- SMBC (New York, NY)
- …with relevant stakeholders, ensure internal procedures for the governance of issues management , ensuring that all relevant Compliance issues are tracked ... **Role Description** This role will manage and oversee all Compliance -related issues (ie, Internal Audit, Compliance... Compliance Governance Forums (ie, RCWG, CRC, etc) Compliance Management and Head Office. + Ensure… more
- JPMorgan Chase (Jersey City, NJ)
- …risk and control culture as the Executive Director of Control Management within Corporate Controls covering the Compliance Risk Assessment Program. Join ... as a Corporate Controls Control Manager at the Executive Director level and be part of a team that...st Line of Defense) and thought leader in the Compliance Risk Assessment Program of Corporate Controls you will… more
- Citigroup (New York, NY)
- …with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money ... for AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including… more
- Wells Fargo (New York, NY)
- …and emerging compliance issues in MPG; and ensure that escalated compliance issues receive immediate senior management attention + Create a culture ... **About this role:** Wells Fargo is seeking a ** Compliance Director ** in Corporate Risk to... issues and deficiencies or regulatory matters regarding compliance risk management + Make decisions and… more
- MTA (New York, NY)
- Director Legislative Initiatives & Compliance Services Job ID: 6605 Business Unit: MTA Construction & Development Location: New York, NY, United States ... days after their effective date of hire. JOB TITLE: Director , Legislative Initiatives & Compliance Services AGENCY:...to approval regarding the most significant business and policy issues by Senior Management of MTA Construction… more
- ManpowerGroup (New York, NY)
- **Title: Director of Compliance Data Governance & Reporting** **Location: NYC (Penn Plaza)** **Schedule: 2-3 days on site per wk** **Duration: Perm** **Salary: ... and banking provider that delivers global financial services is seeking an experienced Director of Compliance Data Governance and Reporting. The individual is… more
- Wolters Kluwer (New York, NY)
- …prepare for potential audits and legal or regulatory requirements related to compliance . Audit and Third-Party Assurance Management Responsibilities: + Support ... with relevant departments to address identified gaps and vulnerabilities. + Provide the Director of compliance with insights into technical gaps from audit… more
- S&P Global (New York, NY)
- …Crimes Compliance areas including internal testing, tracking, and advising on compliance issues , and reporting of information to senior leaders + Experience ... **About the Role:** **Grade Level (for internal use):** 12 ** Director , Global Sanctions & Financial Crimes Compliance ...on the operation and progress of Global Financial Crimes Compliance risk management efforts. + Maintain a… more
- MTA (Jamaica, NY)
- Director -Regulatory Compliance Job ID: 6918 Business Unit: Long Island Rail Road Location: Jamaica, NY, United States Regular/Temporary: Regular Department: ... Safety Department Date Posted: May 8, 2024 Description Job Information Title: Director Regulatory Compliance Department: Corporate Safety Repost Date: 04/08/2024… more
- MTA (New York, NY)
- Senior Director Construction Compliance Job ID: 4152 Business Unit: MTA Construction & Development Location: New York, NY, United States Regular/Temporary: ... 30 days after their effective hire dat e. JOB TITLE: Senior Director Construction Compliance AGENCY: Construction & Development DEPT/DIV: Delivery/ Delivery… more
- Elevance Health (New York, NY)
- **Infusion and Pharmacy/Specialty Pharmacy Compliance Director ** **Location:** This position will work a hybrid model (remote and office). The Ideal candidate ... TX Elevance Health PulsePoint location. The **Infusion and Pharmacy/Specialty Pharmacy Compliance Director ** will be responsible for directing foundational and… more
- SMBC (New York, NY)
- …a regulatory advisory function to the President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the ... various committees such as the New Product, Underwriting, Risk Management , Compliance , IT Risk and Training committees.... Compliance , IT Risk and Training committees. The Compliance Advisory Director role may manage a… more
- Danaher Corporation (Port Washington, NY)
- …product innovation, while minimizing emissions and waste. The Opportunity: The Global Compliance Director for Pall Corporation ("Pall") within the Life Sciences ... to the company and provide information related to all aspects of the company's compliance , including reporting ongoing compliance issues and intentional acts… more
- Scotiabank (New York, NY)
- …for front office staff in trading and sales on relevant legal, regulatory and compliance issues . + Oversees support provided by the Markets Compliance ... including other Compliance functions, Internal Control, Regulatory Relations, Legal, Risk Management , and AML Compliance . + Informs and advises business line… more
- City of New York (New York, NY)
- …peers, and have certain degree of latitude for high-level decision-making. The Deputy Director of Compliance and Payments operates under the direction of the ... as well as hospitals and is responsible for budgeting, research, analysis, compliance , payments, and verification of claims or invoices submitted by these contracted… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Director is a senior management level position responsible for establishing internal ... AML training + Develop and assist in the implementation of firm-wide AML risk management policy and strategic AML Compliance Risk Management (ACRM) direction… more
- Citigroup (New York, NY)
- …liaison with regulatory examiners, Internal Audit, and external auditors on critical Compliance issues and oversees the implementation of related remediation. ... Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the assigned business/product/function. +… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external financial,… more
- Citigroup (New York, NY)
- …liaison with regulatory examiners, Internal Audit, and external auditors on critical Compliance issues and overseeing the implementation of related remediation. ... Serves as an an Independent Compliance Risk Management (ICRM) senior ...Compliance programs + Demonstrated ability to assess complex issues through root cause analysis and other analytical techniques;… more
- SMBC (New York, NY)
- … team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the ... or observer of various committees such as the New Product, Underwriting, Risk Management , Compliance , and Training committees. The Senior Compliance Officer… more