- Fidelity TalentSource LLC (Boston, MA)
- …new products for regulatory and operational compliance risks, presenting the compliance program to prospects and government bodies, performing due diligence on new ... tracking, and identifying international, federal, and state rule changes.Work closely with the AML and Sanctions Officer and support all aspects of the AML … more
- Citigroup (Tampa, FL)
- …reporting , client exit and account closure, regulatory transaction reporting, name screening and other AML obligations within Citi globally. The Integration, ... The AML Reporting, Insights and Integration (RII) function is...& Training oversight , and other more holistic oversight . The RII ISG- Program & Strategy Lead… more
- Capital One (Richmond, VA)
- …Capital One's Lines of Business. In this role, you will work within Capital One's AML Program Risk Office (AMLPRO), and with partners across all of Capital One's ... in ERM's framework, and provide advisory services to the AML Program in navigating this framework. +...service, industry, and transaction risk ratings + Partner with oversight groups to advance risk assessments and compliance testing.… more
- Capital One (Chicago, IL)
- …includes control ownership and development, process management, and support of overall AML Program Governance activities.** **The AMLU Sr. Associate will provide ... process management and oversight for governance of the AMLU training ...**Serve as the control owner for existing AMLU and AML Program Governance controls** + **Identify opportunities… more
- Federal Reserve System (New York, NY)
- …or participate in the development and execution of supervisory strategies for the oversight of significant and emerging BSA/ AML and sanctions compliance risks; + ... other US agencies. The Large Institution Supervision Coordinating Committee (LISCC) Program function is responsible for executing the LISCC supervisory program… more
- Morgan Stanley (Baltimore, MD)
- … oversight , and execution of the Firm's Anti-Money Laundering ( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If ... might be the right team for you. Background on the Team The US Screening team monitors and investigates transactions and client relationships for sanction issues and… more
- Morgan Stanley (Baltimore, MD)
- … oversight and execution of the Firm's Anti-Money Laundering ( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If ... * Lead suspicious activity investigations, trade and transaction analysis/research, screening , and regulatory filings (including Suspicious Activity Reports (SARs))… more
- CHS Inc. (Columbus, OH)
- …the CHS Hedging Chief Compliance Officer with ongoing requirements of the compliance program . The Expert will be responsible to help evaluate components of the ... compliance program and related operational framework and lead compliance projects...alerts by our surveillance tool for potential trade practice, AML or communication rule violations. 20% - Regulatory Policies… more