- Truist (Charlotte, NC)
- …tasked with providing sales and operational support to Omni Channel, including Investment Care Center and Client Advisory Center . Responsible for the general ... 2. Three or more years of Financial Services Experience 3. Knowledge of securities markets and brokerage accounts. 4. Knowledge of the features and attributes of… more
- Wells Fargo (Woodland Hills, CA)
- …and investment services, then partner closely with peers in Business Banking Advisory Services, Mortgage and Wealth and Investment Management to best meet the ... in the job expectations below **Required Qualifications:** + 4+ years of customer service experience, or equivalent demonstrated through one or a combination of the… more
- US Bank (Columbus, OH)
- …postings in areas with a high volume of applicants, such as customer service , contact center , and Financial Crimes investigations, remain open for approximately ... with experience working with the Investment Company Act of 1940 and related securities laws and regulations to join the Regulatory Administration group of one of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the company by combining the traditional roles of the Financial Advisor and Service Associate. Fosters and assists in the development of relationships with new ... clients in a call center environment. Assists associates or clients over the phone...Assists associates or clients over the phone on a non- advisory basis by executing unsolicited orders. Provides point-in-time diversification… more
- Raymond James Financial, Inc. (Memphis, TN)
- …of the company by combining the traditional roles of the Financial Advisor, Service Associate and Annuity Specialist. The ideal candidate will have a passion of ... relationships with existing and new clients in a call center environment. Assists associates or clients over the phone...Assists associates or clients over the phone on a non- advisory basis by executing unsolicited orders and offering guidance… more
- Janus Henderson Investors (Denver, CO)
- …technology Nice to have skills + ITIL Certification + ServiceNow experience + Contact Center SaaS applications such as Five9's + Service Management + Investment ... discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other… more
- Citigroup (Tampa, FL)
- …84 countries. Furthermore, we manage the governance of the Citi Solutions Center Network, which serves 98,000 employees, supporting Citi's businesses and operational ... implementing cutting-edge digital tools, exploring dynamic reporting capabilities and self- service platforms, and adopting forward compatible behaviors, all while… more
- Mass Markets (Dallas, TX)
- …etc. + Processes annual renewal and terminations of registration + Answers securities and advisory questions from advisors, support staff, and employees. ... of high school diploma or equivalent is required. + 5 years of securities , insurance, or other related work experience + High-level knowledge and experience in… more
- Citigroup (Los Angeles, CA)
- …best-in-class research and advice for all Wealth clients. The client is at the center of everything we do. As a Senior Wealth Advisor, you will partner closely ... to clients based on client profiling and suitability assessments . Make securities recommendations and provide investment advice to clients through a select number… more
- US Bank (Grand Junction, CO)
- …postings in areas with a high volume of applicants, such as customer service , contact center , and Financial Crimes investigations, remain open for approximately ... strategies and capabilities including portfolio management, trust administration, investment advisory , and insurance + Deliver economic and market views, investment… more
- Atria Wealth Solutions (San Rafael, CA)
- …all Member-Clients. + Call Members referred to the Wealth Management Department by branch, Member Service Center to set an appointment for a meeting. + Make and ... with CUSO Financial Services and product companies. + Provide branch and Member Service Center staff with pertinent referral and product training. + Attend… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the more complex requirements of the position. Delivers superior client service , paying close attention to accuracy, timeliness and consistency. **Essential Duties ... reports and analysis. * Develops and maintains knowledge of the advisory business process, client review process, asset allocation, and benchmark reporting.… more
- Janus Henderson Investors (Denver, CO)
- …discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other ... superior financial outcomes through differentiated insights, disciplined investments, and world-class service . We will do this by protecting and growing our core… more
- KPMG (Boston, MA)
- …audit, tax or advisory services firm, asset management firm or technology service provider; minimum five years of tax compliance or fund accounting with a strong ... Responsibilities: + Responsible for a group of clients using KPMG Securities Analyzer (SA), KPMG's proprietary book-to-tax adjustment system, automating wash sales… more
- KPMG (Montvale, NJ)
- …tax or advisory services firm, asset management firm or technology service provider + Bachelor's degree from an accredited college/university or equivalent work ... Responsibilities: + Accountable for a group of clients using KPMG Securities Analyzer (SA), KPMG's proprietary book-to-tax adjustment system, automating wash sales,… more
- KPMG (Boston, MA)
- …audit, tax or advisory services firm, asset management firm or technology service provider + Knowledge of tax compliance or fund accounting with an understanding ... Responsibilities: + Responsible for a group of clients using KPMG Securities Analyzer (SA), KPMG's proprietary book-to-tax adjustment system, automating wash sales… more
- US Bank (Minneapolis, MN)
- …postings in areas with a high volume of applicants, such as customer service , contact center , and Financial Crimes investigations, remain open for approximately ... providing the Audit Committee and senior management with independent assurance and advisory services designed to evaluate and improve the effectiveness of risk… more
- US Bank (Brookfield, WI)
- …postings in areas with a high volume of applicants, such as customer service , contact center , and Financial Crimes investigations, remain open for approximately ... of strategies and capabilities including portfolio management, trust administration, investment advisory and insurance. WMAs partner with the team to assist clients… more
- Janus Henderson Investors (Denver, CO)
- …discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other ... superior financial outcomes through differentiated insights, disciplined investments, and world-class service . We will do this by protecting and growing our core… more