- SMBC (Charlotte, NC)
- …areas with expert guidance on processes and control design, ensures effective assessment of technology risk across the broader operating environment, and ... Support risk & control assessments within 1LoD, working closely with Risk Management, Compliance , Internal Audit, and peer Control Officers supporting… more
- American Express (Charlotte, NC)
- …a culture of integrity and effective second line independent Compliance oversight. The Director , Compliance Risk Assessment Program, is a key member ... Management team responsible for designing, governing, and overseeing the enterprise-wide Compliance Risk Assessment (CRA) framework. This role supports… more
- Truist (Charlotte, NC)
- …Information Technology Infrastructure Library (ITIL)). 18. Familiarity with enterprise Governance Risk and Compliance (eGRC) platforms and tools (eg, RSA ... leader to the Truist second line-of-defense (LoD2) Enterprise Data Risk Oversight (EDRO) testing team reporting to the Head...with a specific focus on the oversight of Data Assessment regarding data quality and completeness as it impacts… more
- USAA (Charlotte, NC)
- …all facets of risk management, to drive a proactive and forward-looking risk posture. The Director will be responsible for ensuring a well-balanced control ... responsible for the development, implementation and oversight of programs that support effective risk and compliance management in the first line of defense.… more
- American Express (Charlotte, NC)
- …large, complex organization. + Deep understanding of internal fraud typologies, data-driven risk assessment , and control design. + Expertise with analytics tools ... you will help us define the future of American Express. **Position Overview** The Director of Internal Fraud Risk Identification & Rules Design plays a critical… more
- Compass Group, North America (Charlotte, NC)
- …+ Support the VP Risk and Controls in executing the enterprise risk assessment process. + Lead and support training initiatives to improve awareness ... raise the bar. **Job Summary:** Reporting to the VP, Risk and Controls, the Director , Risk...a primary focus in the areas of food/workplace safety, compliance , and ESG controls. The Director will… more
- Wells Fargo (Charlotte, NC)
- …efforts, as well as business process-change governance routines. + Lead targeted risk assessment and control remediation efforts, including collection of ... Director will work closely with other senior leaders across Control, Operations, Risk , Compliance and partners from elsewhere in the company in the… more
- Wells Fargo (Charlotte, NC)
- …of management or leadership experience **Desired Qualifications:** + Experience with risk assessment frameworks, change management frameworks, policy frameworks, ... Fargo is seeking an experienced and strategic Business Accountability Director to lead development and oversight of risk...division. This role sits at the intersection of marketing, compliance , and risk and ensures all campaigns… more
- City National Bank (Charlotte, NC)
- …Management. * Lead the execution of continuous monitoring and adjust audit plan and risk assessment as necessary. * Data Analytics and Technology: * Leverage ... * DIRECTOR OF AUDIT- BSA/AML* WHAT IS THE OPPORTUNITY?...and Advisory experience * Strong understanding of Financial Crimes compliance risk across 1st and 2nd lines… more
- Guidehouse (Charlotte, NC)
- …consultancy mindset + Focus on exceptional quality in all deliverables + Managed compliance and risk assessment processes for Globally Systemically Important ... None **What You Will Do** **:** As an Associate Director at Guidehouse's Commercial Financial Services practice, you will...one or more of the following areas: + Operational risk and/or big bank compliance + Banking… more
- Grant Thornton (Charlotte, NC)
- … for banking and/or financial products and services. + Apply strong finance, risk assessment , and technology skills to develop solutions to regulatory ... As the Anti-Money Laundering Managing Director , you'll offer tailored services to help clients...evolving requirements. + Design and implement business strategies and risk or compliance transformations for financial services… more
- American Express (Charlotte, NC)
- …information technology, 3rd party, business continuity management. + Understanding of risk assessment methodologies, frameworks and industry standards. + ... Risk Management (TRM) team, within the Global Risk and Compliance organization and led by...resilience is strengthened across the enterprise. Reporting to the Director for Business Disruption & Operational Resilience Risk… more
- Truist (Charlotte, NC)
- …the business impact of specific identified issues, as well as assist the Data Risk Director with compiling the results of assigned enterprise data entity ... to time. 1. Assist with the establishment of data risk policies, standards, guidelines and best practices for the...6. Make informed recommendations for remediation to the Data Assessment Director , as appropriate. 7. Identify, compare… more
- City National Bank (Charlotte, NC)
- …problem-solving skills. * Strong understanding of internal auditing standards, COSO and risk assessment practices. * Strong understanding of internal control ... Governance. Additionally, this role is responsible for the overall assessment of the Bank's Risk Governance Framework...years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum… more
- City National Bank (Charlotte, NC)
- …problem-solving skills. * Strong understanding of internal auditing standards, COSO and risk assessment practices. * Strong understanding of internal control ... equivalent * Minimum 4 years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum 1 year of experience… more
- Huntington National Bank (Charlotte, NC)
- …/ Advisory Job Description: The Compliance Group Manager assists the Enterprise Compliance Risk Director of Fair and Responsible Banking ( Director ... of the enterprise complaint management program, including completion of the complaint risk assessment , review of UDAAP/fair lending tagging, evaluation of… more
- City National Bank (Charlotte, NC)
- …highlighting consumer compliance risks and control weaknesses. * *Consumer Compliance Risk Management:* Understands and assesses risks related to consumer ... years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum...* Strong understanding of internal auditing standards, COSO and risk assessment practices. * Strong understanding of… more
- American Express (Charlotte, NC)
- …teams throughout the enterprise and be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact in this ... Risk Management execution, and coordinate systems and infrastructure requirements assessment processes for risk and control management purposes within the… more
- USAA (Charlotte, NC)
- …talent?** Shape the future of talent at USAA! We're hiring a Talent Assessment Advisor Lead ( director level individual contributor) to enable data-driven talent ... activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** +… more
- City National Bank (Charlotte, NC)
- …problem-solving skills. * Strong understanding of internal auditing standards, COSO and risk assessment practices. * Strong understanding of internal control ... Capital Markets, Registered and Unregistered Fund Vehicles, Support Functions (Operations, Compliance , Risk ). Additionally, the position is responsible for… more
