- Citigroup (New York, NY)
- …of financial transactions in coordination with the Institutional Banking team. The Director Salesperson also serves as an intermediary in trading for clients. The ... functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and...and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Centuri Group, Inc. (Phoenix, AZ)
- Corporate & Securities Counsel Date: Apr 3, 2024 Location: Phoenix, AZ, US, 85027 Company: Centuri Group, Inc. (S4) Description: Who We Are Centuri (a subsidiary ... gas, and combination utility clients. The position title of Corporate & Securities Counsel reports directly to the EVP, Chief Legal and Administrative Officer,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- US Bank (Irving, TX)
- …Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director /Senior Audit Director of the Risk Management ... and Compliance audit team. This role supports the Audit Director /Senior Audit Director , in providing the Audit Committee and senior management… more
- Citigroup (New York, NY)
- …and Securitizations (GSP-F&S), Treasury & Trade Services (TTS), Markets, and Securities Services (MSS). The Senior ICM Counterparty Credit Portfolio Manager will ... a diverse client base of Hedge Funds (HFs), Private Equity (PE) and Markets family office (IFO) clients engaged...with regulators and internal control functions including + Internal Audit and Fundamental Credit Risk as well as with… more
- Scotiabank (New York, NY)
- Director , Internal Control - Global GBM Regulatory Controls **Requisition ID:** 197516 **Salary Range:** 174,700.00 - 286,000.00 _Please note that the Salary Range ... strategic development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity … more
- Citigroup (New York, NY)
- …capabilities span asset classes and currencies, sectors and products including Equities , Spread Products, Commodities, Rates and Currencies with a physical presence ... Sales, Research, CMand and other organizations across Markets and Securities Services and the broader business + Trade a...functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Manulife (Boston, MA)
- …of appropriate controls and procedures surrounding regulatory reporting of complex securities and products. + Help manage issues identified during the reporting ... of SOX. **How will you create impact?** + Reporting into the General Director , Financial Reporting/SOX Compliance, this role is critical to meeting the regulatory… more
- CVS Health (Cumberland, RI)
- …like to join CVS Health as part of our Finance team? As the Lead Director Financial Reporting & Analysis, you will lead a dedicated team responsible for the ... the required quarterly, annual and ad-hoc filings with the Securities and Exchange Commission including but not limited to...review of the Company's internal documentation with the Internal Audit group in support of SOX control testing +… more
- Choice Hotels (North Bethesda, MD)
- …world's largest lodging franchisors, has an exciting new opportunity as our Director , Financial Reporting & Accounting Policy in the Financial Reporting & Accounting ... the financial reporting, technical accounting, and international accounting statutory audit functions for Choice Hotels International through cross departmental… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail...trends and expected changes. + Support engagement with Internal Audit and advise on related action plans. + Draft… more
- Citigroup (New York, NY)
- …range of clients (eg macro hedge funds, multi strat. funds, credit and equity funds and real money accounts) primarily located in North America. The Salesperson ... functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and...and the Plan of Supervision for Global Markets and Securities Services . Appropriately assess risk when business decisions… more
- AON (Chicago, IL)
- …primary role is to assist the CCO (Chief Compliance Officer) and Compliance Director with the development and management of the firm's compliance program and ... to our Canadian affiliate, Aon Investments Canada and Aon Securities Investment Management. While the nature of the role...to address relevant changes + Coordinate with CCO / Director on the development and delivery of training to… more
- First National Bank of Omaha (NE)
- …objectives; understand root cause and provide possible resolutions. **Risk Assessment:** Aid Director , Supervisor, or Senior Auditor in updating audit universe ... team environment, and collaborates collectively with others. **About This Role:** ** Audit Oversight and Consulting:** Maintain a comprehensive knowledge of banking… more