- City National Bank (Charlotte, NC)
- ** CONTROL TESTING / REPORTING LEAD 1LOD** **WHAT IS THE OPPORTUNITY?** The 1LOD Control Testing / Reporting Lead is a key strategic and ... This role is responsible for (i) with the guidance of Manager Control Testing / Reporting , responsible for building sustainable processes with appropriate risk… more
- Wells Fargo (Charlotte, NC)
- …Investment Banking (CIB) Commercial Real Estate (CRE) business, specifically leading the CRE Control Programs, Governance and Reporting team. This is a highly ... Lead the delivery, coordination, and/or execution of key control programs such as Risk and Control ...key testing and exam partners within Independent Testing & Validation, Internal Audit, Evidence-Based Control … more
- USAA (Charlotte, NC)
- …Come be a part of what makes us so special! As a dedicated Compliance and Operational Testing Analyst Lead , you will be a member of the second line of defense ... and presentations. + Develop program wide communications and oversee Enterprise Testing Program control quality. + Performs complex qualitative analysis of… more
- Bank of America (Charlotte, NC)
- Quality Assurance Lead for Global Regulatory Reporting - US Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... activities including, but not limited to, independent monitoring and testing of controls and risk management processes for the...Reporting (GRR) Team within the CFO Global Financial Control (GFC) department. GRR's purpose is to drive high… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to join The Corporate & Investment Banking (CIB) Commercial Real Estate ... control committees, and ad hoc requests + Provide control management support as needed for exams, testing...Control , including managing activities, routines, and tools + Lead other special projects as needed to support the… more
- Bank of America (Charlotte, NC)
- Audit Supervisor - Accounting / Finance / Reporting Dallas, Texas;Stamford, Connecticut; East Hartford, Connecticut; Charlotte, North Carolina; Providence, Rhode ... establishing business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product,… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** As part of Governance and Control team perform control testing activities (including control ... (SME's) and BURM peers for guidance and input. In addition to Internal Control Testing , specific day-to-day responsibilities may include the following however… more
- Truist (Charlotte, NC)
- …**Preferred Qualifications:** 1. Relevant Professional Certification - eg CPA, CISA 2. Control testing experience in a public accounting firm 3. Financial ... implementation and monitoring of governance programs related to Truist's regulatory reporting function. Such programs include effectiveness testing , risk… more
- Bank of America (Charlotte, NC)
- Audit Supervisor- Accounting/ Finance/ Reporting Charlotte, North Carolina;Atlanta, Georgia; Dallas, Texas; Boston, Massachusetts; Wilmington, Delaware **Job ... establishing business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product,… more
- US Bank (Charlotte, NC)
- …identification of control and process weaknesses through design assessments and testing activities. If gaps are identified, the ORR Technology Analyst will work ... operational risks. Further, the Analyst is responsible for effective verbal communication of testing results to the ORR Technology Lead Analyst and/or Technology… more
- Bank of America (Charlotte, NC)
- Senior Auditor- Accounting/ Finance/ Reporting Charlotte, North Carolina;Atlanta, Georgia; Dallas, Texas; Boston, Massachusetts; Wilmington, Delaware **Job ... include designing and executing audit tests to evaluate the control environment, and assessing issues for business impact and...the supervision of senior team members. Responsible for audit testing of key areas and activities across the CFO… more
- Bank of America (Charlotte, NC)
- …Global Regulatory Reporting (GRR) Team within the CFO Global Financial Control (GFC) department. GRR's purpose is to drive high quality regulatory reports ... execution of risk framework activities including independent monitoring and testing of controls and risk management processes for the...this role will work closely with the QA Team Lead and regulatory reporting Subject Matter Experts… more
- Truist (Charlotte, NC)
- …following job description:** A member of the line of business Governance and Control Office leadership team, responsible for driving key risk governance and ... reporting activities including exam management, data analytics and risk...assessment; and monitor action plans resulting from assessment. 7. Lead data analytics team to provide dashboard and ad… more
- Bank of America (Charlotte, NC)
- …requirements + Master's degree in Accounting or Finance - or related work experience + Control testing experience in Big 4 public accounting firm is preferred + ... Control Programs. **Key Responsibilities** + Establish and execute robust internal control frameworks that support external reporting across all in-scope… more
- Bank of America (Charlotte, NC)
- …contributes to the identification of themes and trends at the front line unit, control function and enterprise level. The Testing Manager IC proactively manages ... Testing Manager IC is accountable for quality testing execution, reporting and analysis of results....reporting and analysis of results. This role may lead , contribute and participate in multiple special projects as… more
- USAA (Charlotte, NC)
- …member of the second line of defense, oversees the execution of independent testing under the Enterprise Testing program methodology to ensure departmental ... Develop and oversee governance controls and routines to support the second line testing function + Develops and implements a risk-based annual test plan in… more
- Bank of America (Charlotte, NC)
- …Services and ensure adherence to enterprise-wide standards + Performs monitoring and testing of controls, identifying issues and control improvements for ... reviews + Ensures timely execution of QA activities including control execution, case management, and results reporting ...AML and broader Supervision & Controls Quality Assurance, business testing and relevant metrics + Serve as a single… more
- Bank of America (Charlotte, NC)
- …Adaptability + Business Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Job Description Summary** The Global Control Room (GCR) has ... Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York, New York...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses,… more
- City National Bank (Charlotte, NC)
- …+ Streamline processes for risk identification and assessment, control assessment, testing and issue management. + Lead continuous improvement activities and ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Must-Have + Bachelor's Degree… more
- Bank of America (Charlotte, NC)
- … control processes within the LOB or ECF through ongoing monitoring and testing of controls, identifying issues and control improvements for remediation, and ... complete and accurate LOB responses + Partner with Business Control and Risk lead team on any...2 years' experience in an Audit, Risk, Compliance, Business Control environment; Preferred 2 years managing reporting ,… more