- Amerant Bank (Tampa, FL)
- …opportunities for the Bank.Develop and maintain a portfolio of high quality , complex corporate relationships.Must have demonstrated experience in handling complex ... prudent judgment in authorizing overdrafts and uncollected funds.Make presentations to senior management and loan committee.Maintain active contact with client base,… more
- Amerant Bank (Tampa, FL)
- …will also assist in the credit risk management and maintenance of credit quality for the respective assigned portfolio by monitoring relationship trends, clearing of ... with appropriate mitigating factors.Interact with Relationship Managers [RM] to enhance the quality of information for underwriting purposes. Acts as a consultant to… more
- TD Bank (Mount Laurel, NJ)
- …this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior AML Specialist - Sanction Screening role leads the development ... controls, ensuring ongoing compliance with regulations and identifying areas for improvement. The Senior AML Specialist - Sanction Screening role will report to… more
- Citigroup (New York, NY)
- …presentations to update senior management and various governance committees on AML & ABC developments, emerging risks, control issues and/or enhancements. + ... and the ICG Financial Crime Risk team to share control best practices and manage AML and...TTS Global Head of Financial Crime Risk.] **Responsibilities:** + Senior role within a first line of defense team… more
- Citigroup (Jersey City, NJ)
- …business execution activities, combined with a solid conceptual/practical grounding in both AML and data science risks and control development activities. ... computing to support required transformation activities. **Job Family Group:** Compliance and Control **Job Family:** AML Core **Time Type:** Full time **Primary… more
- Citigroup (Tampa, FL)
- …Crime Support teams and the business. + Perform AML Compliance quality and testing, evaluate process deficiencies, analyze control measures, enhance ... escalated matters; further escalate unusual activity as needed. Advise senior management on next steps. + Create, develop and...degree is a plus **Job Family Group:** Compliance and Control **Job Family:** AML Core **Time Type:**… more
- TEKsystems (Chicago, IL)
- …directly with US Commercial Banking, TPS Sales, and the US AML Office/ US AML Office High Risk Unit, the Senior Analyst collects all required documents and ... data, assesses customer AML risk, and generates AML KYC Checklists. The Senior Analyst documents...related supporting documentation such as Office of Foreign Asset Control (OFAC) results, third party website information, and client… more
- TD Bank (Mount Laurel, NJ)
- …broker-dealer and registered investment adviser (RIA). **Depth & Scope:** + Senior specialist with AML /ATF/Sanctions/ABAC expertise, works independently and is ... role. **Line of Business:** Financial Crime Risk Management **Job Description:** The AML Financial Crime Risk Oversight Specialist acts as key business oversight… more
- Bank of America (Charlotte, NC)
- Quality Assurance Manager - AML /GFC Charlotte,...and practices. + Should be able to independently draft quality reports and present results to senior ... risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business… more
- Citigroup (Tampa, FL)
- …Crimes Support teams and the business. + Perform AML Compliance quality and testing, evaluate process deficiencies, analyze control measures, enhance ... escalated matters; further escalate unusual activity as needed. Advise senior management on next steps. + Create, develop, and...+ Master's degree preferred. **Job Family Group:** Compliance and Control **Job Family:** AML Core **Time Type:**… more
- Guidehouse (San Antonio, TX)
- …Analysts and Senior AML Compliance Investigator Analysts & AML Compliance Quality Assurance/Control_** **What You Will Do:** Guidehouse is experiencing ... of our clients. The **Financial Crimes AML Investigator/Compliance Analyst** & AML Compliance Quality Assurance positions will assist with the design of… more
- Federal Reserve System (New York, NY)
- …an Examiner-in-Charge for large-scale reviews of complex institutions to evaluate the quality and effectiveness of BSA/ AML compliance risk management practices ... the relevant supervised firm's business models and the adequacy of the compliance control framework for addressing such risks. In addition to participating in and… more
- TD Bank (Mount Laurel, NJ)
- …of Business:** Data & Analytics **Job Description:** We are seeking a ** Senior Manager Business Information Management** to oversee the strategic direction and ... maintenance of robust data management processes to support our anti-money laundering ( AML ) programs. This role requires a deep understanding of financial crime… more
- Bank of America (Charlotte, NC)
- …adherence to enterprise-wide standards. Job expectations include supporting the implementation of quality assurance and quality control processes within the ... 4 years' experience in an Audit, Risk, Compliance, Business Control or AML environment; Preferred 3 years...Client facing experience or ability to conduct discussions with senior leaders in a confident manner + Excellent communications… more
- Insight Global (Atlanta, GA)
- Job Description Insight Global is looking for (8) Senior AML Analysts to work in the Atlanta, GA area supporting a large financial client. Their main ... function. They must have a very strong background withing AML in order to make recommendations and offer assistance...in a large enterprise financial environment - Experience with Quality Control Reviews over reports or Lead… more
- Citigroup (Jacksonville, FL)
- …+ Has direct impact on the team and closely related teams by ensuring the quality of the tasks services information provided by self and others. + Requires sound and ... complex information. + Provide metrics related to the cost, effort, and milestones of Quality activities on a project level + Acts as advisor and mentor for junior… more
- Citigroup (Tampa, FL)
- …is an intermediate level position responsible for Anti-Money Laundering ( AML ) monitoring, governance, oversight and regulatory reporting activities in coordination ... with the Compliance and Control team. The overall objective of this role is...reporting and Management Information System (MIS) reporting + Perform quality reviews and reviews of procedures and processes +… more
- Morgan Stanley (Purchase, NY)
- …negative news processes for Morgan Stanley. _Primary Responsibilities_ * Perform an end-to-end Quality Control KYC review of new onboarding and periodic review ... QC Analysts to ensure consistency / standardize findings * Escalate weekly results with Quality Control Bank Officers for final review and sign-off * #LI-AJ1… more
- Citigroup (Tampa, FL)
- …to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe. IA maintains a Quality ... independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, … more
- Commerce Bank (Kansas City, MO)
- …issues related to the bank's front-end Enhanced Due Diligence (EDD) processes + Perform Quality Control reviews on AML and Corporate Investigations cases ... Report (SAR) filings, as needed + Develop and perform Quality Control processes to ensure AML...is for the FIU Governance Advisor I, II & Senior job and contemplates a wide range of factors… more
