- KeyBank (Charlotte, NC)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... effective compliance complaints program, collaborating across the three lines of defense to reinforce risk awareness and compliance culture. As a member of… more
- First Horizon Bank (Charlotte, NC)
- …LA; Dallas, TX; Charlotte, NC; Houston, TX **SUMMARY** The Chief Investment Officer is responsible for leadership and oversight of all Investment Committee meetings ... to the corporate Fiduciary and Risk Committee, ensuring alignment with compliance and risk management guidelines. * Business Development Alignment: * Collaborate… more
- Wells Fargo (Rock Hill, SC)
- …Associate Personal Banker (SAFE) for our National Branch Network as part of the Consumer , Small & Business Banking division. Learn more about the career areas and ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related… more
- Wells Fargo (Charlotte, NC)
- …Associate Personal Banker (SAFE) for our National Branch Network as part of the Consumer , Small & Business Banking division. Learn more about the career areas and ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related… more
- Wells Fargo (Charlotte, NC)
- …as an escalation regarding client-related matters, including the resolution of client complaints and the approval of discretionary distributions + This LO position ... administering complex special needs trust accounts as an attorney or trust officer ; expert knowledge of complex estate planning techniques and fiduciary laws;… more