- SMBC (Charlotte, NC)
- …developing mitigation strategies. + Facilitate cross-functional collaboration between risk, audit , compliance , control officers, technology, and business teams. ... risks and to refine risk ratings. Work cooperatively with IT, operations staff, compliance and audit to determine and evaluate potential risks and efficacies… more
- XPO, Inc. (Charlotte, NC)
- Senior Analyst , Audit and Compliance Requisition Id: 383390 Business Unit: Corporate Location: Charlotte, NC, US, 28277 **What you'll need to succeed as ... a** ** Senior Analyst , Audit and Compliance at XPO** Minimum qualifications: + Experience with I-9s + Bachelor's degree or equivalent related work or… more
- Coinbase (Charlotte, NC)
- …foster collaboration, connection, and alignment. Attendance is expected and fully supported. The Internal Audit IT Senior Data Analyst will work within the ... as the ability to build metrics and reports to support internal audit activities. The ideal candidate will work highly independently, identifying creative solutions… more
- ALBEMARLE (Charlotte, NC)
- …to build a future, big enough to change the world. We are seeking a ** Senior Internal Auditor** to join our team. This position is **hybrid** (3-days per week in ... _Audit Participation:_ + Participate in all phases of operational, financial, compliance IT, and strategic audits, including planning, scheduling, execution of… more
- TD Bank (Charlotte, NC)
- …rules, and regulations (eg, primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing Analyst is responsible for executing ... and regulations (eg, primarily consumer financial protection laws).** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing of… more
- Coinbase (Charlotte, NC)
- …we'd like to speak with you about joining our team. Coinbase is looking for a Security Compliance Senior Analyst to drive the second line of defense IT SOX ... Essential to scaling is building and running a security compliance program that reflects how we protect the data...creating training material to owners in preparation for SOX audit * Lead security control gap assessments over SOX… more
- Compass Group, North America (Charlotte, NC)
- …to raise the bar. **Job Summary:** Reporting to the Manager, Risk&Controls, the Risk&Controls Senior Analyst is an exciting opportunity for a candidate with a ... functions in the organization including accounting and finance, digital and technology, HR, compliance , sustainability, and safety. This role is part of a new team,… more
- Coinbase (Charlotte, NC)
- …Attendance is expected and fully supported. Coinbase is looking for a creative and analytical Senior Analyst of Technology Risk. You will serve as a member of ... through the enterprise risk register and report relevant metrics to senior leadership as determined necessary. * Global Engagement: Collaborate with stakeholders… more
- Bank of America (Charlotte, NC)
- CFO Data Management - Loan Products Senior Data Analyst Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/CFO-Data-Management Loan-Products- Senior -Data- Analyst \_25023580-2) **Job Description:** At Bank of America,… more
- American Express (Charlotte, NC)
- …Operational Risk intelligence. US Consumer Services is looking for a Sr. Analyst for Specialized Risk Management focused on ensuring control management is embedded ... partners across numerous business units, functional areas, and geographies. The Sr. Analyst , USCS Control Management, Conduct Risk Management will: + Assist in… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Treasury Analyst in the BSIRRM Change Management team to assist in analysis and management of balance sheet ... the economic environment or the Company's operations. Treasury also provides regulators, senior leaders, and the Board of Directors with key information to support… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Senior Lead Data Management Analyst .** This role will drive the development of scalable frameworks, tools, and ... controls to ensure data integrity and compliance with regulatory standards across **Commercial Banking Operations (CBO).** **In this role, you will:** **Framework &… more
- TD Bank (Charlotte, NC)
- …this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of ... associated risks. Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs related to all aspects of AML and ATF laws.… more
- City National Bank (Charlotte, NC)
- *FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the direction of the Screening Systems Manager, this colleague is responsible for performing ... Bank personnel and outside contacts. * Experience with quality control, audit or compliance testing is preferred. * Support Financial Crimes Model Risk… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Senior Lead Data Management Analyst ** within **Commercial Banking Operations (CBO)** to support FRY14 data ... + Provide timely support for oversight testing and requests from CBL, DMI, Audit , COSO, Integration Testing & Validation, and regulatory bodies. + Issue Resolution &… more
- US Bank (Charlotte, NC)
- …the position posted._ We are seeking a detail-oriented and experienced Financial Reporting Senior Analyst to join a team responsible for preparing and reviewing ... and other financial information. This role is critical in ensuring compliance with regulatory and accounting standards and maintaining accurate reporting. The… more
- American Express (Charlotte, NC)
- …Enterprise Technology Services (ETS) Data Office. As a Data Governance & Management Analyst , you are part of a team responsible for supporting activities for the ... day-to-day compliance with the Enterprise Data Management Operating Policy within...performing root-cause-analysis of data incidents and driving remediation of audit and regulatory feedback. + Develop advanced knowledge on… more
- USAA (Charlotte, NC)
- …with management, regulatory agencies, and business partners (ie, internal and external audit , treasury, compliance and legal, etc.) to ensure appropriate ... us special and impactful. **The Opportunity** As a dedicated **Financial Regulatory Reporting Senior ** , you will serve as a key contributor in the preparation,… more
- US Bank (Charlotte, NC)
- …Banking stakeholders of various levels within the organization, including Corporate Compliance , Model Risk Management, Audit , Legal, and Business Line ... reviews and assessments for models used across the Company, evaluating compliance with fair lending laws and regulations, assessing inputs and explainability,… more
- Lowe's (Charlotte, NC)
- …you to apply! _Find Your Home to More Possibilities._ **Your Impact** As a Senior Analyst , Information Security Compliance , you will play a critical ... role in safeguarding the enterprise by driving our continuous compliance program. You'll own and elevate key SOX and security compliance processes, leading… more
