- Capco, a Wipro Company (Charlotte, NC)
- …to FCRA, FACTA, FDCPA, SCRA, GLBA, ECOA, Privacy, TILA, TISA, EFTA, CRA, RESPA, BSA / AML / OFAC , Fair Lending, FHA, Dodd-Frank, FDPA, and MLA + Demonstrated ... about helping our clients succeed in an ever-changing industry. Working in Compliance Advisory at Capco extends well beyond a traditional consulting role -… more
- Regions Bank (Charlotte, NC)
- …into the careers section of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first, second, or ... potential areas of risk related to BSA , AML , and OFAC compliance and...exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay. This… more
- City National Bank (Charlotte, NC)
- …design and operating effectiveness of CNB's processes and controls related to Financial Crimes Compliance , including BSA / AML , OFAC and ABAC. This ... WHAT IS THE OPPORTUNITY? The Director of Audit for BSA / AML , will support City National Bank...assurance of the design and effectiveness of Anti-Money Laundering ( AML ), Office of Foreign Assets Controls ( OFAC ),… more
- City National Bank (Charlotte, NC)
- …and concerns related to BSA , AML , OFAC and the USA PATRIOT Act components of the Bank 's BSA Program while utilizing sound and current ... BSA , AML , OFAC and the USA PATRIOT Act components of the Bank 's BSA Program while utilizing sound and current compliance industry standards… more
- US Bank (Charlotte, NC)
- …Economic Sanctions Adjudication Analyst is responsible for fulfilling the Anti-Money Laundering ( AML )/ Bank Secrecy Act ( BSA ) and Office of Foreign ... + Actively ensures compliance with the US Bank Code of Ethics and all AML , ...G, OFAC , the NFA, the FCPA, the Bank Secrecy Act , the SAFE … more
- Bank of America (Charlotte, NC)
- …current, and risk-aligned red flag framework to meet Bank Secrecy Act ( BSA ), Anti-Money Laundering ( AML ), and global financial crime compliance ... **Required Qualifications:** + Minimum of seven years of relevant experience - BSA / AML or financial crimes experience within a large financial institution… more
- City National Bank (Charlotte, NC)
- …by the BSA Officer, acts as a BSA , AML , OFAC and KYC regulatory consultant throughout the Bank . Communicates and escalates (as assigned) identified ... Compliance Training Officer, develops, implements, and manages the Bank 's BSA compliance training program,...with specific emphasis on BSA , USA Patriot Act and OFAC , and general bank… more
- TD Bank (Charlotte, NC)
- …knowledge of financial crime typologies and AML regulations, including the Bank Secrecy Act ( BSA ), USA PATRIOT Act , and OFAC requirements + ... Risk Investigations manages/leads a team of investigators conducting end to end BSA / AML Investigations of various complexity related to potential money… more
- Bank of America (Charlotte, NC)
- …or other stakeholders to resolve investigations. The Investigator will maintain a working knowledge of the Bank Secrecy Act ( BSA ), USA PATRIOT Act , ... Experience:** + 3 years' experience with 1 year of relevant experience with, AML , Risk, or Compliance experience and/or knowledge of financial crimes typologies… more
- Coinbase (Charlotte, NC)
- …Reports (SAR) * Conduct investigative review and analysis in support of Coinbase's BSA / AML regulatory compliance policies and program including investigating ... industry standards and developments in the areas of KYC, BSA / AML , and OFAC , and apply...Minimum 5 years professional experience and 3 years relevant compliance experience (conducting AML /Fraud investigations, SARs preparation… more
- US Bank (Charlotte, NC)
- …of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable to ... At US Bank , we're on a journey to do our...balance sheets, treasury, interest rates, pricing/valuation, derivatives, PPNR, credit, AML , fraud and other areas, and making appropriate conclusions,… more
- Coinbase (Charlotte, NC)
- …is responsible for executing Compliance controls with adherence to Coinbase's BSA / AML program, transaction monitoring, KYC, CDD, and EDD policies, procedures ... of compliance " * Subject matter expert in AML compliance * Partner with Financial Crimes...Working knowledge of financial laws, regulations, and guidelines (eg, BSA , OFAC , FinCEN guidance) * Positive energy… more
- Coinbase (Charlotte, NC)
- …framework. * Conduct investigative review and analysis in support of company's BSA / AML regulatory compliance policies and programs including investigating ... legal, or the tech industry, with a focus on AML , compliance , or regulatory matters. * Minimum...industry standards and developments in the areas of KYC, BSA / AML , and OFAC , and apply… more
- Insight Global (Charlotte, NC)
- …and filing * Conduct investigative review and analysis in support of company's BSA / AML regulatory compliance policies and programs including investigating ... or the tech industry, with a focus on TMS, compliance , or regulatory matters. * Relevant experience in SAR...industry standards and developments in the areas of KYC, BSA / AML , and OFAC , and apply… more
- Wells Fargo (Charlotte, NC)
- …+ Sound customer service background + Data analysis experience + Understanding of BSA / AML / OFAC laws and regulations + Financial industry experience + ... and Onboarding organization consists of a Client Facilitation team, AML /KYC team, and a Client Data & Account Maintenance...understanding of regulatory implications for FATCA, Dodd Frank, EMIR, OFAC , Patriot Act , SEC, CFTC and FINRA… more
- Coinbase (Charlotte, NC)
- …* Remain current with industry standards and developments in the areas of KYC, BSA / AML , and OFAC , and apply regulatory requirements and internal policies ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...best practices. * Tool/Model Testing & Technology Feedback * Act as a subject matter expert for new and… more
- Wells Fargo (Charlotte, NC)
- …, AML /KYC or Operational risk team is preferred + Understanding of BSA / AML / OFAC laws and regulations + Experience compiling metrics, customer profiles ... and Onboarding organization consists of a Client Facilitation team, AML /KYC team, and a Client Data & Account Maintenance...understanding of regulatory implications for FATCA, Dodd Frank, EMIR, OFAC , Patriot Act , SEC, CFTC and FINRA… more
- Insight Global (Charlotte, NC)
- …control framework. Conduct investigative review and analysis in support of company's BSA / AML regulatory compliance policies and programs including ... legal, or the tech industry, with a focus on AML , compliance , or regulatory matters. Minimum of...industry standards and developments in the areas of KYC, BSA / AML , and OFAC , and apply… more
- Insight Global (Charlotte, NC)
- …making decision * Lead a "culture of compliance " * Subject matter expert in AML compliance * Partner with Financial Crimes and second line compliance ... Job Description * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and...Working knowledge of financial laws, regulations, and guidelines (eg, BSA , OFAC , FinCEN guidance) * Experience with… more
- Huntington National Bank (Charlotte, NC)
- …and benefits realization. + Embed risk & control requirements (NACHA, Fedwire/CHIPS/SWIFT, OFAC /sanctions, BSA / AML , SOX) into product design; ensure ... business & risk outcomes + Lead cross‑functional delivery (Ops, Tech, Risk, Compliance , InfoSec, Finance) to execute the roadmap with disciplined prioritization… more
