- SMBC (Charlotte, NC)
- …of post-trade processing systems across settlements, confirmations, collateral management, regulatory reporting , and risk. The ideal candidate combines ... practices. + Oversee end-to-end testing for settlements, reconciliations, clearing, payments, regulatory reporting (MiFID, TRACE, CFTC), and other post-trade… more
- Huntington National Bank (Charlotte, NC)
- …report on the level of data quality . Lead performer on data quality activities that support key compliance and regulatory processes. Perform data discovery, ... data quality + Lead performer on data quality activities that support key compliance and regulatory...the Record to Report (R2R) cycle, and the management reporting cycle. Exempt Status: (Yes = not eligible for… more
- TD Bank (Charlotte, NC)
- …business line or enterprise level for own area. **Depth & Scope:** + Performs Regulatory Assurance and Quality Control reviews of US technology remediation ... Enterprise Process set forth by the Control Effectiveness Team* + Documents all Regulatory Assurance and Quality Control reviews plans and results for Sr.… more
- American Express (Charlotte, NC)
- …American Express. **Position Summary** The Senior Manager, Internal Fraud Program Management & Quality Assurance plays a critical leadership role in ensuring the ... of program managers responsible for driving program execution, strategic initiatives, and quality assurance across the Internal Fraud Center of Excellence (COE).… more
- Bank of America (Charlotte, NC)
- …Documents key risks, performance indicators, desktop procedures, controls and metrics related to reporting , and executes quality assurance , quality ... Regulatory Reporting Operations Professional Chandler, Arizona;New...timeliness * Executes control practices, including compliance with all regulatory and policy requirements, including data quality … more
- Deloitte (Charlotte, NC)
- …of reporting processes, testing and validating reporting data, developing quality assurance programs, and remediating regulatory reporting issues ... Senior Consultant, Regulatory Reporting Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk and an evolving … more
- Deloitte (Charlotte, NC)
- …on engagements related to independent External Audit services, Accounting, Controls & Reporting Advisory, and Specialized Assurance & Sustainability. We bring ... work could include: + Assist clients in advancing the quality of information disclosed to markets and investors to...audits of financial statements and internal controls over financial reporting , along with assurance reports and valuable… more
- Motion Recruitment Partners (Charlotte, NC)
- Regulatory Reporting Analyst Charlotte, North Carolina...per policy requirements + Assist with monthly key risk reporting + Quality Assurance / ... A well-known Financial Services Company is looking for a Regulatory Reporting Analyst in Charlotte, NC (Hybrid).... Quality Control monthly monitoring activities to include reporting activities + Policy Management monitoring + Process /… more
- Insight Global (Fort Mill, SC)
- …of business capital allocations, funds transfer pricing, and financial and regulatory reporting among others. Additionally, Enterprise Finance encompasses ... Finance organization. The FRM team is led by the Finance Chief Risk Officer, reporting directly to the Companys Chief Risk Officer. The group regularly produces … more
- Citigroup (Charlotte, NC)
- …across the organization (eg, Risk Management, Accounting Policy, Legal, Product Control, Regulatory Reporting , and the businesses) to ensure proper due diligence ... with US Basel III regulations. + Provides input to quality assurance and transformation teams, as necessary....Basel regulatory capital regulations and US banking regulatory reporting forms and instructions. + Ability… more
- TD Bank (Charlotte, NC)
- …and risk assessments under the Process Risk & Control Self-Assessment Framework. Ensure quality assurance and testing to evaluate the effectiveness of Compliance ... change activities. Ensuring compliance with all internal governance documents and regulatory requirements.** **Establish and maintain comprehensive reporting and… more
- Grant Thornton (Charlotte, NC)
- …policies, privacy standards, and regulatory compliance for all People data reporting . + Maintain documentation retention and quality control for all ... levels. + Continuous Improvement + Identify and implement process improvements to streamline reporting workflows and enhance data quality . + Stay current with… more
- Coinbase (Charlotte, NC)
- …external legal counsel. * Support Investor Relations through tie out and other quality assurance review of their externally published materials, and prepare and ... high-profile position that will play a crucial role in financial reporting and other statutory and regulatory filings. *What You'll Be Doing (ie, Job Duties)* *… more
- City National Bank (Charlotte, NC)
- …enterprise processes and procedures to support change risk management. * Performing quality assurance on risk assessments, change status reports, data integrity, ... *Enterprise Change Management System & Reporting Manager* *WHAT IS THE OPPORTUNITY?* The Enterprise...financial services and/or consulting in support of large-scale process, regulatory , or technology projects * Minimum 5 years of… more
- Truist (Charlotte, NC)
- … assurance compliance programs 2. RCSA experience 3. Prior regulatory examiner experience 4. Six Sigma, Quality /process improvement-related designation The ... efforts to confirm adequate resolution. 3. Lead and/or execute larger and more complex Quality Assurance Review engagements. Types of quality assurance … more
- Bank of America (Charlotte, NC)
- …+ Automation + Business Intelligence + Interpret Relevant Laws, Rules, and Regulations + Quality Assurance + Reporting Team Overview Global Risk Analytics ... and operational excellence. Candidates should also possess subject matter expertise in financial regulatory reporting or Global Financial Crimes and/ or data … more
- American Express (Charlotte, NC)
- …and Change Management team within the Financial Reporting Quality Assurance Organization (FRQA), in support of the Regulatory Reporting Automation ... focusing on driving the definition, analysis and documentation of key regulatory reporting requirements, architectural designs and deliver best-in-class,… more
- Deloitte (Charlotte, NC)
- …on engagements related to independent External Audit services, Accounting, Controls & Reporting Advisory, and Specialized Assurance & Sustainability. We bring ... high- quality audits of financial statements and internal controls over financial reporting , along with assurance reports and valuable advice and insights… more
- Deloitte (Charlotte, NC)
- …on engagements related to independent External Audit services, Accounting, Controls & Reporting Advisory, and Specialized Assurance & Sustainability. We bring ... high- quality audits of financial statements and internal controls over financial reporting , along with assurance reports and valuable advice and insights… more
- TD Bank (Charlotte, NC)
- …and third-party provider tool. + Support testing engagements from Internal Audit, Compliance Quality Assurance , and others. _The above details are specific to ... in line with the Bank's risk philosophy and strategic direction. **Job Description** Reporting to the Head of Compliance, Regulatory Inventory and Regulatory… more
