- Morgan Stanley (Baltimore, MD)
- … oversight and execution of the Firm's Anti-Money Laundering ( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. As ... skills and talents. **Job:** **Other* **Title:** *Global Financial Crimes: US AML Alert Monitoring & Screening Associate* **Location:** *Maryland-Baltimore*… more
- Citigroup (Tampa, FL)
- …reporting , client exit and account closure, regulatory transaction reporting, name screening and other AML obligations within Citi globally. The Integration, ... The AML Reporting, Insights and Integration (RII) function is...& Training oversight , and other more holistic oversight . The RII ISG- Program & Strategy Lead… more
- Federal Reserve System (New York, NY)
- …or participate in the development and execution of supervisory strategies for the oversight of significant and emerging BSA/ AML and sanctions compliance risks; + ... other US agencies. The Large Institution Supervision Coordinating Committee (LISCC) Program function is responsible for executing the LISCC supervisory program… more
- Morgan Stanley (Baltimore, MD)
- … oversight , and execution of the Firm's Anti-Money Laundering ( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If ... might be the right team for you. Background on the Team The US Screening team monitors and investigates transactions and client relationships for sanction issues and… more
- JPMorgan Chase (Tampa, FL)
- …services offering for all CLS functions. Due to the level of regulatory oversight and the potential reputational risk to JPMorgan, the disposition process must be ... services to the Compliance organization. Specifically, the teams support the firmwide Sanctions, AML , and KYC programs. The CLS organization is a global team with… more
- Morgan Stanley (Baltimore, MD)
- … oversight and execution of the Firm's Anti-Money Laundering ( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If ... * Lead suspicious activity investigations, trade and transaction analysis/research, screening , and regulatory filings (including Suspicious Activity Reports (SARs))… more
- New York State Civil Service (New York, NY)
- …of the following:* Evaluating the adequacy of board and management oversight of the financial institutions' compliance programs.* Reviewing lending, deposit, ... for purposes including the validation of transaction monitoring and sanctions screening systems; the verification of claimed Virtual Currency holdings; validation of… more