• Brokerage Registered Client

    Truist (Houston, TX)
    …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
    Truist (02/21/24)
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  • Registered Client Service

    Truist (Houston, TX)
    …business development assistance, and providing a consistent and effective level of client servicing when the FA is unavailable. ESSENTIAL DUTIES AND RESPONSIBILITIES ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
    Truist (03/21/24)
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  • Senior Registered Client Associate

    Wells Fargo (Houston, TX)
    **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account...review when applicable + Utilize prior experience in the Registered Client Associate role to anticipate and… more
    Wells Fargo (04/13/24)
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  • Financial Services Processor / Cashier

    Atria Wealth Solutions (Houston, TX)
    …with a sophisticated set of tools, services, and capabilities that deepen client relationships and maximize efficiencies in their practices. We are looking for ... the proper, efficient, and compliant handing of all incoming brokerage account deposit funding. You will work directly with... account deposit funding. You will work directly with registered financial professionals and staff, as well as other… more
    Atria Wealth Solutions (04/26/24)
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  • Dealer Maintenance Coordinator

    Atria Wealth Solutions (Houston, TX)
    …Broker Dealer's back office system + Assist with various special projects and client information request. (Ie Service block transfer request for newly affiliated ... with a sophisticated set of tools, services, and capabilities that deepen client relationships and maximize efficiencies in their practices. We are looking for… more
    Atria Wealth Solutions (04/02/24)
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