- Truist (Charlotte, NC)
- …for risk, compliance and supervisory issues impacting Wealth Brokerage. Engage with Wealth Brokerage leadership in its management of risks and controls as ... and thorough execution of risk program requirements. Provide strategic business risk management insight, risk advice and influence to Wealth Brokerage leaders… more
- Truist (Charlotte, NC)
- …review the following job description:** Engage with Business Unit leadership in its management of risks and controls as well as its execution of risk program ... to BU CRO and/or Business Unit Risk Committee. 2. Guide risk-taking behavior. Provide counsel and advice to BU and senior BU leaders. 3. Monitor risk exposures,… more
- First Horizon Bank (Charlotte, NC)
- …leadership ability, supervising two or more subordinate employees. + Willingness to acquire Wealth Management licenses is strongly encouraged and may be required ... Financial Planning, Deposit products, Credit products, Small Business products, Investment and Insurance products (depending on certification levels), and… more
- HUB International (Charlotte, NC)
- …array of property, casualty, risk management , life and health, employee benefits, investment and wealth management products and services. With over ... tax accountant and suggest the client consult with legal counsel (or CPA/tax advisor) upon reaching the limits of...providing property and casualty, life and health, employee benefits, investment and risk management products and services.… more
- Bank of America (Charlotte, NC)
- …and guidance related to the company's record-keeping, trust, custody, brokerage and wealth management services provided to retirement plans and retirement ... and the Internal Revenue Code, as well as experience with trust laws, the Investment Advisers Act, securities laws, FINRA and data privacy laws as they relate to… more