- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Commercial Broker Dealer Compliance Advisor - Senior Manager The Compliance Advisor Senior ... & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will work independently from the CBD… more
- LA Care Health Plan (Los Angeles, CA)
- Compliance Advisor III-Privacy Job Category: Administrative, HR, Business Professionals Department: Compliance Location: Los Angeles, CA, US, 90017 Position ... the safety net required to achieve that purpose. Job Summary The Compliance Advisor III ensures that the Plan's processes and operations are compliant with… more
- Capital One (Plano, TX)
- Plano 5 (31065), United States of America, Plano, Texas Compliance Advisor Sr. Manager - Auto Finance Capital One is looking for a Senior Manager Compliance ... Advisor to support Auto Finance in Plano. The Compliance Advisor Senior Manager performs a key risk management role (second line of defense), to help ensure… more
- Gilead Sciences, Inc. (Foster City, CA)
- …countries worldwide, with headquarters in Foster City, California.** **US Ethics and** ** Compliance Advisor ** **POSITION OVERVIEW:** **Leads the team of Ethics ... and Compliance Advisors who provide ethics and healthcare ...strong relationships with relevant stakeholders. Act as a trusted advisor and cultivate a collaborative environment. based on mutual… more
- LA Care Health Plan (Los Angeles, CA)
- Temporary - Compliance Advisor I Job Category: Information Technology Department: Compliance Location: Los Angeles, CA, US, 90017 Position Type: Full Time ... support the safety net required to achieve that purpose. Job Summary The Compliance Advisor I is responsible for assisting in the design and implementation of… more
- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Manager - KYC Compliance Advisor Job Description: The Know Your Customer (KYC) Compliance ... regularly worked. New York City (Hybrid On-Site): $147,800 - $168,700 for Compliance Advisor Manager Candidates hired to work in other locations will be subject… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** The Compliance Advisor will join the Principal Funds Compliance Team and support the US Funds compliance program and Fund Board. ... You'll collaborate with members of the Compliance team, key business partners, and senior leaders. **In...role you will have the opportunity to:** + Perform compliance due diligence oversight of affiliated and unaffiliated sub-advisers,… more
- LA Care Health Plan (Los Angeles, CA)
- Customer Solution Center Appeal and Grievance Compliance Advisor Job Category: Administrative, HR, Business Professionals Department: CSC Appeals & Grievances ... position is responsible for the ongoing progression and maintenance of CSC's compliance program efforts, including, but not limited to, policy and procedure… more
- S&P Global (New York, NY)
- …Level (for internal use):** 12 **Director, Global Sanctions & Financial Crimes Compliance Program Advisor ** **About the Role:** **Responsibilities and Impact:** ... **The Impact:** + The Director, Global Sanctions & Financial Crimes Compliance Program Advisor will report to and work directly with the Head of Global Financial… more
- PNC (Pittsburgh, PA)
- …valued and have an opportunity to contribute to the company's success. As a Compliance Program Advisor within PNC's Independent Risk Management (IRM) Enterprise ... Responsibilities: * Serve as Archer Report Writer for the Enterprise Compliance quarterly Compliance Risk Report: Facilitate the timely production of the Risk… more
- PNC (Pittsburgh, PA)
- …to contribute to the company's success. We are looking to hire a Compliance Program Advisor within PNC's Independent Risk Management (IRM) organization. This ... Microsoft PowerPoint, and Microsoft Word. **Job Description** + Communicates effective compliance programs to identify and prevent illegal, unethical, or improper… more
- Santander US (Dallas, TX)
- Sr. Advisor - Regulatory Compliance Dallas, United States of America The Sr. Advisor - Regulatory Compliance serves as a subject matter expert on key ... to management that influence business solutions. This role also supports compliance oversight of certain Corporate Functions, including Finance, Risk, and HR.… more
- The Cigna Group (St. Louis, MO)
- …partners in all aspects of Pharmacy operations and Network Compliance including: Credentialing, re-credentialing, contract compliance , provider contracting, ... network support, validations and day to day pharmacy inquiries. The Advisor role will provide support, strategic direction, and operational oversight, including… more
- Vanguard (Malvern, PA)
- …strong partnership with Compliance and Risk partners. Serves as a trusted advisor to the business and provides oversight of regulated activities. Does this role ... of crew (S1 and S2) who plan, test, and report on compliance inspections for the Fund and Advisor related business units. This is a great opportunity to grow… more
- The Cigna Group (St. Louis, MO)
- …is integral to the overall success of our performance to remain in compliance with various Government contracts and regulations. To assist the Organization in ... maintaining compliance with these contracts, we are looking for an...contracts, we are looking for an energetic and self-motivated Compliance professional with experience in Federal Government Contracting. The… more
- University of Rochester (Rochester, NY)
- …Tax Identification Numbers (ITINs), and taxes as they relate to immigration compliance . The Advisor will be responsible for designing and developing ... GENERAL PURPOSE: The Support and Engagement (S&E) Advisor will be responsible for advising on inquiries...their non-resident alien taxes, such that they are in compliance with all state and federal tax regulations +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …as intended and commensurate with the level of risk being mitigated. Coordinates compliance functions, guides compliance efforts, and act as a liaison between ... conducting assessment execution, identifying issues, and issuing final reports. * Oversees compliance program for an assigned business entity to ensure compliance… more
- Nelnet (Columbus, OH)
- …issues to provide our customers with world-class information cybersecurity and compliance services. The Security Advisor provides information security and ... with customers, such as tabletop exercises, to ensure continued compliance . The Security Advisor provides sales support in the form of conference attendance,… more
- Capital One (Melville, NY)
- …of America, Melville, New York Compliance Manager - Lending & Finance Corporate Compliance is seeking a Compliance Advisor Manager to perform a key ... addition to agency lending from Fannie Mae, Freddie Mac, and FHA. The Compliance Advisor Manager will support the businesses' compliance with applicable laws… more
- Bureau of Reclamation (Denver, CO)
- …listed automatically disqualifies an applicant. Specific Duties The Senior Advisor , Hydropower/Electric Reliability Compliance Officer is located in ... the following specific responsibilities: 1. Responsible for Reclamation's overall compliance with Federal Energy Regulatory Commission (FERC) Mandatory Bulk Electric… more