- American Express (New York, NY)
- …systems/points of origin. + Develop tailored testing methodologies aligned to the regulatory reporting processes and underlying transaction data complexity. ... and applicable regulatory requirements. Knowledge, experience, or familiarity in regulatory reporting (FR2052a, FRY15, FRY9C, etc.), audit, US GAAP and… more
- Citigroup (New York, NY)
- …and regulatory requirements/expectations. + Work with lines of business, transaction management, and loan operations to define and implement operational metrics ... Transaction Management will be responsible for supporting multiple...bilateral loans covering but not limited to corporate, asset manager , structured lending and trade. + Assist with the… more
- Citigroup (Jersey City, NJ)
- The Transaction Capture Grp Mgr. is a senior management level position responsible for managing multiple operations teams through other managers, in coordination ... with the Transaction Capture Operations team. The overall objective of this...reducing ops risks + Manage compliance efforts, and follow regulatory policies and procedures, and contribute to defining standards… more
- MUFG (New York, NY)
- …Anti-Money Laundering, Bank Secrecy Act, Information Security and suspicious activity reporting requirements, and other regulatory and compliance policies and ... member of our recruitment team will provide more details. **Position Summary:** Transaction Banking Product and Digital Channels teams are comprised of professional… more
- MUFG (New York, NY)
- …Anti-Money Laundering, Bank Secrecy Act, Information Security and suspicious activity reporting requirements, and other regulatory and compliance policies and ... member of our recruitment team will provide more details. **Position Summary:** Transaction Banking Product and Digital Channels teams are comprised of professional… more
- JPMorgan Chase (Jersey City, NJ)
- …reporting excellence, we encourage you to apply. **Job summary** As a Program/Project Manager - Regulatory Reporting in Consolidated Audit Trail team, you ... compliance risks across all business functions and systems that contribute data to regulatory reporting data warehouses. You will be working with both structured… more
- TD Bank (New York, NY)
- …details for this role. **Line of Business:** Finance **Job Description:** The Finance Manager provides a range of strategic Finance advice, analysis and support for ... Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational processes. It aims to do so by building a… more
- TD Bank (New York, NY)
- …enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in identifying, ... assessing, and implementing regulatory change. The Regulatory Implementation Team within...Impact Assessment Summary documents + Tracking implementation status and reporting on progress (including metrics formulated in Excel) +… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards The US Compliance Regulatory Inventory Governance (RIG) Office identifies regulatory changes and ... the US regulatory inventory. This role ensures compliance with regulatory requirements and effective change management. Key responsibilities of the role include:… more
- TD Bank (New York, NY)
- …Office (CRCO) supports TD business lines in identifying, assessing, and implementing regulatory change. The Governance and Reporting Team supports the other ... regulatory change Leads throughout the Bank. + Provide routine and ad hoc regulatory change and inventory reporting (inclusive of metrics) + Manage the US… more
- TD Bank (New York, NY)
- …Analytics, Insights, & Artificial Intelligence **Job Description:** **Department Overview:** As the Reporting & Governance Manager for our Financial Crime Risk ... will be responsible for assisting with the development and implementation of reporting , analytics, and governance strategies to track, measure, optimize, and govern… more
- TD Bank (New York, NY)
- …examinations covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare ... required. + JD desirable but not required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, and… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk. **Key Responsibilities:** + Reporting : With the Head of Surveillance ... Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance… more
- BMO Financial Group (New York, NY)
- …ensure quality of execution. + Manages the review and sign-off process for relevant regulatory reporting . + Leads and integrates the monitoring, measurement & ... risk situations/ impacts; makes recommendations or escalates to the manager , as per guidelines. + Monitors the financial market...+ Coordinates and monitors the review and sign-off of regulatory reporting and attestations. + Operates at… more
- Bank of America (New York, NY)
- …Management, Treasury Policy and Advocacy, Global Risk Analytics (GRA), Centralized Regulatory Reporting (CRR), and Investor Relations. Job expectations include ... Capital Mgmt - Finance Manager New York, New York **Job Description:** At...coordination, time management. **Responsibilities:** The primary responsibilities of the Regulatory Capital Reporting and Consolidation (RCRC) team… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** **Job Posting Title:** Senior Manager , Product Control - Securities Financing/Prime Services/Prime Brokerage The **Wholesale ... function within the department is the oversight and governance related to execution and reporting of daily P&L & controls, and monthly close of TDS Financials, in… more
- TD Bank (New York, NY)
- …or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional ... of risk management governance, programs, policies, practices, operating frameworks & reporting for business supported and/or area of discipline to deliver objective… more
- MUFG (New York, NY)
- …Act, Know Your Customers (KYC), Suspicious Activity Reports (SARS), Currency and Transaction Reporting (CTR) and etc. (5%) **Qualifications** + Bachelor's degree ... or Team Manager + Maintain awareness of evolving market trends, regulatory changes to proactively identify new opportunities and share the knowledge within the… more
- Citigroup (New York, NY)
- …tasks may include managing external audits, business continuity activities or addressing regulatory issues. The Business Unit Manager coordinates and manages ... banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding… more
- JPMorgan Chase (Jersey City, NJ)
- …numerous new requirements, prompting the need for a Supplier Contract Compliance Manager . This role is crucial for managing regulatory compliance complexities ... & Procurement and ensure precise documentation of compliance activities to support reporting to senior management and regulatory authorities as needed. +… more