• Consumer Investments - Margin

    Bank of America (Hunt Valley, MD)
    Consumer Investments - Margin and Options Complaints Program Manager Jacksonville, Florida;Hunt Valley, Maryland; Lincoln, Rhode Island; Rolling Meadows, ... for the Preferred Business Controls, Operations and Supervisions Organization within Consumer Investments . The Risk Programs and Initiative Execution Team… more
    Bank of America (04/13/24)
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  • Wealth Management Digital Direct Compliance…

    Morgan Stanley (Baltimore, MD)
    …and maintenance, supervision, call/service center support, products and services (eg, equities, options , margin ) - Detailed knowledge of applicable federal and ... is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The… more
    Morgan Stanley (03/12/24)
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