- Capco, a Wipro Company (Charlotte, NC)
- …but many Chief Marketing Officers in financial services firms cite operational inefficiency, technology limitations, data access, and hesitation adoption of ... areas to help Capco's clients achieve revenue growth, cost control, operational efficiency, and regulatory compliance within their marketing function: Marketing… more
- City National Bank (Charlotte, NC)
- * OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for ... National Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for… more
- City National Bank (Charlotte, NC)
- * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER...the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or ... Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City...business processes, procedures, and controls to adhere to operational risk governance requirements * Review and… more
- TD Bank (Charlotte, NC)
- …on-going analysis and reporting on operational risk and/or other major risk categories as applicable to own business or functional area, and reviews ... Senior Manager will provide oversight , challenge, and risk intelligence to influence business outcomes and...core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business Continuity Management,… more
- USAA (Charlotte, NC)
- …line of business . Provide risk management and governance leadership, operational direction and operational oversight of Information Security, ... with senior business leaders across the enterprise to sustain oversight of the **second line risk role.** Actively engages line of business leaders to… more
- American Express (Charlotte, NC)
- …team of diverse and talented professionals responsible for building the company's operational resilience risk oversight program. The program provides ... operational risks associated with Information & Cyber Security Risk , Business Disruption, Technology Risk ,... and performance trends. + Support the design of operational resilience independent risk oversight … more
- TD Bank (Charlotte, NC)
- …field (Masters Preferred) + 5 plus years of experience in project management, compliance, risk management or business oversight within financial services + ... that will cascade throughout the organization. The Senior Compliance Business Oversight Analyst will play a critical...cross functional partners including compliance stakeholders , Line of Business and risk partners + Communicate project… more
- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Operational Risk Analyst works within a given line of ... ensure the effective execution of the Operational Risk Framework across the assigned business line....line. **Primary Responsibilities** + Conducts compliance reviews and provides oversight of legal entities, business units and… more
- TD Bank (Charlotte, NC)
- …of a regulatory compliance program and provides independent compliance risk oversight over a broad range of business and corporate functions including, ... continuous enhancement of programs designed to provide effective, independent regulatory compliance risk management and oversight of business line(s)… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will provide compliance advisory ... availability and individual circumstances._ **Job Description Summary** The Senior Compliance Business Oversight Manager provides advice, support and objective… more
- Bank of America (Charlotte, NC)
- …the firm. This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, ... business -critical role to mitigate legal, compliance and reputational risk within the firm and is responsible for managing...+ Engages in activities to provide independent compliance and operational risk oversight of FLU… more
- Bank of America (Charlotte, NC)
- … Risk officer team to execute second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or ... teams in order to provide independent compliance and operational risk oversight of Front...and Guidelines Management + Active Listening + Advisory + Business Process Analysis + Written Communications **Required Qualifications:** +… more
- First Horizon Bank (Charlotte, NC)
- **Description** **Location:** On site in Memphis, TN or Charlotte, NC. **Summary:** The Business Risk and Controls Manager supports the Marketing and Product ... execution of risk activities including assessment of risk , development and oversight of controls, identification...to resolve complex issues. + Experience managing enterprise and operational risk programs at a large financial… more
- Truist (Charlotte, NC)
- …+ Demonstrated experience in formal risk roles (eg, Business Unit Risk Management, Technology Risk Oversight , Audit), specifically in support of ... equivalent education, training and experience. + Experience in compliance and operational risk mitigation and remediation. + Strong communication, interpersonal,… more
- TD Bank (Charlotte, NC)
- …Supports ongoing risk measurement activities by acquiring, analyzing and reporting business operational or relevant loss data + Establishes and provides ... segments and corporate functions. The Insider and Conduct risk oversight team within TD's 2nd Line...regular risk analysis and reporting on operational loss performance of the business +… more
- TD Bank (Charlotte, NC)
- …enterprise knowledge, recognizing and anticipating emerging trends and; identifying operational efficiencies and opportunities with other business ... effectiveness + Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of… more
- City National Bank (Charlotte, NC)
- …risk profile is at or near risk appetite. As part of enterprise Operational Risk Management, this position is responsible for providing oversight for ... WHAT IS THE OPPORTUNITY? The Enterprise Fraud & Payments Risk Manager is responsible for the oversight ... Risk and Fraud teams, the 2nd Line Operational Risk Management team, and the RBC… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business :** Financial Crime Risk Management **Job Description:** The Senior Manager, Financial ... enterprise knowledge, recognizes and anticipates emerging trends and identifies operational efficiencies and opportunities with other business management… more
- Huntington National Bank (Charlotte, NC)
- …and Operational risk governance across the Bank, including partnership and oversight of front-line business and risk units, in alignment with the ... journey. Duties & Responsibilities: + Management of processes to ensure credible challenge, oversight , and validation of IT risk findings/action plans/ risk … more
- TD Bank (Charlotte, NC)
- …this Position:** **Compliance Risk and Reporting Manager will provide leadership and oversight of process mapping and risk assessments under the Process ... regulatory agencies and mange internal audit findings, requests related to the risk and reporting team's oversight .** **Engage in continuous improvement… more
