- Truist (Charlotte, NC)
- …risk management support and oversight for change activities (both business and regulatory change ). 6. Provide oversight and support for open risk, audit and ... minor, which are not mentioned below. Specific activities may change from time to time. 1. Engage in risk... regulatory issues. Evaluate the root cause, the corrective action… more
- Wells Fargo (Charlotte, NC)
- …is maintained over business and operational activities and compliant with firm and regulatory policy **Required Qualifications, US:** + 5+ years of Institutional ... our Client Facilitations team as part of Corporate and Investment Banking ( CIB ) Operations. This individual will manage the onboarding process across various support… more
- Wells Fargo (Charlotte, NC)
- …our Approval to Transact team as part of Corporate and Investment Banking ( CIB ) Operations group. As a Lead Institutional Investment Operations Specialist you will ... **In this role, you will:** + Problem solve trade violations of certain Regulatory Programs by leveraging internal system and teams to discover fact patterns to… more
- TEKsystems (Charlotte, NC)
- …of the Risk and Control Self Assessment for the Corporate and Investment Bank ( CIB ) COO and Operations teams. 1.2 Scope of Work Senior Operational Risk Specialist ... operational risk issues and assign risk ratings consistent with established policy standards. Develop testing strategies and methodologies. Provide oversight to an… more
- Santander US (New York, NY)
- …Information Risk Management team responsible for managing risk frameworks and policy , and providing oversight, review and credible challenge of risk management ... of control design and effectiveness. + Provide direct support for regulatory exams and interactions, including assessing risk remediation activities. + Perform… more
- Wells Fargo (Charlotte, NC)
- **About this role:** CIB Quantitative Strategies Associate/Specialist needed to help drive our objectives in counterparty risk modeling. The candidate will implement ... validation. + Demonstrated experience in successfully collaborating with others in a change driven environment. **Job Expectations:** + The base salary for this role… more