- Lendmark Financial Services, LLC (Dundalk, MD)
- … audit and management reports and information (10%)Insure divisional compliance with applicable laws, regulations and company policies and procedures ... a branch in Eastern MD. SUMMARY: The role of Divisional Branch Coordinator, AVP provides support and leadership to Branch Managers within the Division in accordance… more
- Creative Financial Staffing (Lake Forest, IL)
- …access to gym beautiful campus great work-life Responsibilities include: Overall compliance Manage accounting functions of the College, including but not limited ... fixed asset records along with depreciation. Lead year-end close/reporting, annual audit and 990 tax return preparation. Prepare all financial reports required… more
- MUFG (Tempe, AZ)
- …and maintain the Bank's global framework for managing financial crimes compliance -related regulatory examinations and internal audit reviews; + Supporting ... across multiple departments and jurisdictions with key stakeholder groups including Compliance , Audit and Regulatory Examiners. The typical base pay… more
- HCA Healthcare (Brentwood, TN)
- **Description** This position is incentive eligible. **Introduction** The AVP of Payor Initiatives serves as the strategic and and tactical leader for the ... (PSG) provider-based government and commercial value-based payer programs. The programs the AVP will have oversight for include but are not limited to: MACRA/MIPS,… more
- HCA Healthcare (Nashville, TN)
- …and integrity. We care like family! Jump-start your career as a(an) AVP of Cybersecurity Operations today with HCA Healthcare. **Benefits** HCA Healthcare, offers ... vary by location._** Come join our team as a(an) AVP of Cybersecurity Operations. We care for our community!...alone" strategy) + Maintain and complete engagements with Internal Audit to keep strategic relationships and also tracking, remediation… more
- Mizuho Corporate Bank (New York, NY)
- The Corporate Tax Compliance Associate / AVP will be responsible for assisting the Section Director on: Tax Compliance , Provision (ASC 740), Research and ... Audit . Specific duties include : * Prepare Federal, State & Local tax returns including quarterly estimated payments for separate, consolidated, unitary and worldwide tax filings * Calculate tax provisions (ASC740) and reconcile tax accounts * Prepare… more
- L'Oreal USA (New York, NY)
- …/ Job Search (https://careers.loreal.com/en\_US/jobs/SearchJobs) / 175635 AVP -Internal Control- Commercial New York, NY, New ... New York, NY, New York Finance Full - Time 07-Mar-2024 Job Title: AVP , Internal Controls- Commercial Division: Corporate Finance Location: New York, NY Reports To:… more
- Morgan Stanley (Tampa, FL)
- …for Morgan Stanley. *Primary Responsibilities:* The Financial Crimes Exam management AVP will be responsible for managing the firm's internal exams processes. ... internal stakeholders including Business Leaders, Second Line, Technology, and Internal Audit *Required Experience:* * Minimum 5 years of experience in financial… more
- MUFG (Tampa, FL)
- …or CFA would be considered a plus + 5-10 years experience with Tax, Compliance , Accounting, or Audit backgrounds + Experience working within Financial Services, ... natural problem solver. The role involves aspects of Accounting, Compliance , Corporate Finance, Tax, and Risk Management. In order...Management. In order to support the day-to-day operations, the AVP will oversee and participate in a variety of… more
- MetLife (Tampa, FL)
- AVP , Software Engineering & Infrastructure City/Cities Bridgewater, Cary, Tampa, Whippany State(s) Florida, New Jersey, North Carolina Country United States Working ... Yes Posted Date 08-Mar-2024 Job ID 1549 **Description and Requirements** The AVP , Software Engineering & Infrastructure role is responsible for the overall strategic… more
- MUFG (Tempe, AZ)
- …7-8 years of experience in financial services in either of the following areas: Audit , Compliance , or Risk Management **_Is Required_** + Bachelor's degree or ... team will provide more details. **_Job Summary:_** As a Compliance Professional within Americas Core Compliance Practices...other risk management/ Audit certifications like CIA, CRMA, CRCM, CFSA is **required.**… more
- Citigroup (Tampa, FL)
- …Business Managers, ICG Control teams, as well as partner areas such as Compliance , Audit , Operations and Technology. **Key Responsibilities** - + Maintain and ... **About the Role** - **Material Risk Identification and Assessment ( AVP )** This role will report into Client - MCA/Risk...areas and control functions on an ad-hoc basis (eg, Compliance inquiries, Audit engagements) **Qualifications and skills… more
- Nuveen Investments (Charlotte, NC)
- This position reports to the Vice President, Compliance Officer for Nuveen Americas Distribution Compliance , who is responsible for contributing to the ... the execution of the Nuveen Securities, LLC and Nuveen Canada Company, Compliance Programs. Nuveen Securities, LLC, is a registered US broker-dealer, which serves… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** Principal is seeking an AVP , Business and Risk Controls! Reporting to the Vice President, Retirement Operations, the Assistant Vice President of ... remediation plans and works closely with enterprise Risk and Compliance partners to resolve business gaps. R + Develops...protocols and to address any emerging issues. Works with audit teams and internal business partners to ensure … more
- Morgan Stanley (New York, NY)
- …identified by Bank management, which could include financial, technology, and/or compliance components * Supervise and review the preparation of work papers, ... high level of quality * Validate remediation of control deficiencies, internal audit findings, Matters Requiring Attention (MRAs), etc. * Proactively manage the… more
- MUFG (Dallas, TX)
- …special projects as assigned + Gain familiarity with the MUFG financial crimes compliance framework, including the roles of Internal Audit and Compliance ... remotely one day. A member of our recruitment team will provide more details. This AVP role is in the Global Financial Crimes Division of MUFG Bank, Ltd. The role… more
- Citigroup (O'Fallon, MO)
- …FR Y-9C, Call Report, FFIEC 101, FR Y-14 series (actuals). The Regulatory Compliance Senior Analyst position is an integral part of the Global Regulatory Reporting ... function with accountability to the Regulatory Compliance Team. The role will be responsible for establishing and driving consistent reporting oversight and… more
- MUFG (New York, NY)
- …Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end ... responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due...requests from FLoD Control Office, SLoD, TLoD (ie Internal Audit ); + Attend appropriate training & support on a… more
- MUFG (Tampa, FL)
- …agencies. + Minimum of 5 or more years of financial crimes (BSA/AML/OFAC) compliance audit experience + CAMS certification preferred + Experience working with ... the organization. **_Management or Supervision:_** No **_Major Responsibilities:_** + Maintain compliance with audit methodology, while also operating within… more
- Citigroup (Tampa, FL)
- The Internal Audit US Regulatory Reporting group's main responsibility is to audit all required US regulatory reports, in order to ensure accuracy, completeness ... assessments of Citi's risk and control environments in coordination with the Audit team, specifically responsible for Conformance testing over the accuracy of… more
