- Truist (Charlotte, NC)
- …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- TD Bank (Charlotte, NC)
- …and Capital Markets. The role includes leading as President of TD Private Client Wealth, LLC. TD Bank's Registered Investment Advisor and Broker Dealer. ... Products and services(eg security based lending, deposit solutions, sweep as a service ) ensuring alignment with advisor and client needs and competitiveness… more
- Wells Fargo (Charlotte, NC)
- …and provide project management support + Identify issues and provide resolution within Wealth Brokerage Service or Private Client Groups + Assist with ... of branches and their responsibilities for remote compliance supervision of Private Client Group (PCG) and Wealth Brokerage Services, (WBS) producing Branch… more
- Bank of America (Charlotte, NC)
- …self-directed investors with financial assistance by identifying broader product and service solutions that meet their investment and saving needs. Key ... products, financial markets, policies, procedures, and processes to the client 's investment needs. Job expectations include owning the management, research,… more