- Citigroup (New York, NY)
- Serves as a compliance risk officer program support for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, ... with the Citi program framework. Primary responsibilities include providing day-to-day Compliance Program level support within the Office of Fair Lending &… more
- Citigroup (Tampa, FL)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... in order to partner to develop and apply CRM program solutions that meet the function/business/ product and...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (New York, NY)
- Serves as a senior function/business/ product compliance risk officer for Securities Services Independent Compliance Risk Management (ICRM) responsible ... in order to partner to develop and apply CRM program solutions that meet the function/business/ product and...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (Tampa, FL)
- …thereof **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** ... Serves as a Privacy and Responsible Data compliance risk officer for Independent ...in order to partner to develop and apply CRM program solutions that meet the function/business/ product and… more
- Bloomberg (New York, NY)
- Product Owner & Senior Compliance Officer - Regulatory Technology - Legal & Compliance **New York, NY** Posted Mar 11, 2024 - Requisition No. 123709 The ... looking for an experienced person to work with our Compliance team! As a Product Owner for...deliver solutions that strategically evolve and support the Global Compliance Program . **We'll trust you to:** +… more
- Citigroup (Irving, TX)
- …a plus. **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Irving ... Serves as a functional Compliance Risk Officer for Independent ...coverage teams, in order to partner, develop and apply Compliance Risk Management program solutions that meet… more
- Citigroup (Jersey City, NJ)
- Serves as a Control Group compliance officer , specifically relating to research publications for the Independent Compliance Risk Management (ICRM) ... Department needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance ...Act (EGCs) preferred + Exposure to Control Group, or Product Compliance roles (Banking or Research) within… more
- Citigroup (New York, NY)
- Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:**… more
- City National Bank (Los Angeles, CA)
- **DEPUTY CHIEF COMPLIANCE OFFICER ** **WHAT IS THE OPPORTUNITY?** The Deputy Chief Compliance Officer (DCCO) will partner with the RBC-US Chief ... Compliance Officer (CCO) and CNB Chief Compliance ...whom together will be responsible for implementing an effective compliance program that adheres to the framework,… more
- International Rescue Committee (New York, NY)
- Requisition ID: req51130 Job Title: Senior Program Officer , Monitoring and Compliance Sector: Social Work Employment Category: Regular Employment Type: ... as RAI's strategic objectives, within Resettlement, Asylum and Integration Department. The Senior Program Officer supervises four to five staff and reports to… more
- Siemens (Wendell, NC)
- …technical requirements of todays and tomorrow's power grid! **We are looking for a Product & Solution Security Officer . This position will report into the ... Wendell office.** **Overview** Siemens is seeking a highly skilled and motivated Product & Solution Security Officer to actively drive product and solution… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... and other regulations, and ensure our organization remains in compliance . The Chief Compliance Officer ...Advisory business + Be responsible for the agency exam program and execute on improvement opportunities + Leverage partners… more
- MUFG (Irving, TX)
- …remotely one day. A member of our recruitment team will provide more details. The Compliance Officer will be a member of the Global Corporate & Investment ... Investment Banking ("GCIB") business unit. Roles and Responsibilities: The Compliance Officer will assist in the management...activities (ie, activities to provide oversight of each unit's compliance program on-site and off-site to assess… more
- NJEDA (NJ)
- …on one or more Innovation Program vertical s . In addition, the Program Officer maintains a general working knowledge of other NJEDA Programs and Departments ... to ensure effective program implementation. + Maintains program statistics, marketing materials , operational and compliance...Supports design or modification and development of policy , product s and processes for assigned program … more
- Fifth Third Bank, NA (Cincinnati, OH)
- …with management and external contacts. This position will be posted through 4-29-2024 Compliance Officer I-Licensed Total Base Pay Range 69,500.00 - 132,300.00 ... and Technology platforms. + Analyzes data by numerous delivery channels, geographic area, product types, facility, and even employee or officer to identify risks… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer facing WaW/Citigold/CPC for Independent Compliance Risk Management (ICRM) Sanctions responsible for establishing ... from across the Business. Work with contacts in the Business and Compliance to ensure consistent and effective application and implementation of, and controls… more
- Morgan Stanley (Baltimore, MD)
- …within the Legal and Compliance Division (LCD) is seeking a senior Compliance Officer responsible for providing advice and guidance to business segments ... **Job:** ** Compliance * **Title:** *Wealth Management Digital Direct Compliance Officer * **Location:** *Maryland-Baltimore* **Requisition ID:** *3248035*… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Legal and control function colleagues to enhance the overall Compliance program . + Escalates regulatory concerns and… more
- Citigroup (Tampa, FL)
- Citibank, NA seeks a Compliance Risk Management Senior Officer for its Tampa, Florida location. Duties: Oversee Anti-Bribery and Corruption (AB&C) initiatives ... Identify and escalate risks to the Global Chief AB&C Officer . Direct, develop and execute mechanisms to monitor key...expert and manage the bank's risk-taking activities and AB&C program for the Latam America region. Interact with Regional… more
- Citigroup (Tampa, FL)
- Serves as a function/business/ product compliance risk officer for fair lending and fairness model review for tier 2 and tier 3 models that are considered ... in order to partner to develop and apply CRM program solutions that meet the function/business/ product and...evaluating models used throughout the lending life cycle for compliance with fair lending and fairness regulations in the… more