- Capco, a Wipro Company (Charlotte, NC)
- **Marketing Technology and Operations Lead** \#LI-SG1 **About the team:** Capco Marketing Services is a maturing Capco practice committed to solving our client's ... most difficult challenges related to digital and marketing strategy, operations , transformation, and expansion. Our industry experts work closely with Capco's… more
- SMBC (Charlotte, NC)
- …of post-trade processing systems across settlements, confirmations, collateral management, regulatory reporting , and risk. The ideal candidate combines ... practices. + Oversee end-to-end testing for settlements, reconciliations, clearing, payments, regulatory reporting (MiFID, TRACE, CFTC), and other post-trade… more
- TAK Communications (Charlotte, NC)
- …expenditure requests while maintaining strict cost controls + Provide executive-level financial reporting and business insights to COO and senior leadership team ... large-scale telecommunication infrastructure projects in Multi-Dwelling Units (MDUs) nationwide. Reporting directly to the Chief Operating Officer, the MDU Project… more
- SMBC (Charlotte, NC)
- …etc. + Assist in preparing monthly, quarterly, and ad-hoc risk reports for senior leadership, governance committees, and regulatory bodies. + Support data ... offers a competitive portfolio of benefits to its employees. **Role Description** Reporting to the Operational Risk Officer, Director of Operational Risk, the… more
- ALBEMARLE (Charlotte, NC)
- …Director collaborates closely with regional supply chain leaders, legal, finance, operations , and external partners to build long-term competitive advantage and ... transitions. + Align PRM metrics with ESG, compliance, and financial reporting requirements. + Integrate risk insights into sourcing decisions, supplier selection,… more
- Bank of America (Charlotte, NC)
- Regulatory Reporting Operations Senior Professional Charlotte, North Carolina;New York, New York **To proceed with your application, you must be at least ... opportunities to learn, grow, and make an impact. Join us **Description:** The Regulatory Reporting Operations Senior Professional is part of the… more
- Truist (Charlotte, NC)
- …Foster relationships between Senior Financial Management leaders, peers, the regulatory reporting production team and applicable business partners to ensure ... potential issues, as applicable. 7. Manage certain activities and tasks performed by Regulatory Reporting Governance Analysts and Senior Analysts, as well… more
- Bank of America (Charlotte, NC)
- …goal of centralizing, standardizing and remediating (as necessary) regulatory reporting processes within NTCO NFRR Operations . We are therefore looking ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring...and complex operational issues + Responsible for expense management, reporting and forecasting for operations areas managed… more
- Truist (Charlotte, NC)
- …business process inventory, including process maps with control points documented. Manage Regulatory Reporting Governance Senior Analysts and Analysts, as ... following job description:** Implementation, management and ongoing execution of the Truist regulatory reporting risk frameworks in alignment with second line of… more
- American Express (Charlotte, NC)
- …you will help us define the future of American Express. **Position Summary** The Senior Manager, Internal Fraud Reporting & Insights plays a critical leadership ... leader will oversee the development of key metrics, dashboards, and executive reporting to support risk transparency, regulatory compliance, and governance… more
- TD Bank (Charlotte, NC)
- …specialized business governance and control guidance and expertise within the Regulatory Operations functional area and implements policies/processes and/or ... business governance, risk, and control objectives. May provide complex reporting , analysis, testing and assessments at the functional or...senior management of the Bank with respect to regulatory matters + Advises on complex matters and is… more
- US Bank (Charlotte, NC)
- …level of the position posted._ We are seeking a detail-oriented and experienced Financial Reporting Senior Analyst to join a team responsible for preparing and ... of assets and liabilities, schedule of investments, statement of operations , statement of changes in net assets, statement of...the SEC in order to comply with GAAP and regulatory reporting requirements. + Ensure compliance with… more
- TD Bank (Charlotte, NC)
- …**Experience with management reporting / reporting routines (excluding Board reporting ), regulatory exams, or senior -level stakeholder management.** + ... role which is outlined in the general description below. **Job Summary:** The Senior Manager, Compliance Governance & Operations leads, develops and oversees a… more
- Wells Fargo (Charlotte, NC)
- … Senior Institutional Investment Operations Specialist to help lead the CIB Operations Regulatory Due Diligence (RDD) Team. The RDD team in CIB ... Operations Client Data & Onboarding is responsible for ensuring...legal, client onboarding, reference data, financial crimes, agreement management, regulatory reporting , technology, and new products +… more
- Coinbase (Charlotte, NC)
- …securities clearing, settlement, margin, and custody * Solid knowledge of broker-dealer regulatory requirements and reporting practices * Demonstrated ability to ... within regulated financial markets? We are seeking a highly-skilled Senior Associate to be a key member of our...to be a key member of our Broker Dealer Operations team, responsible for the integrity, efficiency, and optimization… more
- Bank of America (Charlotte, NC)
- Senior Group Operations Manager - Sanctions Screening Center of Excellence Charlotte, North Carolina;Richmond, Virginia; Scranton, Pennsylvania **To proceed with ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Senior -Group- Operations -Manager Sanctions-Screening-Center-of-Excellence\_25031154) **Job Description:** **About Us** At… more
- Wells Fargo (Charlotte, NC)
- …It all begins with you. **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Client Valuation team as a ... part of our Corporate Investment Banking (CIB) Operations Division. The position is a liaison role among...The role is primarily related to derivatives portfolio valuation reporting . The functions of this role will require close… more
- TD Bank (Charlotte, NC)
- …oversight through management of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in… more
- Wells Fargo (Charlotte, NC)
- …such as legal, client onboarding, reference data, financial crimes, agreement management, regulatory reporting , technology, and new products - identify and ... A2T Analyst is expected to: Problem solve trade violations of certain Regulatory Programs by leveraging internal system and teams to discover fact patterns to… more
- Coinbase (Charlotte, NC)
- …connection, and alignment. Attendance is expected and fully supported. As the Senior Manager, Compliance Operations at Coinbase, you'll lead the charge ... everyone. You'll be a driving force behind our Anti-Money Laundering (AML) operations , managing centralized Quality Control (QC) programs that span multiple teams,… more
