- TD Bank (New York, NY)
- …the role which is outlined in the general description below. **Job Description:** The Compliance Business Oversight Manager provides advice, support and ... business lines. + This role will provide compliance regulatory guidance and oversight for Deposit...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …the role which is outlined in the general description below. **Job Description:** The Compliance Business Oversight Manager provides advice, support and ... Business :** Compliance **Job Description:** **Department Overview:** The Compliance Manager , Board and Committee Reporting is responsible for… more
- NJ Transit (Newark, NJ)
- Manager , Project Oversight & Compliance Capital Programs Job Description: Move forward with us! At NJ TRANSIT, you'll join us in transforming the ... to excellence to make it all possible. Summary: The solutions and detailed oriented Manager , Project Oversight & Compliance is responsible for ensuring… more
- Citigroup (New York, NY)
- Serves as a senior function/ business /product compliance risk manager for Independent Compliance Risk Management (ICRM) Fraud Oversight coverage ... development and administration of Compliance training for the assigned business /product/function. + Informing and providing oversight to monitoring and… more
- TD Bank (New York, NY)
- …addition to the above department specific overview **Job Description:** The Senior Compliance Business Oversight Analyst provides objective guidance, support ... Regulatory Oversight will be largely focused on compliance support of consumer credit card business ...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- JPMorgan Chase (Brooklyn, NY)
- **Vice President - Securities Services Controls Manager - Trading Services Fiduciary Oversight - New York** **About the Corporate & Investment Bank** The ... Manager you will be responsible for the fiduciary oversight of trading activities and their associated controls within...procedures as well as corporate fiduciary standards to ensure compliance by the business . + Partner with… more
- American Express (New York, NY)
- …risk monitoring. **RESPONSIBILITIES:** Establish and lead a repeatable governance and oversight framework that ensures visibility, compliance , and proactive ... governance and compliance areas including: Risk Domain Oversight Process Risk Self-Assessment (PRSA) Audit & Exam Engagement...hybrid, onsite or virtual arrangements depending on role and business need + 20 weeks paid parental leave for… more
- US Bank (New York, NY)
- …from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager is a senior level management position that is responsible for coordination ... and oversight of audit activities related to the fiduciary products...USB owns a majority (controlling) interest. The Senior Audit Manager is responsible for providing strategic direction, leadership, and… more
- NJ Transit (Newark, NJ)
- Manager , Contract Oversight Maintenance of Way Light Rail & Contract Services Job Description: Move forward with us! At NJ TRANSIT, you will join us in ... with the Contractor with the review of plans to ensure the compliance with NJ Transit Engineering Standards, the proper issuance of permits, establishment… more
- NJ Transit (Newark, NJ)
- Manager , Contract Oversight Maintenance of Equipment Light Rail & Contract Services Job Description: Move forward with us! At NJ TRANSIT, you will join us in ... with the Contractor with the review of plans to ensure the compliance with NJ Transit Engineering Standards, the proper issuance of permits, establishment… more
- City National Bank (New York, NY)
- ** MANAGER INVESTMENT OVERSIGHT ** **WHAT IS THE OPPORTUNITY?** The Risk SVP will serve as the head of the Investment Risk function for City National Bank. The ... of CNB. This position is also responsible for 2LOD oversight and monitoring of CNB's 1LOD obligations, and will...well as any functions that are housed in centralized compliance functions within the Bank or affiliates.Responsible for all… more
- Citigroup (New York, NY)
- …delivering our strategy. The Client Data Governance Office drives the planning and oversight for the adoption of Citi's data policy and standards to enhance ... data. In the Client Data Governance Office, the Central Reporting & Oversight Lead establishes program governance, monitoring, tracking and reporting of Consent… more
- American Express (New York, NY)
- …primarily supporting Small Business Card products. The successful candidate will provide compliance guidance and oversight for this core area of the GCS ... Global Commercial Services (GCS) Line of Business Compliance Team (LOBCO),...business . The compliance efforts for this position will have a particular… more
- American Express (New York, NY)
- …perspective. The successful candidate will be responsible for providing compliance oversight and guidance for the business while aligning with applicable ... member of the American Express Global Commercial Services (GCS) Line of Business Compliance Team (LOBCO), primarily supporting US small business Card Lending… more
- Bank of America (New York, NY)
- Volcker EAC Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... **Volcker EAC** * The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) Manager is...to policies + Engages in activities to provide independent compliance and operational risk oversight of Front… more
- CIBC (New York, NY)
- …about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) JOB PURPOSE Compliance Examination Manager for Capital Markets/Broker-Dealer/Swap ... Head of US Compliance Examination Program, the Compliance Examination Manager is accountable for execution...+ Solid knowledge and understanding of our lines of business , products and operations to effectively provide oversight… more
- Comerica (New York, NY)
- …implementation, day-to-day compliance oversight and remediation of third-party Compliance -related issues. * Partner with Line of Business , Compliance ... Sr. Manager Compliance The Manager ,...Compliance , including Control Testing strategy and implementation, day-to-day oversight , and remediation of third-party Compliance -related issues.… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Global Banking & Payments Charlotte, North Carolina;New York, New York; Pennington, New Jersey **Job Description:** At ... inquiries, other audits, and examinations * Engage in activities to provide independent compliance and operational risk oversight of FLU performance and any… more
- Scotiabank (New York, NY)
- …Compliance Advisory team is responsible for providing day-to-day Compliance oversight , advice, training and monitoring for business areas under coverage. ... Manager , CIB & Research Compliance Officer...such as Key Risk Indicators (KRIs) and statistics for Compliance / Business engagement meetings and various oversight… more
- US Bank (New York, NY)
- …compliance business partners and key stakeholders The Senior Audit Manager also has strong knowledge of Compliance Management Systems. Global Corporate ... Job Description The Corporate Audit Services (CAS) Senior Audit Manager - International Compliance is a senior...and credible challenge to support the development of effective business line control environments subject to compliance … more