- Bank OZK (Charlotte, NC)
- …Job Purpose & Scope Responsible for maintaining risk management practices and conducting compliance testing to support and enhance the Bank's risk mitigation ... and systems. Knowledge, Skills & Abilities + Knowledge of operational risk testing , risk mitigation, and the control environment, including assessment of internal… more
- ALBEMARLE (Charlotte, NC)
- …logistics category, including third-party risk assessments, supplier financial health monitoring , early warning systems, and business continuity planning. Given the ... and value-based negotiations. + Own global contract strategy, terms, and compliance for all logistics providers, ensuring alignment and collaboration with legal,… more
- JE Dunn Construction Company (Charlotte, NC)
- …with the Aptitude Project Manager. - May be responsible for tracking and monitoring project budget and costs by using the project management system's cost reports ... as required, prior to cabling and device installation. - Ensures quality compliance through use of specifications, setting quality standards, in-house QA/QC and… more
- SMBC (Charlotte, NC)
- …to comply with regulations (eg, Swap Dealer recordkeeping, SEC and FINRA WORM compliance , FRB/OCC/FDIC Disaster Recovery testing ). - Prepare and present risk and ... Front Office Control Officers and AD-wide IT Control Officers. Assessments and monitoring of the control environment will be across information technology functions… more
- SMBC (Charlotte, NC)
- …audits and vulnerability assessments to determine internal security procedures and compliance requirements. + Reviews security event log data and investigates ... architectures, change and configuration management and security product integration. + Performs testing to evaluate new products for network and system controls. +… more
- RVO Health (Charlotte, NC)
- …internal documentation, including ad specs, system workflows, and operational FAQs + ** Monitoring & Compliance -** Run checks using tools like ObservePoint ... or Confiant to ensure proper delivery and compliance + **Cross-Team Support -** Collaborate with Product, Engineering,...with Product, Engineering, and Ad Ops to support ad testing , site releases, and campaign QA + **Project Assistance… more
- TD Bank (Charlotte, NC)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US … more
- KeyBank (Charlotte, NC)
- …to various lines of business. Additionally, the Compliance Officer will conduct compliance monitoring and testing to ensure compliance risks ... evolves and grows. + Proven ability to work in a team environment. + Compliance monitoring and testing skills. + Sound decision-making skills; able to make… more
- KeyBank (Charlotte, NC)
- …to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to ensure compliance risks ... the development of new products and/or processes. + Conduct compliance monitoring to proactively identify process improvements...mitigating risk to Key. + Conduct gap analyses and testing to ensure compliance risks are mitigated… more
- KeyBank (Charlotte, NC)
- …and a strong focus on risks and controls. + Knowledge of internal controls, compliance testing and monitoring processes (including analytics), and applicable ... Risk Management ["CRM"], the incumbent will provide second line of defense testing and monitoring of complaints. Specifically, this role will assist in… more
- Bank of America (Charlotte, NC)
- …tactical initiatives. **_Skills:_** + Critical Thinking + Monitoring , Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching + Issue ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Financial-Crimes-Manager Enterprise- Monitoring Testing -Program\_25020659) **Job Description:** At Bank of… more
- Huntington National Bank (Charlotte, NC)
- …to determine adequacy and effectiveness of action taken. + Develop and execute compliance monitoring programs and periodic testing procedures, including work ... laws, regulations, and policies as well as regulatory best practices impacting the monitoring and testing programs. (This can be customized for specific segments… more
- TD Bank (Charlotte, NC)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring . This role will execute monitoring , conduct ... would require the following: + Ability to execute and enhance the Bank's monitoring program + Manages and/or perform independent compliance reviews of regulatory… more
- Coinbase (Charlotte, NC)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- US Bank (Charlotte, NC)
- …- 6+ years' experience in Risk Management or applicable line of business (eg, compliance , testing and monitoring , or audit), preferably in financial services ... the results of WCIB Issue Management validation and sustainability testing can be easily followed and clearly understood to...are remediated in a timely manner. - Ensure timely monitoring and tracking of assigned issues to meet established… more
- Bank of America (Charlotte, NC)
- …and platforms **Skills:** + Critical Thinking + Monitoring , Surveillance, and Testing + Regulatory Compliance + Risk Management + Policies, Procedures, and ... Global Financial Crimes Manager - FIU Detection & US Transaction Monitoring Charlotte, North Carolina;Chicago, Illinois; Atlanta, Georgia; Phoenix, Arizona **To… more
- Bank of America (Charlotte, NC)
- …test structure to determine automation viability, accessing pertinent databases to source testing data, and collaborating with Compliance and Operational Risk ... + Adaptability + Attention to Detail + Collaboration + Monitoring , Surveillance, and Testing + Problem Solving...Execution Manager and Test Lead, develops and executes assigned testing scope as prescribed by the Global Compliance… more
- TD Bank (Charlotte, NC)
- …Financial Crime Risk Management **Job Description:** **Department Overview:** The US FCRM Monitoring & Testing Team is responsible for maintaining a dynamic, ... risk-based, 2LoD testing process designed to periodically review the design and...operating effectiveness of key processes and controls and assess compliance with relevant key laws, rules, and regulations. The… more
- TD Bank (Charlotte, NC)
- …(COF) including.** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring , risk assessment, reporting and other activities** + ... Compliance programs (ie, risk assessments, 2nd line oversight of business monitoring and testing programs, new business initiatives), including frameworks,… more
- USAA (Charlotte, NC)
- … of our software development lifecycle (SSDLC). Our responsibilities include rigorous monitoring and testing , the creation of standardized testing ... process, with a particular emphasis on static and dynamic application security testing (SAST/DAST). Key responsibilities will encompass conducting monitoring and… more
