- Novo Nordisk Inc. (Plainsboro, NJ)
- …range of expertise of principles, methods, practices, standards, procedures and compliance requirements of a particular business function in designing and developing ... and operating standards and requirements. Relationships This position reports to a manager in Business Applications. This position interacts with all levels of… more
- BP Americas, Inc. (New York, NY)
- …of that too. Together we continue to grow as the world's leading energy company! The Compliance Manager is a key member of the Ethics & Compliance ("E&C") ... Responsibilities: ** + The position reports to the Senior Compliance Manager and is primarily responsible for...regulations and bp policies and procedures. + Conduct proactive compliance risk assessments and reviews of trading … more
- BP Americas, Inc. (Chicago, IL)
- …of that too. Together we continue to grow as the world's leading energy company! The Compliance Manager is a key member of the Ethics & Compliance ("E&C") ... corporate E&C strategy. + The position reports to the Compliance manager for LCS and is primarily...regulatory bodies)and bp policies and procedures. + Conduct proactive compliance risk assessments and reviews of trading … more
- CHS Inc. (Inver Grove Heights, MN)
- …reviews or other program knowledge. Communicate findings and recommendations to Derivatives Trading Compliance Senior Manager (s). + Monitor trading ... compliance -related questions from business units and escalate to Derivatives Trading Compliance Senior Manager (s) when needed. + Partner with business… more
- Bloomberg (New York, NY)
- Electronic Trading Sales (ETS) Account Manager , Enterprise Sales - Bloomberg Financial Solutions **New York, NY** Posted Apr 12, 2024 - Requisition No. 124540 ... understanding of the impact of regulation, market structure and compliance on electronic trading + Good understanding of the eFX vendor competitive landscape… more
- TD Bank (Chicago, IL)
- …details for this role **Job Description:** **Position Summary** Candidate must have compliance advisory experience with background in electronic trading , some ... and market structure preferred * Significant experience in providing legal, regulatory or compliance advice to Electronic Trading Business * Strong knowledge of… more
- Clearway Energy (Princeton, NJ)
- **What The Role Is** Reporting to the Director of Energy Trading and Optimization, the ** Manager , Power Trading Analytics** will facilitate the ... curves and correlation assumptions for stochastic risk modeling. + Facilitate trading strategy performance benchmarking and establishing risk limits. **Energy Market… more
- HSBC (New York, NY)
- **Description** + The role requires a strong technical background of trading Total Return Swaps, Single Stock Futures, Stock Borrowing and Lending as well as Custom ... optimise inventory + Focus on Market Making and Flow Trading on US and LATAM Markets within the Sythetic...Reconciles daily and monthly reports (supervision and assignments from manager ) + Provides consistent pricing and market making to… more
- TD Bank (Cherry Hill, NJ)
- …liquidity while understanding potential trade-offs between risk and return + Ensures the compliance of the Non- Trading Market Risk and Liquidity Risk management ... Director to join our team who will focus on Non- Trading Market Risk (or Interest Rate Risk on Banking...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TIAA (Charlotte, NC)
- The Brokerage Trading Analyst supports trade orders in the market and evaluates market volatility in order to assist clients. This job also evaluates information ... this job maintains a relationship with the client to ensure the clients trading is aligned with their investment objectives. **Key Responsibilities and Duties** +… more
- Portland General Electric (Tualatin, OR)
- …business to elicit, document, analyze and validate requirements for new energy trading and risk systems and enhancement of existing systems. Analyzes business ... Requires in-depth knowledge and experience working in an Energy, Commodity, or Financial Trading and Risk organization. + Experience working with a Energy Trading… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Low Latency Trading ** Specialty Software Engineering Senior Manager . **In this role, you will:** + Manage, coach, ... Straight Through Processing and Market Data** + **A global low latency electronic trading build out including non $ products such as LATAM currencies** +… more
- TD Bank (New York, NY)
- …provide you more specific details for this role **Job Description:** The VP Sales and Trading TDS develops an institutional investor base in the US to fund the Bank ... firm's procedures + Understands and complies with TD Policies, regulatory and compliance requirements + Ensures that transactions are fully documented and processed… more
- JPMorgan Chase (New York, NY)
- North America Credit Trading acts as a market maker in corporate credit products to the largest asset manager and investor clients. **Job Summary:** As an ... risk and P/L are correctly captured on T, partners in other groups ( Compliance , Market Risk, Product Control) are alerted to any potential concerns + Post-Trade:… more
- JPMorgan Chase (New York, NY)
- …Business and Functional Managers to help the Business understand and manage Compliance , Conduct and Operational Risks. **Job Description** A Senior Program ... Manager is required to join the team responsible for...and other functional support groups like Operations, Technology, Controls, Compliance and Legal. The role offers an excellent platform… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... compliance support for equities and fixed income securities trading and sales businesses by advising on the application...procedures, to the businesses. + Communicate with sales and trading management and US Compliance personnel on… more
- Bank of America (New York, NY)
- Compliance & Op Risk Manager - EQ/Futures New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... improvements in venue and product coverage by comparing transactional data from trading systems to surveillance alert generation. + Serve as technical liaison for… more
- Scotiabank (New York, NY)
- Manager , Markets Compliance Officer **Requisition ID:** 198261 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline ... the meetings as assigned. + Assist with online and in-person compliance training for sales and trading staff and related support personnel. + Review and provide… more
- BP Americas, Inc. (Chicago, IL)
- … trading income. Thirdly, RPTA is accountable for ensuring a robust compliance and trading infrastructure, including systems and controls. T&S trades from ... **Entity:** Trading & Shipping **Job Family Group:** Supply &...Canadian crude flows. **About the role** The Crude Commercial Manager (CCM) will serve the RPTA GCRUDE teams, based… more
- NextEra Energy (Juno Beach, FL)
- …right thing, and respect Qualifications: + Proven success on a leading power and gas trading floor as a risk manager and/or product controller or closely related ... **Market Risk Manager ** **Date:** Mar 31, 2024 **Location(s):** Juno Beach,...portfolio in North America. We also provide marketing and trading services to electric and gas utilities, municipalities, cooperatives… more
