyst will document and maintain compliance … more
- Google (New York, NY)
- …requirements in a complex environment. + Experience with control frameworks, including risk assessment , compliance testing, monitoring, and governance. ... Program Manager, Risk and Compliance _corporate_fare_ Google _place_ Reston, VA, USA; New York, NY, USA **Advanced** Experience owning outcomes and decision… more
- CIBC (New York, NY)
- … Compliance Management (RCM) program. The RCM program establishes CIBC's firmwide approach to compliance risk oversight and assessment of compliance ... in place to comply with new regulatory changes. + Risk Assessment : Perform risk ...**Skills** Decision Making, Process Improvements, Quality Assurance (QA), Regulatory Compliance , Risk Assessments, Strategic Objectives At CIBC,… more
- JPMorgan Chase (Jersey City, NJ)
- …projects and initiatives for TCIO/ ASI such as NBIA/ PSCM/ NPA and Legal Obligations/ Compliance Risk Assessment . + Support the execution of all aspects of ... with the business executives that promotes early compliance and operational risk identification and assessment , effective design and testing of controls and… more
- Google (New York, NY)
- …and reporting requirements. You will be part of a team responsible for core risk management and compliance including assessment , reporting, remediation and ... Strategy and Operations Lead, Risk and Compliance _corporate_fare_ Google _place_ New York, NY, USA; Atlanta, GA, USA; +8 more; +7 more **Mid** Experience… more
- TD Bank (New York, NY)
- …partner closely with other senior managers who lead functional verticals (eg, compliance training, issues management, risk assessment , third-party oversight) ... a mission to build a more resilient and scalable compliance risk management function. As part of...of compliance program pillars (training, issues management, risk assessment , third-party risk , etc.)**… more
