- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... the current compensation paid in their geography and the market for similar roles at the time of hire....portfolio of benefits to its employees. **Role Description** SMBC Capital Markets , Inc. (CM) is a derivatives… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America,...knowledge of **financial products** , **risk management** , and ** regulatory reporting ** (eg, BCBS 239, RWA, CCAR,… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... of post-trade processing systems across settlements, confirmations, collateral management, regulatory reporting , and risk. The ideal candidate...least 5+ in a Director/Head of QE role in Capital Markets . + Strong background in Fixed… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...Experience in banking or the financial industry, preferably in regulatory reporting or credit analysis area. +… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- Capco, a Wipro Company (Charlotte, NC)
- …delivery domains, including Banking and Payments, Wealth and Asset Management, Insurance, and Capital Markets to define, design, and build bespoke solutions to ... management expertise, and modern delivery, to rapidly get our clients to market with a better solution. Our environment is entrepreneurial, high-energy, and… more
- ALBEMARLE (Charlotte, NC)
- …+ Establish enterprise-wide risk registers, dashboards, and early warning systems using market intelligence, supplier data, and digital tools. + Create policies for ... and escalation clauses. + Lead risk assessments during M&A activity, major capital projects, or supplier transitions. + Align PRM metrics with ESG, compliance,… more
- Insight Global (Fort Mill, SC)
- …https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements -5+ years of financial/ capital markets products experience in the investment ... and generate status reports for senior management -JIRA or SQL experience - regulatory reporting exposure -experience working with technology and the business… more
- Insight Global (Charlotte, NC)
- …Policy: https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements 5+ years of financial/ capital markets products experience in the investment ... banking industry, specifically data analytics experience. JIRA or SQL experience. Regulatory reporting exposure. Testing experience (system processes, etc.). more
- TD Bank (Charlotte, NC)
- … & Research team is a centralized function in the US Treasury group responsible for regulatory capital reporting and research under both US & Canadian rules. ... point of contact for internal audit, regulatory reporting deliverables, and governance activities related to capital...+ Invests the Bank's surplus cash in appropriate money market instruments + Buys options to protect against adverse… more
- Regions Bank (Charlotte, NC)
- …to their clients. The list of product offerings is constantly expanding in reaction to market demands. Capital Markets Analysts will work in one of our ... and logging into the careers section of the system. **Job Description:** At Regions, Capital Markets provides products and services to meet the needs of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Capital Markets Middle Office Specialist within the Non-Financial Regulatory Reporting team as a part of ... small global team who will monitor daily North American Broker Dealer non-financial regulatory reporting controls, ie, TRACE, MSRB, Electronic Blue Sheet, and… more
- Truist (Charlotte, NC)
- … capabilities/requirements. Understand the regulatory environment specific to its impact to Capital Markets business and Market Risk. Work closely with ... manage testing and remediation efforts. Drive data analytics and reporting focused on regulatory matters, operational metrics,...Data analysis and sound SQL skills 5. Understanding of Capital markets and Investment banking products 6.… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Capital Markets Middle Office Specialist to support the Structured Products Group (SPG), focusing on the ... of profit and loss generation and attribution + Participate in cross functional planning Capital Markets Middle Office + Review and analyze complex products that… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Capital Markets Accountant to support the Investment Banking and Capital Markets Group Controller ... work and approvals + Prepare and / or review various judgmental SEC and Regulatory Reporting submissions to ensure the completeness and accuracy of material… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Capital Markets Middle Office Specialist within the Listed Options Clearing and Settlement team as a part of ... of commission payable/receivables (Brokerage) **Required Qualifications:** + 5+ years of Capital Markets industry experience, or equivalent demonstrated through… more
- Regions Bank (Charlotte, NC)
- …into the careers section of the system. **Job Description:** At Regions, the Capital Markets Compliance Analyst performs compliance tasks and deals with ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- Citigroup (Charlotte, NC)
- Capital Planning and Management is a division that (i) owns the enterprise-wide capital planning and management processes for Citigroup and its legal entities, ... and (ii) ensures integrity and efficiency of Citigroup and CBNA capital profiles, on both an actual and forecasted basis, across the capital continuum ranging… more
