- SMBC (Charlotte, NC)
- …expected performance. Using existing risk models and guidelines, work with business unit to establish operational procedures, monitor compliance. ... positions, compare to thresholds, and ensure compliance. Work with business unit to optimize risk ...Ensure business partners are aware of their risk responsibilities ( operational , market, credit, etc.) and… more
- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Operational Risk Analyst works within a given ... ensure the effective execution of the Operational Risk Framework across the assigned business line....Operational Risk Framework across the assigned business line. **Primary Responsibilities** + Conducts compliance reviews and… more
- Truist (Charlotte, NC)
- …Shift:** 1st shift (United States of America) **Please review the following job description:** The Business Unit Risk Specialist engages with Business ... Events, KRIs, etc.) for high complexity areas within the Business Unit . Provide risk advice...education, training and experience. 3. Experience in compliance and operational risk mitigation and remediation. 4. Strong… more
- Truist (Charlotte, NC)
- …Shift:** 1st shift (United States of America) **Please review the following job description:** The Business Unit Risk Advisor I engages with Business ... Program requirements (eg, RCSA, KRIs, etc.) within the Business Unit and BURM. Provide risk...education, training and experience. + Experience in compliance and operational risk mitigation and remediation. + Strong… more
- Truist (Charlotte, NC)
- …Shift:** 1st shift (United States of America) **Please review the following job description:** The Business Unit Risk Advisor I engages with Business ... Program requirements (eg, RCSA, KRIs, etc.) within the Business Unit and BURM. Provide risk...education, training and experience. 3. Experience in compliance and operational risk mitigation and remediation. 4. Strong… more
- Truist (Charlotte, NC)
- … risk decisions and escalate unacceptable or key emerging risks to BU CRO and/or Business Unit Risk Committee. + Guide risk -taking behavior. Provide ... education, training and experience. + Experience in compliance and operational risk mitigation and remediation. + Strong...Demonstrated experience in formal risk roles (eg, Business Unit Risk Management, Technology… more
- Truist (Charlotte, NC)
- …1st shift (United States of America) **Please review the following job description:** The Business Unit Risk Advisor Specialist II-FINRA engages with the ... Business Unit stakeholders to support The Business Unit Risk Advisor Specialist...education, training and experience. 3. Experience in compliance and operational risk mitigation and remediation. 4. Strong… more
- Truist (Charlotte, NC)
- …1st shift (United States of America) **Please review the following job description:** The Business Unit Risk Advisor Specialist I engages with Business ... activities may change from time to time. 1. Provide risk support to assigned Business Unit...education, training and experience. 3. Experience in compliance and operational risk mitigation and remediation. 4. Strong… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** The Business Unit Risk Advisor engages with Structured Credit Originations ... management and remediation of issues, and serving as a risk advisor to business unit ...education, training and experience. 3. Experience in compliance and operational risk mitigation and remediation. 4. Strong… more
- City National Bank (Charlotte, NC)
- …Manager II will contribute to the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or corporate unit (s), ... Work collaboratively with assigned business or corporate unit (s) to embed an understanding of the risk...business processes, procedures, and controls to adhere to operational risk governance requirements * Review and… more
- Bank of America (Charlotte, NC)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. ... Compliance & Operational Risk Manager - Americas Control...business -critical role to mitigate legal, compliance and reputational risk within the firm and is responsible for managing… more
- First Horizon Bank (Charlotte, NC)
- …regular risk reports to management and governance committees, detailing the business unit 's risk profile, emerging risks, and control effectiveness. ... to resolve complex issues. + Experience managing enterprise and operational risk programs at a large financial...including preparing for exams, presenting materials, and articulating the business unit 's risk management roadmap.… more
- USAA (Charlotte, NC)
- …and adequacy versus industry best practices and regulatory requirements. + Provides counsel to business unit managers on risk management issues and supports ... compliance management in the first line of defense. Supports business leader adherence to the established risk ...experience. **What sets you apart:** + Strong knowledge of Business Continuity, Disaster Recovery, and Operational Resiliency… more
- First Horizon Bank (Charlotte, NC)
- …risk indicators (KRIs), issue management, operational loss management, and third party risk management. * Lead business unit level risk ... ongoing risk guidance, education and communication to business unit partners to ensure risk...line of defense capacity. * Experience managing enterprise and operational risk programs at a large financial… more
- Truist (Charlotte, NC)
- …A first line of defense risk professional leading a team within the Wholesale Business Unit Risk Team, serving as a subject matter expert responsible for ... capabilities to serve as a proxy for the Wholesale Business Unit Risk Team with...knowledge with an emphasis on: Credit, Market, Liquidity, Compliance, Operational , Reputation and Strategic Risks. 6. Strong leadership and… more
- American Express (Charlotte, NC)
- …subject matter expertise on specific Operational Risk topics to ensure the business unit (BU) is equipped with in-depth knowledge of risk -stripes to ... in the business environment and regulatory landscape + Gather relevant operational risk insights, better practices, themes, etc. across the enterprise… more
- TD Bank (Charlotte, NC)
- …on-going analysis and reporting on operational risk and/or other major risk categories as applicable to own business or functional area, and reviews ... core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business Continuity Management,...and participates in knowledge transfer within the team and business unit + Keeps current on emerging… more
- TD Bank (Charlotte, NC)
- …on-going analysis and reporting on operational risk and/or other major risk categories as applicable to own business or functional area, and reviews ... core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business Continuity Management,...and participates in knowledge transfer within the team and business unit + Keeps current on emerging… more
- Truist (Charlotte, NC)
- …+ Coordinating mitigation or remediation activities where appropriate. + Partner with TD&O Business Unit Risk Leadership in the aggregation, escalation, and ... unit segments assigned in the execution of enterprise risk and operational risk programs....and risk -based monitoring and remediation for assigned business unit (s) as delegated including all tasks… more
- Huntington National Bank (Charlotte, NC)
- …of controls and execution of risk and control self-assessments for a business unit , maintain process documentation, and help implement regulatory guidance to ... Commercial Business Experience Preferred Qualifications: + Knowledge of operational risk in commercial business . + Corporate specialty government… more
