- City National Bank (Charlotte, NC)
- * AUDIT MANAGER I- CONSUMER COMPLIANCE * WHAT IS THE OPPORTUNITY? The Audit Manager I- Consumer Compliance position is a key role ... to test compliance with regulatory requirements. The Audit Manager will analyze audit ...to junior auditors, providing constructive feedback and guidance on consumer compliance audit procedures and… more
- Capital One (Charlotte, NC)
- Senior Audit Manager , Corporate Compliance (Hybrid)...years of experience in one or more areas of compliance , such as consumer compliance or ... In this role as a member of the Corporate Compliance Audit Team, the candidate will have... in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA)… more
- Capital One (Charlotte, NC)
- Audit Manager : Corporate Compliance Audit (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... professional opportunity. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of...of experience in auditing one of the following areas: consumer compliance , banking or financial services industry,… more
- First Horizon Bank (Charlotte, NC)
- …responsible for completing audit engagement assignments with minimal supervision. The Audit Project Manager is expected to: + understand and identify the ... full range of risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design adequacy in complex business… more
- Synchrony (Charlotte, NC)
- Job Description: **Role Summary/Purpose:** This position reports into the VP, Senior Audit Manager - Credit, responsible for providing independent and objective ... and focus of the Credit, Analytics & Models Internal Audit Team through active engagement in risk assessment, ...operational and credit risk management, retail credit products, and consumer compliance . + Demonstrate verbal and written… more
- US Bank (Charlotte, NC)
- …learn new skills and discover what you excel at-all from Day One. **Job Description** ** Audit Project Manager - WCIBO** US Bancorp Corporate Audit Services ... payments, print, cash and check services, and call center activities. The CAS Audit Project Manager is primarily responsible for supervising staff in the… more
- US Bank (Charlotte, NC)
- …the lead auditor, the APM helps influence engagement scope with support from primary audit manager , performs internal audit procedures, and prepares audit ... and discover what you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Audit Project Manager (APM) is primarily responsible… more
- US Bank (Charlotte, NC)
- … audit professionals within our Technology and Operations Services Team as a Senior Audit Project Manager . This role will align to the Technology Services ... of risk mitigation -Partner with their assigned Line of Business, other Risk/ Compliance / Audit (RCA) professionals, and RCA Managers to, depending on their… more
- TD Bank (Charlotte, NC)
- …degree required + 10+ years of relevant experience **Preferred Qualifications:** + Consumer compliance experience, regulatory knowledge, audit experience + ... more specific details for this role. **Line of Business:** Audit **Job Description:** **Depth & Scope:** + Provides people...area of significant risk, complexity or scope + People Manager role that generally manages a team greater than… more
- Coinbase (Charlotte, NC)
- …purpose and mission of Internal Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. ... performance standards, ensure high-quality deliverables, and drive timely execution of audit and compliance activities. * *Continuous Improvement & Innovation:*… more
- Regions Bank (Charlotte, NC)
- …a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Strong ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...+ Bachelor's degree and eight (8) years experience in compliance , quality assurance/control, audit or other related… more
- Regions Bank (Charlotte, NC)
- …communications + Associate Experience: Customer servicing and back-office operations + Compliance : Legal, regulatory, disclosures, and audit requirements + Risk ... the careers section of the system. **Job Description:** At Regions, the Product Manager assists in the development, execution, and tracking of marketing or business… more
- TD Bank (Charlotte, NC)
- …experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer , commercial, and corporate US ... compliance and governance perspective.** **In this Position:** ** Compliance Risk and Reporting Manager will provide...bank regulations** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory… more
- Coinbase (Charlotte, NC)
- …teams. * Develop and implement governance mechanisms, risk tracking tools, and compliance reporting processes. * Support audit readiness efforts, ensuring ... expected and fully supported. We're looking for a program manager to join our Strategy and Planning team. This...team. This team is responsible for governance, risk and compliance (GRC) within ESTO, data and analytics, continuous process… more
- Huntington National Bank (Charlotte, NC)
- Description Compliance Group Manager - FRB - Program / Advisory Job Description: The Compliance Group Manager assists the Enterprise Compliance Risk ... Director of Fair and Responsible Banking (Director) with providing regulatory compliance guidance and oversight in Fair Lending, Responsible Banking and UDAAP (fair… more
- TD Bank (Charlotte, NC)
- …depending on availability and individual circumstances. **Job Description Summary** The Compliance Business Oversight Manager provides advice, support and ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- Capital One (Charlotte, NC)
- …Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit ...years of experience in one or more areas of compliance , such as consumer , brokerage, wealth management,… more
- TD Bank (Charlotte, NC)
- … compliance with applicable laws, rules, and regulations (eg, primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing ... consumer financial protection laws).** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing of Compliance controls/systems… more
- American Express (Charlotte, NC)
- …+ Experience working with or in operational risk management space (eg, Risk, Compliance , Control Management and/or Internal Audit ). Experience in Agile /Kanban ... key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact...you make an impact in this role?** The **Senior Manager of Product & Systems Management** will support the… more
- Regions Bank (Charlotte, NC)
- …to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability to ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...+ Bachelor's degree and ten (10) years experience in compliance , quality assurance/control, audit or other related… more